FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+8.22%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$659M
AUM Growth
-$11M
Cap. Flow
-$8.86M
Cap. Flow %
-1.34%
Top 10 Hldgs %
40.66%
Holding
299
New
74
Increased
32
Reduced
12
Closed
77

Top Buys

1
FBC
Flagstar Bancorp, Inc. New
FBC
$35.2M
2
STL
Sterling Bancorp
STL
$32.5M
3
CSOD
Cornerstone OnDemand, Inc.
CSOD
$32.4M
4
STMP
Stamps.com, Inc.
STMP
$26.4M
5
XEC
CIMAREX ENERGY CO
XEC
$25.7M

Top Sells

1
PRAH
PRA Health Sciences, Inc.
PRAH
$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
$44M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$43.6M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$36.1M
5
HOME
At Home Group Inc.
HOME
$35.2M

Sector Composition

1 Financials 35.96%
2 Healthcare 10.68%
3 Industrials 9.69%
4 Technology 6.6%
5 Energy 3.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JOBY icon
226
Joby Aviation
JOBY
$11.4B
– –
-344,437
Closed -$3.44M
NXDR
227
Nextdoor Holdings
NXDR
$805M
– –
-72,520
Closed -$721K
LIDR icon
228
AEye
LIDR
$113M
– –
-3,698
Closed -$1.11M
MIR icon
229
Mirion Technologies
MIR
$5.16B
– –
-414,900
Closed -$4.32M
NRDY icon
230
Nerdy
NRDY
$163M
– –
-40,000
Closed -$397K
NVTS icon
231
Navitas Semiconductor
NVTS
$1.19B
– –
-263,787
Closed -$2.62M
OPAD icon
232
Offerpad Solutions
OPAD
$157M
– –
-29,971
Closed -$4.46M
RBOT icon
233
Vicarious Surgical
RBOT
$33.9M
– –
-7,818
Closed -$2.34M
SPIR icon
234
Spire Global
SPIR
$271M
– –
-54,799
Closed -$4.38M
TMC icon
235
TMC The Metals Company
TMC
$2.09B
– –
-377,309
Closed -$3.75M
XOS icon
236
Xos
XOS
$19.8M
– –
-10,402
Closed -$3.1M
PDYN icon
237
Palladyne AI
PDYN
$284M
– –
-3,374
Closed -$202K
VLD
238
DELISTED
Velo3D, Inc.
VLD
– –
-767
Closed -$269K
ARYD
239
DELISTED
ARYA Sciences Acquisition Corp IV Class A Odinary Shares
ARYD
– –
-113,109
Closed -$1.21M
BHIL
240
DELISTED
Benson Hill, Inc.
BHIL
– –
-1,869
Closed -$647K
BTTX
241
DELISTED
Better Therapeutics, Inc. Common Stock
BTTX
– –
-64,700
Closed -$642K
SLACU
242
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
– –
-195,000
Closed -$1.95M
IRNT
243
DELISTED
IronNet, Inc.
IRNT
– –
-29,389
Closed -$294K
BBLN
244
DELISTED
Babylon Holdings Limited
BBLN
– –
-4,400
Closed -$1.09M
ML
245
DELISTED
MoneyLion Inc.
ML
– –
-13,233
Closed -$3.95M
BIOTU
246
DELISTED
Biotech Acquisition Company Unit
BIOTU
– –
-90,000
Closed -$907K
FCAX.U
247
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
– –
-281,200
Closed -$2.82M
CND
248
DELISTED
Concord Acquisition Corp.
CND
– –
-200,000
Closed -$1.97M
ENJY
249
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
– –
-20,946
Closed -$207K
SV
250
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
– –
-436,007
Closed -$4.36M
8 9
10
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