FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
This Quarter Return
+10.5%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$670M
AUM Growth
+$670M
Cap. Flow
+$156M
Cap. Flow %
23.27%
Top 10 Hldgs %
47.44%
Holding
282
New
67
Increased
46
Reduced
9
Closed
57

Top Buys

1
PRAH
PRA Health Sciences, Inc.
PRAH
$47.4M
2
PFPT
Proofpoint, Inc.
PFPT
$44M
3
ALXN
Alexion Pharmaceuticals Inc
ALXN
$39.2M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$36.1M
5
HOME
At Home Group Inc.
HOME
$35.2M

Top Sells

1
VAR
Varian Medical Systems, Inc.
VAR
$55.3M
2
RP
RealPage, Inc.
RP
$32.1M
3
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$23M
4
IPHI
INPHI CORPORATION
IPHI
$19.8M
5
STAY
Extended Stay America, Inc. Paired Share Unit
STAY
$18.6M

Sector Composition

1 Financials 20.46%
2 Technology 15.25%
3 Healthcare 11.15%
4 Real Estate 10.95%
5 Industrials 9.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ATIP
226
DELISTED
ATI Physical Therapy, Inc.
ATIP
– –
-14,138
Closed -$141K
HMSY
227
DELISTED
HMS Holdings Corp.
HMSY
– –
-346,297
Closed -$12.8M
SMTX
228
DELISTED
SMTC Corporation
SMTX
– –
-75,700
Closed -$455K
PS
229
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
– –
-604,660
Closed -$13.5M
VAR
230
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-313,508
Closed -$55.3M
IPHI
231
DELISTED
INPHI CORPORATION
IPHI
– –
-110,762
Closed -$19.8M
EGOV
232
DELISTED
NIC Inc
EGOV
– –
-28,408
Closed -$964K
GNMK
233
DELISTED
GenMark Diagnostics, Inc
GNMK
– –
-564,758
Closed -$13.5M
RP
234
DELISTED
RealPage, Inc.
RP
– –
-368,121
Closed -$32.1M
WDR
235
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-15,837
Closed -$397K
APHA
236
DELISTED
Aphria Inc. Common Shares
APHA
– –
-377,147
Closed -$6.93M
GWPH
237
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-105,822
Closed -$23M
PRSP
238
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-400,372
Closed -$11.6M
FLIR
239
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-7,852
Closed -$444K
TPCO
240
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-359,824
Closed -$6.47M
FFG
241
DELISTED
FBL Financial Group
FFG
– –
-10,816
Closed -$605K
STND
242
DELISTED
Standard AVB Financial Corp. Common Stock
STND
– –
-7,512
Closed -$246K
CLGX
243
DELISTED
Corelogic, Inc.
CLGX
– –
-135,400
Closed -$10.7M
STAY
244
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-939,797
Closed -$18.6M
CATM
245
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-82,189
Closed -$3.19M
GNRS
246
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
– –
-153,827
Closed -$1.53M
NEBC
247
DELISTED
Nebula Caravel Acquisition Corp. Class A Common Stock
NEBC
– –
-64,495
Closed -$640K
GRSV
248
DELISTED
Gores Holdings V, Inc.
GRSV
– –
-215,592
Closed -$2.15M
TWCTU
249
DELISTED
TWC Tech Holdings II Corp. Unit
TWCTU
– –
-52,600
Closed -$532K
RICE
250
DELISTED
Rice Acquisition Corp.
RICE
– –
-96,923
Closed -$980K
8 9
10
11 12