FSIM

F-Squared Investment Management Portfolio holdings

AUM $1.55B
This Quarter Return
+7.5%
1 Year Return
+4.2%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$2.96B
AUM Growth
+$2.96B
Cap. Flow
+$2.18B
Cap. Flow %
73.54%
Top 10 Hldgs %
49.85%
Holding
48
New
8
Increased
34
Reduced
–
Closed
6

Top Buys

1
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$139M
2
FEP icon
First Trust Europe AlphaDEX Fund
FEP
$121M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$116M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$115M
5
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
$115M

Top Sells

1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
$27.4M
2
IDU icon
iShares US Utilities ETF
IDU
$22.7M
3
MBB icon
iShares MBS ETF
MBB
$20.6M
4
TENZ
PIMCO ETF TR 7-15 YR US TREAS INDEX FD ETF
TENZ
$20.4M
5
XLU icon
Utilities Select Sector SPDR Fund
XLU
$3.61M

Sector Composition

Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FEP icon
1
First Trust Europe AlphaDEX Fund
FEP
$335M
$184M 6.21%
5,498,036
+3,628,769
+194% +$121M
FEM icon
2
First Trust Emerging Markets AlphaDEX Fund
FEM
$456M
$147M 4.96%
5,919,648
+3,887,930
+191% +$96.5M
FXR icon
3
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$1.89B
$147M 4.96%
5,171,881
+4,065,500
+367% +$115M
FXL icon
4
First Trust Technology AlphaDEX Fund
FXL
$1.36B
$146M 4.93%
4,889,698
+3,869,950
+380% +$116M
FXH icon
5
First Trust Health Care AlphaDEX Fund
FXH
$913M
$146M 4.92%
3,031,256
+2,392,139
+374% +$115M
FXZ icon
6
First Trust Materials AlphaDEX Fund
FXZ
$228M
$144M 4.86%
4,441,109
+3,503,235
+374% +$114M
FXD icon
7
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$330M
$143M 4.81%
4,423,451
+3,491,785
+375% +$113M
FXO icon
8
First Trust Financials AlphaDEX Fund
FXO
$2.25B
$142M 4.8%
6,543,536
+5,146,797
+368% +$112M
FXN icon
9
First Trust Energy AlphaDEX Fund
FXN
$292M
$140M 4.73%
5,546,457
+4,336,217
+358% +$110M
FXG icon
10
First Trust Consumer Staples AlphaDEX Fund
FXG
$288M
$139M 4.68%
+3,885,948
New +$139M
MINT icon
11
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.8B
$94.5M 3.19%
932,217
+729,247
+359% +$73.9M
IVV icon
12
iShares Core S&P 500 ETF
IVV
$662B
$91.3M 3.08%
491,901
+279,934
+132% +$52M
FLOT icon
13
iShares Floating Rate Bond ETF
FLOT
$9.15B
$82.6M 2.79%
1,629,065
+1,223,918
+302% +$62.1M
SPY icon
14
SPDR S&P 500 ETF Trust
SPY
$658B
$81.4M 2.75%
440,780
+438,328
+17,876% +$81M
XLY icon
15
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.2B
$77.1M 2.6%
1,154,399
+715,480
+163% +$47.8M
XLB icon
16
Materials Select Sector SPDR Fund
XLB
$5.53B
$76.1M 2.57%
1,645,874
+1,019,842
+163% +$47.1M
XLF icon
17
Financial Select Sector SPDR Fund
XLF
$54.1B
$75.7M 2.56%
3,463,407
+2,157,328
+165% +$47.2M
XLP icon
18
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
$73.3M 2.47%
+1,705,142
New +$73.3M
IYW icon
19
iShares US Technology ETF
IYW
$22.9B
$72.5M 2.45%
819,638
+529,307
+182% +$46.8M
IYJ icon
20
iShares US Industrials ETF
IYJ
$1.73B
$72M 2.43%
710,358
+458,793
+182% +$46.5M
SHV icon
21
iShares Short Treasury Bond ETF
SHV
$20.8B
$70.1M 2.37%
+636,096
New +$70.1M
IYH icon
22
iShares US Healthcare ETF
IYH
$2.75B
$70M 2.36%
600,643
+390,179
+185% +$45.5M
IYE icon
23
iShares US Energy ETF
IYE
$1.2B
$69.3M 2.34%
1,372,586
+892,134
+186% +$45M
FJP icon
24
First Trust Japan AlphaDEX Fund
FJP
$197M
$62.1M 2.1%
1,331,336
+873,458
+191% +$40.8M
FCAN
25
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
$49.4M 1.67%
1,363,911
+899,452
+194% +$32.6M
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