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First Trust Europe AlphaDEX Fund

33 hedge funds and large institutions have $334M invested in First Trust Europe AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 14 increasing their positions, 4 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 4

160% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 5

143% more capital invested

Capital invested by funds: $138M → $334M (+$196M)

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

32% more funds holding

Funds holding: 2533 (+8)

6.49% less ownership

Funds ownership: 88.32%81.83% (-6.5%)

Holders
33
Holders Change
+8
Holders Change %
+32%
% of All Funds
0.96%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
13
Increased
14
Reduced
4
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$184M +$116M +3,628,769 +194%
Morgan Stanley
2
Morgan Stanley
New York
$69.8M +$41.3M +1,291,966 +162%
U
3
UBS
Switzerland
$16.3M +$14.1M +441,069 +952%
Bank of America
4
Bank of America
North Carolina
$10.2M +$5.49M +171,797 +130%
Wells Fargo
5
Wells Fargo
California
$9.92M +$9.24M +289,039 +3,864%
HA
6
Hays Advisory
Tennessee
$9.89M -$299K -9,341 -3%
RJA
7
Raymond James & Associates
Florida
$7.26M +$4.47M +139,824 +181%
SAM
8
Stringer Asset Management
Tennessee
$6.52M +$6.23M +194,973 New
BTS
9
BB&T Securities
Virginia
$2.88M +$276K +8,627 New
LPL Financial
10
LPL Financial
California
$2.34M +$1.4M +43,933 +168%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.95M +$381K +11,934 +26%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$1.93M +$1.85M +57,816 New
JP Morgan Chase
13
JP Morgan Chase
New York
$1.77M +$580K +18,150 +52%
BCM
14
Beck Capital Management
Texas
$1.53M +$1.48M +46,386 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.36M +$1.3M +40,785 New
PI
16
Placemark Investments
Illinois
$989K +$654K +20,445 +223%
FHC
17
First Heartland Consultants
Missouri
$895K +$206K +6,438 +32%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$889K +$530K +16,572 +166%
DAM
19
Deltec Asset Management
New York
$669K +$639K +20,000 New
SAM
20
SignalPoint Asset Management
Missouri
$573K +$188K +5,880 +52%
B
21
Baird
Wisconsin
$480K -$5.34K -167 -1%
WEC
22
Winslow Evans & Crocker
Massachusetts
$451K +$431K +13,473 New
AIG
23
American International Group
New York
$298K +$174K +5,429 +156%
CS
24
Credit Suisse
Switzerland
$254K +$243K +7,600 New
SI
25
Stephens Inc
Arkansas
$249K -$9.01K -282 -4%

FEP Hedge Fund Activity: Q4 2013 in Review

33 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust Europe AlphaDEX Fund (FEP) for Q4 2013, worth a combined $334M — up 143% from $138M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FEP positions and 5 closed out — a net gain of 8 holders — while 14 added to existing stakes and 4 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $116M. The largest seller was Navellier & Associates, exiting entirely with an estimated $27.1M sold.

  • 33 institutional investors held First Trust Europe AlphaDEX Fund (FEP) as of Q4 2013, up from 25 in Q3 2013.
  • Funds reported $334M of First Trust Europe AlphaDEX Fund stock for Q4 2013, up 143% quarter-over-quarter.
  • 13 funds opened new First Trust Europe AlphaDEX Fund positions in Q4 2013 and 5 closed out, a net change of +8 holders.
  • The largest First Trust Europe AlphaDEX Fund buyer in Q4 2013 was F-Squared Investment Management, an estimated $116M added.
  • The largest First Trust Europe AlphaDEX Fund seller in Q4 2013 was Navellier & Associates, an estimated $27.1M sold.

Based on aggregated 13F filings for Q4 2013.