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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$570M
AUM Growth
-$89.2M
Cap. Flow
-$38.1M
Cap. Flow %
-6.68%
Top 10 Hldgs %
39.28%
Holding
321
New
99
Increased
111
Reduced
7
Closed
69

Top Buys

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$54.9M
2
CONE
CyrusOne Inc Common Stock
CONE
+$32.7M
3
INFO
IHS Markit Ltd. Common Shares
INFO
+$25.3M
4
MIME
Mimecast Limited
MIME
+$23.3M
5
VG
Vonage Holdings Corporation
VG
+$15.5M

Top Sells

Rank Stock Value
1
KSU
Kansas City Southern
KSU
+$42.2M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$32.4M
3
CLDR
Cloudera, Inc.
CLDR
+$28.1M
4
STMP
Stamps.com, Inc.
STMP
+$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
+$25.7M

Sector Composition

Rank Sector Weight
1 Financials 38.37%
2 Technology 13.55%
3 Communication Services 10.07%
4 Healthcare 4.43%
5 Industrials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCIIU
226
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$149K 0.03%
15,000
– –
OCA
227
DELISTED
Omnichannel Acquisition Corp.
OCA
$149K 0.03%
+15,000
New +$149K
FMAC
228
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$149K 0.03%
+15,110
New +$149K
FST
229
DELISTED
FAST Acquisition Corp.
FST
$148K 0.03%
+14,535
New +$169K
RMGC
230
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$147K 0.03%
+15,000
New +$146K
HCII
231
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$147K 0.03%
+15,000
New +$146K
TWNI
232
DELISTED
Tailwind International Acquisition Corp.
TWNI
$146K 0.03%
+15,000
New +$146K
ZWRK
233
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
$146K 0.03%
+15,000
New +$146K
PICC
234
DELISTED
Pivotal Investment Corporation III
PICC
$146K 0.03%
+15,000
New +$146K
BLTS
235
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
$142K 0.02%
+14,378
New +$141K
FVT
236
DELISTED
Fortress Value Acquisition Corp. III
FVT
$139K 0.02%
+14,200
New +$139K
ET icon
237
Energy Transfer Partners
ET
$70B
$130K 0.02%
+13,623
New +$124K
CNDA
238
DELISTED
Concord Acquisition Corp II
CNDA
$125K 0.02%
+12,835
New +$126K
JCICU
239
DELISTED
Jack Creek Investment Corp. Units
JCICU
$120K 0.02%
+12,000
New +$121K
KAIRU
240
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$120K 0.02%
+12,000
New +$120K
PAA icon
241
Plains All American Pipeline
PAA
$16.6B
$118K 0.02%
+10,995
New +$110K
DLCA
242
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$118K 0.02%
+12,040
New +$118K
FINM
243
DELISTED
Marlin Technology Corporation Class A Ordinary Share
FINM
$117K 0.02%
+12,000
New +$117K
ATA
244
DELISTED
Americas Technology Acquisition Corp.
ATA
$111K 0.02%
+11,000
New +$111K
ASPC
245
DELISTED
Alpha Capital Acquisition Co
ASPC
$105K 0.02%
+10,603
New +$104K
CNDB.U
246
DELISTED
Concord Acquisition Corp III Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CNDB.U
$102K 0.02%
+10,000
New +$102K
CFFEU
247
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
$101K 0.02%
+10,000
New +$101K
THACU
248
DELISTED
Thrive Acquisition Corporation Unit
THACU
$101K 0.02%
+10,000
New +$101K
GPACU
249
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
$99K 0.02%
+10,000
New +$98.8K
AAC.U
250
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$99K 0.02%
+10,000
New +$99.9K
8 9
10
11 12

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First Trust Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, First Trust Capital Management held 321 positions worth $570M, down 14% from $659M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

First Trust Capital Management withdrew a net $38.1M in Q4 2021, closing 69 positions and reducing 7 holdings. Its most notable exit was Kansas City Southern, an estimated $42.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 38% of assets, up from 36% a quarter earlier, followed by Technology and Communication Services.

Against the trend, First Trust Capital Management opened a new position in CyrusOne Inc Common Stock worth $34.6M.

  • First Trust Capital Management's largest Q4 2021 buy was CyrusOne Inc Common Stock: 385,323 shares worth $34.6M.
  • First Trust Capital Management added most to Nuance Communications, Inc. in Q4 2021, an estimated $54.9M increase.
  • First Trust Capital Management's biggest Q4 2021 reduction was Magellan Health Services, Inc., cutting an estimated $16.1M.
  • First Trust Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $42.2M.
  • First Trust Capital Management's ten largest holdings make up 39% of its $570M portfolio in Q4 2021.
  • First Trust Capital Management opened 99 new positions and closed 69 in Q4 2021.
  • First Trust Capital Management's portfolio value fell 14% quarter-over-quarter to $570M.

Based on First Trust Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.