F-Squared Investment Management’s First Trust Europe AlphaDEX Fund FEP Stock Holding History

F-Squared Investment Management’s Portfolio FEP Stock Details FEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-6,792,343	Closed	-$209M	–	32
2014 Q3	$209M	Sell	6,792,343 -827,563	-11%	-$27M	4.94%	8
2014 Q2	$264M	Buy	7,619,906 +1,203,719	+19%	+$42.5M	6.66%	1
2014 Q1	$230M	Buy	6,416,187 +918,151	+17%	+$31.7M	6.58%	6
2013 Q4	$184M	Buy	5,498,036 +3,628,769	+194%	+$116M	6.21%	1
2013 Q3	$57.6M	Buy	+1,869,267	New	+$55.1M	7.85%	1

Other funds holding FEP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

IAS

IMA Advisory Services Denver, Colorado $1.02B AUM 18.66% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

F-Squared Investment Management's FEP Position: Q4 2014 in Review

F-Squared Investment Management sold out of First Trust Europe AlphaDEX Fund (FEP) in Q4 2014, closing a stake of 6,792,343 shares — an estimated $209M sold.

F-Squared Investment Management first reported a position in FEP in Q3 2013 and held it in 5 quarters. The position peaked at $264M in Q2 2014. 45 funds tracked by Wall St. Rank hold FEP as of Q4 2014.

F-Squared Investment Management reported no remaining First Trust Europe AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
F-Squared Investment Management sold 6,792,343 First Trust Europe AlphaDEX Fund shares in Q4 2014, an estimated $209M.
F-Squared Investment Management first reported a position in First Trust Europe AlphaDEX Fund in Q3 2013 and held it in 5 quarters.
F-Squared Investment Management's First Trust Europe AlphaDEX Fund position peaked at $264M in Q2 2014.
45 funds tracked by Wall St. Rank held First Trust Europe AlphaDEX Fund as of Q4 2014.

Based on F-Squared Investment Management's 13F filing for Q4 2014, filed 13 Feb 2015.