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FSIM

F-Squared Investment Management Portfolio holdings

AUM $1.55B
1-Year Est. Return 4.2%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+4.2%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.97B
AUM Growth
+$475M
Cap. Flow
+$330M
Cap. Flow %
8.32%
Top 10 Hldgs %
56.81%
Holding
49
New
16
Increased
6
Reduced
24
Closed
3

Top Buys

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$213M
2
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$206M
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$203M
4
GLD icon
SPDR Gold Trust
GLD
+$98.1M
5
MBB icon
iShares MBS ETF
MBB
+$92M

Top Sells

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$205M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$105M
3
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$84.5M
4
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$84.4M
5
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$76.9M

Sector Composition

Rank Sector Weight
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEP icon
1
First Trust Europe AlphaDEX Fund
FEP
$514M
$264M 6.66%
7,619,906
+1,203,719
+19% +$42.5M
FEM icon
2
First Trust Emerging Markets AlphaDEX Fund
FEM
$717M
$261M 6.59%
10,378,282
+3,643,089
+54% +$89.1M
FXU icon
3
First Trust Utilities AlphaDEX Fund
FXU
$831M
$223M 5.62%
+9,345,123
New +$213M
FXN icon
4
First Trust Energy AlphaDEX Fund
FXN
$379M
$222M 5.59%
7,568,020
-3,805,865
-33% -$105M
FXL icon
5
First Trust Technology AlphaDEX Fund
FXL
$2.41B
$216M 5.45%
6,649,173
-2,490,937
-27% -$76.9M
FXH icon
6
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$216M 5.44%
4,050,915
-1,387,680
-26% -$70.5M
FXZ icon
7
First Trust Materials AlphaDEX Fund
FXZ
$362M
$214M 5.39%
6,266,375
-2,529,678
-29% -$84.4M
FXO icon
8
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$213M 5.38%
9,588,463
-3,886,574
-29% -$84.5M
FXG icon
9
First Trust Consumer Staples AlphaDEX Fund
FXG
$236M
$213M 5.38%
+5,356,576
New +$203M
FXR icon
10
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$722M
$211M 5.32%
+6,911,689
New +$206M
GLD icon
11
SPDR Gold Trust
GLD
$130B
$101M 2.55%
+789,414
New +$98.1M
FLOT icon
12
iShares Floating Rate Bond ETF
FLOT
$10.2B
$93.1M 2.35%
1,832,411
-159,663
-8% -$8.1M
MBB icon
13
iShares MBS ETF
MBB
$39.1B
$92.8M 2.34%
+857,534
New +$92M
FCAN
14
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
$92M 2.32%
2,373,122
+391,947
+20% +$14.7M
FJP icon
15
First Trust Japan AlphaDEX Fund
FJP
$241M
$86.3M 2.18%
+1,803,401
New +$80.7M
FPA icon
16
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$98.8M
$83.6M 2.11%
2,767,617
+1,547,534
+127% +$45.8M
XLB icon
17
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$71.4M 1.8%
2,876,288
-2,169,778
-43% -$52.4M
XLF icon
18
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$71.1M 1.79%
3,559,914
-2,570,980
-42% -$50.1M
XLP icon
19
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$70.1M 1.77%
+1,571,943
New +$69.5M
IDU icon
20
iShares US Utilities ETF
IDU
$1.38B
$70M 1.77%
+1,257,800
New +$67.2M
IYE icon
21
iShares US Energy ETF
IYE
$1.72B
$69M 1.74%
1,214,241
-953,534
-44% -$51.4M
IYH icon
22
iShares US Healthcare ETF
IYH
$3.46B
$68M 1.71%
2,651,510
-1,667,410
-39% -$41.2M
IYW icon
23
iShares US Technology ETF
IYW
$22.7B
$67.8M 1.71%
2,800,784
-1,940,176
-41% -$44.8M
IVV icon
24
iShares Core S&P 500 ETF
IVV
$863B
$66.5M 1.68%
337,794
-255,080
-43% -$48.8M
IYJ icon
25
iShares US Industrials ETF
IYJ
$1.95B
$66.3M 1.67%
+1,279,692
New +$65.2M
1
2

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CG
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STI
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HC
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GMCM
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RRC
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F
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F-Squared Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, F-Squared Investment Management held 49 positions worth $3.97B, up 14% from $3.49B the previous quarter. Its ten largest holdings account for 57% of the portfolio.

F-Squared Investment Management deployed $330M of net new capital in Q2 2014, opening 16 new positions and adding to 6 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 9,345,123 shares worth $223M.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $105M trimmed.

  • F-Squared Investment Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 9,345,123 shares worth $223M.
  • F-Squared Investment Management added most to First Trust Emerging Markets AlphaDEX Fund in Q2 2014, an estimated $89.1M increase.
  • F-Squared Investment Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $105M.
  • F-Squared Investment Management fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q2 2014, selling an estimated $205M.
  • F-Squared Investment Management's ten largest holdings make up 57% of its $3.97B portfolio in Q2 2014.
  • F-Squared Investment Management opened 16 new positions and closed 3 in Q2 2014.
  • F-Squared Investment Management's portfolio value rose 14% quarter-over-quarter to $3.97B.

Based on F-Squared Investment Management's 13F filing for Q2 2014, filed 15 Aug 2014.