We are live on ! Find out more
FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.39%
This Fund
S&P 500
This Quarter Est. Return
+8.23%
1 Year Est. Return
+58.39%
3 Year Est. Return
+186.4%
5 Year Est. Return
+380.2%
10 Year Est. Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$34.4M
Cap. Flow %
-5.21%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

Rank Stock Value
1
FBC
Flagstar Bancorp, Inc. New
FBC
+$32.7M
2
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$30.7M
3
STL
Sterling Bancorp
STL
+$29.5M
4
KSU
Kansas City Southern
KSU
+$26.4M
5
STMP
Stamps.com, Inc.
STMP
+$25.4M

Top Sells

Rank Stock Value
1
PRAH
PRA Health Sciences, Inc.
PRAH
+$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
+$44M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$36.1M
5
HOME
At Home Group Inc.
HOME
+$35.2M

Sector Composition

Rank Sector Weight
1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOBY icon
226
Joby Aviation
JOBY
$7.75B
– –
-344,437
Closed -$3.44M
NXDR
227
Nextdoor Holdings
NXDR
$946M
– –
-72,520
Closed -$721K
LIDR icon
228
AEye
LIDR
$58.8M
– –
-3,698
Closed -$1.11M
MIR icon
229
Mirion Technologies
MIR
$3.94B
– –
-414,900
Closed -$4.32M
NRDY icon
230
Nerdy
NRDY
$104M
– –
-40,000
Closed -$397K
NVTS icon
231
Navitas Semiconductor
NVTS
$3.27B
– –
-263,787
Closed -$2.62M
OPAD icon
232
Offerpad Solutions
OPAD
$22.6M
– –
-2,997
Closed -$4.46M
RBOT
233
DELISTED
Vicarious Surgical
RBOT
– –
-7,818
Closed -$2.34M
SPIR icon
234
Spire Global
SPIR
$499M
– –
-54,799
Closed -$4.38M
TMC icon
235
TMC The Metals Company
TMC
$1.74B
– –
-377,309
Closed -$3.75M
XOS icon
236
Xos
XOS
$38.1M
– –
-10,402
Closed -$3.1M
PDYN icon
237
Palladyne AI
PDYN
$280M
– –
-3,374
Closed -$202K
VLD
238
DELISTED
Velo3D, Inc.
VLD
– –
-767
Closed -$269K
ARYD
239
DELISTED
ARYA Sciences Acquisition Corp IV Class A Odinary Shares
ARYD
– –
-113,109
Closed -$1.21M
BHIL
240
DELISTED
Benson Hill, Inc.
BHIL
– –
-1,869
Closed -$647K
BTTX
241
DELISTED
Better Therapeutics, Inc. Common Stock
BTTX
– –
-64,700
Closed -$642K
SLACU
242
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
– –
-195,000
Closed -$1.95M
IRNT
243
DELISTED
IronNet, Inc.
IRNT
– –
-29,389
Closed -$294K
BBLN
244
DELISTED
Babylon Holdings Limited
BBLN
– –
-4,400
Closed -$1.09M
ML
245
DELISTED
MoneyLion Inc.
ML
– –
-13,233
Closed -$3.95M
BIOTU
246
DELISTED
Biotech Acquisition Company Unit
BIOTU
– –
-90,000
Closed -$907K
FCAX.U
247
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
– –
-281,200
Closed -$2.82M
GLBLU
248
DELISTED
Cartesian Growth Corporation Unit
GLBLU
– –
-102,258
Closed -$1.02M
LGV.U
249
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
– –
-20,000
Closed -$202K
CND
250
DELISTED
Concord Acquisition Corp.
CND
– –
-200,000
Closed -$1.97M
8 9
10
11 12

Similar funds

IAN
Integrated Advisors Network Dallas, Texas $1.91B AUM 24.91% 1-Year Est. Return
DCP
Distillate Capital Partners Chicago, Illinois $1.9B AUM 2.22% 1-Year Est. Return
BOH
Bank of Hawaii Honolulu, Hawaii $1.91B AUM 22.08% 1-Year Est. Return
EP
Eversept Partners New York $1.9B AUM 121.13% 1-Year Est. Return
MC
Maren Capital Chicago, Illinois $1.91B AUM 17.37% 1-Year Est. Return
RIL
Rothschild Investment LLC Chicago, Illinois $1.91B AUM 24.37% 1-Year Est. Return
6CM
683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return
QOP
Quinn Opportunity Partners Charlottesville, Virginia $1.92B AUM 31.26% 1-Year Est. Return

First Trust Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, First Trust Capital Management held 299 positions worth $659M, down 1.6% from $670M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

First Trust Capital Management withdrew a net $34.4M in Q3 2021, closing 77 positions and reducing 12 holdings. Its most notable exit was PRA Health Sciences, Inc., an estimated $47.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 20% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, First Trust Capital Management opened a new position in Flagstar Bancorp, Inc. New worth $35.2M.

  • First Trust Capital Management's largest Q3 2021 buy was Flagstar Bancorp, Inc. New: 692,398 shares worth $35.2M.
  • First Trust Capital Management added most to Kansas City Southern in Q3 2021, an estimated $26.4M increase.
  • First Trust Capital Management's biggest Q3 2021 reduction was CAI International, Inc., cutting an estimated $11M.
  • First Trust Capital Management fully exited PRA Health Sciences, Inc. in Q3 2021, selling an estimated $47.4M.
  • First Trust Capital Management's ten largest holdings make up 41% of its $659M portfolio in Q3 2021.
  • First Trust Capital Management opened 74 new positions and closed 77 in Q3 2021.
  • First Trust Capital Management's portfolio value fell 1.6% quarter-over-quarter to $659M.

Based on First Trust Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.