FSIM

F-Squared Investment Management Portfolio holdings

AUM $1.55B
This Quarter Return
+4.35%
1 Year Return
+4.2%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$3.97B
AUM Growth
+$3.97B
Cap. Flow
+$343M
Cap. Flow %
8.64%
Top 10 Hldgs %
56.81%
Holding
49
New
16
Increased
6
Reduced
24
Closed
3

Top Buys

1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
$223M
2
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$213M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$211M
4
GLD icon
SPDR Gold Trust
GLD
$101M
5
MBB icon
iShares MBS ETF
MBB
$92.8M

Top Sells

1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$205M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
$112M
3
FXO icon
First Trust Financials AlphaDEX Fund
FXO
$86.5M
4
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
$86.4M
5
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$81M

Sector Composition

Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FEP icon
1
First Trust Europe AlphaDEX Fund
FEP
$335M
$264M 6.66%
7,619,906
+1,203,719
+19% +$41.8M
FEM icon
2
First Trust Emerging Markets AlphaDEX Fund
FEM
$456M
$261M 6.59%
10,378,282
+3,643,089
+54% +$91.7M
FXU icon
3
First Trust Utilities AlphaDEX Fund
FXU
$1.72B
$223M 5.62%
+9,345,123
New +$223M
FXN icon
4
First Trust Energy AlphaDEX Fund
FXN
$292M
$222M 5.59%
7,568,020
-3,805,865
-33% -$112M
FXL icon
5
First Trust Technology AlphaDEX Fund
FXL
$1.36B
$216M 5.45%
6,649,173
-2,490,937
-27% -$81M
FXH icon
6
First Trust Health Care AlphaDEX Fund
FXH
$913M
$216M 5.44%
4,050,915
-1,387,680
-26% -$73.9M
FXZ icon
7
First Trust Materials AlphaDEX Fund
FXZ
$228M
$214M 5.39%
6,266,375
-2,529,678
-29% -$86.4M
FXO icon
8
First Trust Financials AlphaDEX Fund
FXO
$2.25B
$213M 5.38%
9,588,463
-3,886,574
-29% -$86.5M
FXG icon
9
First Trust Consumer Staples AlphaDEX Fund
FXG
$288M
$213M 5.38%
+5,356,576
New +$213M
FXR icon
10
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$1.89B
$211M 5.32%
+6,911,689
New +$211M
GLD icon
11
SPDR Gold Trust
GLD
$107B
$101M 2.55%
+789,414
New +$101M
FLOT icon
12
iShares Floating Rate Bond ETF
FLOT
$9.15B
$93.1M 2.35%
1,832,411
-159,663
-8% -$8.11M
MBB icon
13
iShares MBS ETF
MBB
$41B
$92.8M 2.34%
+857,534
New +$92.8M
FCAN
14
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
$92M 2.32%
2,373,122
+391,947
+20% +$15.2M
FJP icon
15
First Trust Japan AlphaDEX Fund
FJP
$197M
$86.3M 2.18%
+1,803,401
New +$86.3M
FPA icon
16
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$23.6M
$83.6M 2.11%
2,767,617
+1,547,534
+127% +$46.7M
XLB icon
17
Materials Select Sector SPDR Fund
XLB
$5.53B
$71.4M 1.8%
1,438,144
-1,084,889
-43% -$53.9M
XLF icon
18
Financial Select Sector SPDR Fund
XLF
$54.1B
$71.1M 1.79%
3,125,073
-2,256,936
-42% -$51.3M
XLP icon
19
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
$70.1M 1.77%
+1,571,943
New +$70.1M
IDU icon
20
iShares US Utilities ETF
IDU
$1.65B
$70M 1.77%
+628,900
New +$70M
IYE icon
21
iShares US Energy ETF
IYE
$1.2B
$69M 1.74%
1,214,241
-953,534
-44% -$54.2M
IYH icon
22
iShares US Healthcare ETF
IYH
$2.75B
$68M 1.71%
530,302
-333,482
-39% -$42.8M
IYW icon
23
iShares US Technology ETF
IYW
$22.9B
$67.8M 1.71%
700,196
-485,044
-41% -$47M
IVV icon
24
iShares Core S&P 500 ETF
IVV
$662B
$66.5M 1.68%
337,794
-255,080
-43% -$50.3M
IYJ icon
25
iShares US Industrials ETF
IYJ
$1.73B
$66.3M 1.67%
+639,846
New +$66.3M
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