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FTCM

First Trust Capital Management Portfolio holdings

AUM $1.9B
1-Year Est. Return 58.28%
This Fund
S&P 500
This Quarter Est. Return
+8.74%
1 Year Est. Return
+58.28%
3 Year Est. Return
+186.11%
5 Year Est. Return
+379.71%
10 Year Est. Return
–
AUM
$511M
AUM Growth
+$156M
Cap. Flow
+$153M
Cap. Flow %
29.82%
Top 10 Hldgs %
42.96%
Holding
301
New
167
Increased
24
Reduced
12
Closed
86

Top Buys

Rank Stock Value
1
VAR
Varian Medical Systems, Inc.
VAR
+$20.3M
2
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
+$19.9M
3
IPHI
INPHI CORPORATION
IPHI
+$18.1M
4
STAY
Extended Stay America, Inc. Paired Share Unit
STAY
+$15.3M
5
PS
Pluralsight, Inc. Class A Common Stock
PS
+$13M

Top Sells

Rank Stock Value
1
NGHC
National General Holdings Corp
NGHC
+$28.4M
2
EV
Eaton Vance Corp.
EV
+$25.1M
3
TIF
Tiffany & Co.
TIF
+$23.5M
4
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
+$6.51M
5
BEAT
BioTelemetry, Inc.
BEAT
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 18.57%
2 Technology 15.28%
3 Healthcare 8.29%
4 Consumer Discretionary 6.53%
5 Industrials 6.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTRA
226
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-53,820
Closed -$596K
ERESU
227
DELISTED
East Resources Acquisition Company Unit
ERESU
– –
-62,998
Closed -$666K
MLACU
228
DELISTED
Malacca Straits Acquisition Company Limited Units
MLACU
– –
-84,345
Closed -$866K
HZON.U
229
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
– –
-309,370
Closed -$3.32M
VLTA
230
DELISTED
Volta Inc.
VLTA
– –
-228,286
Closed -$2.43M
KINZU
231
DELISTED
KINS Technology Group Inc. Unit
KINZU
– –
-280,000
Closed -$2.88M
TWND.U
232
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
– –
-328,945
Closed -$3.55M
IGACU
233
DELISTED
IG Acquisition Corp. Unit
IGACU
– –
-200,000
Closed -$2.16M
CND.U
234
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
– –
-200,000
Closed -$2.06M
HTPA.U
235
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
– –
-135,900
Closed -$1.43M
ACEVU
236
DELISTED
ACE Convergence Acquisition Corp
ACEVU
– –
-122,728
Closed -$1.34M
TEKKU
237
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
– –
-75,866
Closed -$816K
PMVC.U
238
DELISTED
PMV Consumer Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PMVC.U
– –
-180,000
Closed -$1.85M
IPOF.U
239
DELISTED
Social Capital Hedosophia Holdings Corp. VI Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
IPOF.U
– –
-64,790
Closed -$836K
AVAN.U
240
DELISTED
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
– –
-300,000
Closed -$3.25M
VYGG.U
241
DELISTED
Vy Global Growth Units, each consisting of one Class A Ordinary Share, and one fifth of one Warrant to acquire one Class A Ordinary Share
VYGG.U
– –
-180,000
Closed -$1.94M
EQD.U
242
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
– –
-280,000
Closed -$2.98M
MUDSU
243
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
– –
-270,000
Closed -$2.78M
ETACU
244
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
– –
-397,594
Closed -$4.24M
FST
245
DELISTED
FAST Acquisition Corp.
FST
– –
-31,992
Closed -$328K
XPOA.U
246
DELISTED
DPCM Capital, Inc. Units, each consisting of one share of Class A common stock and one-third of one
XPOA.U
– –
-182,000
Closed -$2.01M
PRPB.U
247
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
– –
-14,855
Closed -$148K
OACB.U
248
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
– –
-207,548
Closed -$2.22M
LCAPU
249
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
– –
-334,000
Closed -$3.48M
ZNTEU
250
DELISTED
Zanite Acquisition Corp. Unit
ZNTEU
– –
-135,000
Closed -$1.42M
8 9
10
11 12

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First Trust Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, First Trust Capital Management held 301 positions worth $511M, up 44% from $356M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

First Trust Capital Management deployed $153M of net new capital in Q1 2021, opening 167 new positions and adding to 24 existing holdings. Its largest new stake was GW Pharmaceuticals Plc American Depositary Shares: 105,822 shares worth $23M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was LiveVox Holding, Inc. Class A Common Stock, an estimated $3.27M trimmed.

  • First Trust Capital Management's largest Q1 2021 buy was GW Pharmaceuticals Plc American Depositary Shares: 105,822 shares worth $23M.
  • First Trust Capital Management added most to Varian Medical Systems, Inc. in Q1 2021, an estimated $20.3M increase.
  • First Trust Capital Management's biggest Q1 2021 reduction was LiveVox Holding, Inc. Class A Common Stock, cutting an estimated $3.27M.
  • First Trust Capital Management fully exited National General Holdings Corp in Q1 2021, selling an estimated $28.4M.
  • First Trust Capital Management's ten largest holdings make up 43% of its $511M portfolio in Q1 2021.
  • First Trust Capital Management opened 167 new positions and closed 86 in Q1 2021.
  • First Trust Capital Management's portfolio value rose 44% quarter-over-quarter to $511M.

Based on First Trust Capital Management's 13F filing for Q1 2021, filed 17 May 2021.