FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+5.93%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$930M
AUM Growth
+$360M
Cap. Flow
+$309M
Cap. Flow %
33.18%
Top 10 Hldgs %
49.96%
Holding
320
New
68
Increased
46
Reduced
7
Closed
73

Top Buys

1
CERN
Cerner Corp
CERN
$87M
2
HMHC
Houghton Mifflin Harcourt Company
HMHC
$58.3M
3
FLOW
SPX FLOW, Inc.
FLOW
$50.3M
4
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
$44.3M
5
MIME
Mimecast Limited
MIME
$37.7M

Top Sells

1
NUAN
Nuance Communications, Inc.
NUAN
$55.6M
2
CONE
CyrusOne Inc Common Stock
CONE
$34.6M
3
INFO
IHS Markit Ltd. Common Shares
INFO
$27M
4
VG
Vonage Holdings Corporation
VG
$17.7M
5
STL
Sterling Bancorp
STL
$17.6M

Sector Composition

1 Financials 39.31%
2 Technology 19.21%
3 Industrials 9.92%
4 Communication Services 6.92%
5 Healthcare 2.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BSGA
226
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
$183K 0.02%
+18,155
New +$183K
BIOT
227
DELISTED
Biotech Acquisition Company Class A Ordinary Shares
BIOT
$181K 0.02%
18,377
-81,624
-82% -$804K
OEPW
228
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$169K 0.02%
+17,307
New +$169K
ICU icon
229
SeaStar Medical
ICU
$22.2M
$156K 0.02%
617
– –
ET icon
230
Energy Transfer Partners
ET
$59.7B
$152K 0.02%
13,623
– –
EDTX
231
DELISTED
EdtechX Holdings Acquisition Corp. II Class A common stock
EDTX
$152K 0.02%
15,000
– –
DPCSU
232
DELISTED
DP Cap Acquisition Corp I Unit
DPCSU
$150K 0.02%
15,000
– –
TWNI
233
DELISTED
Tailwind International Acquisition Corp.
TWNI
$147K 0.02%
15,000
– –
ZWRK
234
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
$147K 0.02%
15,000
– –
FST
235
DELISTED
FAST Acquisition Corp.
FST
$147K 0.02%
14,535
– –
SCAQU
236
DELISTED
Stratim Cloud Acquisition Corp. Unit
SCAQU
$147K 0.02%
15,000
– –
CNDA
237
DELISTED
Concord Acquisition Corp II
CNDA
$124K 0.01%
12,835
– –
AAC
238
DELISTED
Ares Acquisition Corporation
AAC
$121K 0.01%
+12,300
New +$121K
KAIRU
239
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$119K 0.01%
12,000
– –
ARTA
240
DELISTED
Artisan Acquisition Corp. Class A Ordinary Shares
ARTA
$119K 0.01%
12,000
-110,172
-90% -$1.09M
DCP
241
DELISTED
DCP Midstream, LP
DCP
$118K 0.01%
+10,995
New +$118K
DLCA
242
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$118K 0.01%
12,040
– –
FINM
243
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$118K 0.01%
12,000
– –
XBP icon
244
XBP Global Holdings, Inc. Common Stock
XBP
$71.8M
$101K 0.01%
+10,000
New +$101K
CNDB.U
245
DELISTED
Concord Acquisition Corp III Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CNDB.U
$101K 0.01%
10,000
– –
THACU
246
DELISTED
Thrive Acquisition Corporation Unit
THACU
$101K 0.01%
10,000
– –
JWSM
247
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$98K 0.01%
10,000
– –
CTAQU
248
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
– –
-250,000
Closed -$2.5M
FIVN icon
249
FIVE9
FIVN
$2.06B
– –
-1,884
Closed -$259K
FRGE icon
250
Forge Global Holdings
FRGE
$235M
– –
-42,645
Closed -$6.29M
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