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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.28%
This Fund
S&P 500
This Quarter Est. Return
+6.32%
1 Year Est. Return
+58.28%
3 Year Est. Return
+186.11%
5 Year Est. Return
+379.71%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$454M
Cap. Flow
+$421M
Cap. Flow %
18.16%
Top 10 Hldgs %
27.95%
Holding
404
New
59
Increased
106
Reduced
10
Closed
175

Top Buys

Rank Stock Value
1
DCP
DCP Midstream, LP
DCP
+$232M
2
FHN icon
First Horizon
FHN
+$61M
3
OSH
Oak Street Health, Inc.
OSH
+$40.8M
4
TRAQ
Trine II Acquisition Corp.
TRAQ
+$40.1M
5
EOCW
Elliott Opportunity II Corp.
EOCW
+$39.3M

Top Sells

Rank Stock Value
1
STOR
STORE Capital Corporation
STOR
+$84.4M
2
HERA
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
+$45.2M
3
FPAC
Far Peak Acquisition Corporation
FPAC
+$36.7M
4
AAC
Ares Acquisition Corporation
AAC
+$33.5M
5
COUP
Coupa Software Incorporated
COUP
+$31.5M

Sector Composition

Rank Sector Weight
1 Financials 66.61%
2 Energy 10.61%
3 Healthcare 6.18%
4 Technology 5.97%
5 Industrials 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAGP icon
226
Plains GP Holdings
PAGP
$5.02B
$129K 0.01%
+10,380
New +$136K
ET icon
227
Energy Transfer Partners
ET
$71.2B
$128K 0.01%
10,293
-3,330
-24% -$42.1K
SGHL
228
DELISTED
Signal Hill Acquisition Corp. Class A Common Stock
SGHL
$122K 0.01%
11,713
– –
ABX
229
Abacus Global Management
ABX
$998M
– –
-305,222
Closed -$3.1M
AEON icon
230
AEON Biopharma
AEON
$13.8M
– –
-5,240
Closed -$3.79M
AISP
231
Airship AI Holdings
AISP
$66.1M
– –
-1,963,966
Closed -$19.8M
BETR icon
232
Better Home & Finance Holding
BETR
$314M
– –
-19,901
Closed -$10M
CDT icon
233
CDT Equity Inc
CDT
$2.04M
– –
0
– -$1.07M
CLDI icon
234
Calidi Biotherapeutics
CLDI
$2.16M
– –
-208
Closed -$4.07M
COCH icon
235
Envoy Medical
COCH
$52.4M
– –
-378,814
Closed -$3.8M
LDTC
236
DELISTED
LeddarTech
LDTC
– –
-1,884,194
Closed -$9.52M
LUNR icon
237
Intuitive Machines
LUNR
$2.4B
– –
-41,975
Closed -$420K
NTRL
238
First Trust Equity Market Neutral ETF
NTRL
$16.3M
– –
-99,718
Closed -$2.01M
MOBX icon
239
Mobix Labs
MOBX
$26M
– –
-1,685
Closed -$173K
ROG icon
240
Rogers Corp
ROG
$2.39B
– –
-6,010
Closed -$717K
SLND icon
241
Southland Holdings
SLND
$33.3M
– –
-2,140,325
Closed -$21.9M
STR
242
DELISTED
Sitio Royalties
STR
– –
-90,037
Closed -$2.6M
UHG
243
DELISTED
United Homes Group
UHG
– –
-150,000
Closed -$1.51M
ZCAR
244
DELISTED
Zoomcar
ZCAR
– –
-22
Closed -$459K
ZURA icon
245
Zura Bio
ZURA
$542M
– –
-118,750
Closed -$1.21M
BRLS icon
246
Borealis Foods
BRLS
$17.6M
– –
-71,426
Closed -$738K
DHAI
247
DELISTED
DIH Holdings US
DHAI
– –
-13,577
Closed -$3.47M
CERO
248
DELISTED
CERo Therapeutics
CERO
– –
-213
Closed -$4.38M
SOC icon
249
Sable Offshore Corp
SOC
$918M
– –
-83,561
Closed -$840K
TVGN icon
250
Tevogen Inc. Common Stock
TVGN
$27.3M
– –
-5,998
Closed -$3.1M
8 9
10
11 12

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DCP
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BOH
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EP
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MC
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6CM
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QOP
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RCAG
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First Trust Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, First Trust Capital Management held 404 positions worth $2.32B, up 24% from $1.86B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

First Trust Capital Management deployed $421M of net new capital in Q1 2023, opening 59 new positions and adding to 106 existing holdings. Its largest new stake was Oak Street Health, Inc.: 1,265,000 shares worth $48.9M.

By sector, the portfolio is most concentrated in Financials at 67% of assets, up from 66% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Ares Acquisition Corporation, an estimated $33.5M trimmed.

  • First Trust Capital Management's largest Q1 2023 buy was Oak Street Health, Inc.: 1,265,000 shares worth $48.9M.
  • First Trust Capital Management added most to DCP Midstream, LP in Q1 2023, an estimated $232M increase.
  • First Trust Capital Management's biggest Q1 2023 reduction was Ares Acquisition Corporation, cutting an estimated $33.5M.
  • First Trust Capital Management fully exited STORE Capital Corporation in Q1 2023, selling an estimated $84.4M.
  • First Trust Capital Management's ten largest holdings make up 28% of its $2.32B portfolio in Q1 2023.
  • First Trust Capital Management opened 59 new positions and closed 175 in Q1 2023.
  • First Trust Capital Management's portfolio value rose 24% quarter-over-quarter to $2.32B.

Based on First Trust Capital Management's 13F filing for Q1 2023, filed 12 May 2023.