FTCM

First Trust Capital Management Portfolio holdings

AUM $1.48B
1-Year Return 31.1%
This Quarter Return
+8.58%
1 Year Return
+31.1%
3 Year Return
+130.82%
5 Year Return
+449.57%
10 Year Return
–
AUM
$511M
AUM Growth
+$156M
Cap. Flow
+$158M
Cap. Flow %
30.94%
Top 10 Hldgs %
42.96%
Holding
301
New
167
Increased
24
Reduced
12
Closed
86

Top Buys

1
GWPH
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$23M
2
VAR
Varian Medical Systems, Inc.
VAR
$20.4M
3
IPHI
INPHI CORPORATION
IPHI
$19.3M
4
STAY
Extended Stay America, Inc. Paired Share Unit
STAY
$18.6M
5
PS
Pluralsight, Inc. Class A Common Stock
PS
$13.5M

Top Sells

1
NGHC
National General Holdings Corp
NGHC
$28.4M
2
EV
Eaton Vance Corp.
EV
$25.1M
3
TIF
Tiffany & Co.
TIF
$23.5M
4
FGNA.U
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$6.51M
5
BEAT
BioTelemetry, Inc.
BEAT
$4.79M

Sector Composition

1 Financials 18.57%
2 Technology 15.28%
3 Healthcare 8.29%
4 Consumer Discretionary 6.53%
5 Industrials 6.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PTRA
226
DELISTED
Proterra Inc. Common Stock
PTRA
– –
-53,820
Closed -$596K
ERESU
227
DELISTED
East Resources Acquisition Company Unit
ERESU
– –
-62,998
Closed -$666K
MLACU
228
DELISTED
Malacca Straits Acquisition Company Limited Units
MLACU
– –
-84,345
Closed -$866K
HZON.U
229
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
– –
-309,370
Closed -$3.32M
VLTA
230
DELISTED
Volta Inc.
VLTA
– –
-228,286
Closed -$2.43M
KINZU
231
DELISTED
KINS Technology Group Inc. Unit
KINZU
– –
-280,000
Closed -$2.88M
TWND.U
232
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
– –
-328,945
Closed -$3.55M
IGACU
233
DELISTED
IG Acquisition Corp. Unit
IGACU
– –
-200,000
Closed -$2.16M
CND.U
234
DELISTED
Concord Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CND.U
– –
-200,000
Closed -$2.06M
HTPA.U
235
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
– –
-135,900
Closed -$1.43M
AVAN.U
236
DELISTED
Avanti Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
AVAN.U
– –
-300,000
Closed -$3.25M
VYGG.U
237
DELISTED
Vy Global Growth Units, each consisting of one Class A Ordinary Share, and one fifth of one Warrant to acquire one Class A Ordinary Share
VYGG.U
– –
-180,000
Closed -$1.94M
EQD.U
238
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
– –
-280,000
Closed -$2.98M
MUDSU
239
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
– –
-270,000
Closed -$2.78M
ETACU
240
DELISTED
E.Merge Technology Acquisition Corp. Unit
ETACU
– –
-397,594
Closed -$4.24M
FST
241
DELISTED
FAST Acquisition Corp.
FST
– –
-31,992
Closed -$328K
XPOA.U
242
DELISTED
DPCM Capital, Inc. Units, each consisting of one share of Class A common stock and one-third of one
XPOA.U
– –
-182,000
Closed -$2.01M
PRPB.U
243
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
– –
-14,855
Closed -$148K
OACB.U
244
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
– –
-207,548
Closed -$2.22M
ZNTEU
245
DELISTED
Zanite Acquisition Corp. Unit
ZNTEU
– –
-135,000
Closed -$1.42M
BTAQU
246
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
– –
-131,745
Closed -$1.49M
TREB.U
247
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
– –
-32,408
Closed -$375K
BOWXU
248
DELISTED
BowX Acquisition Corp. Unit
BOWXU
– –
-256,885
Closed -$2.75M
GSAH.U
249
DELISTED
GS Acquisition Holdings Corp II Units, each consisting of one share of Class A Common Stock and one-
GSAH.U
– –
-31,600
Closed -$360K
LOKB.U
250
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-289,983
Closed -$3.15M
8 9
10
11 12