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First Trust Europe AlphaDEX Fund

65 hedge funds and large institutions have $325M invested in First Trust Europe AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 34 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 12

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

48% more capital invested

Capital invested by funds: $220M → $325M (+$105M)

7% more funds holding

Funds holding: 6165 (+4)

3.67% more ownership

Funds ownership: 49.46%53.13% (+3.7%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
65
Holders Change
+4
Holders Change %
+6.56%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
34
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$110M +$33.1M +910,278 +45%
Wells Fargo
2
Wells Fargo
California
$43.5M +$1.26M +34,767 +3%
Citigroup
3
Citigroup
New York
$26.9M +$25.4M +697,803 +4,544%
UBS Group
4
UBS Group
Switzerland
$22.7M +$2.14M +58,776 +11%
Bank of America
5
Bank of America
North Carolina
$17.2M +$5.41M +148,866 +49%
LPL Financial
6
LPL Financial
California
$11.3M +$662K +18,199 +6%
SG Americas Securities
7
SG Americas Securities
New York
$9.64M +$9.3M +255,805 New
RJA
8
Raymond James & Associates
Florida
$9.09M +$429K +11,801 +5%
Ameriprise
9
Ameriprise
Minnesota
$8.18M -$677K -18,612 -8%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$6.34M +$890K +24,471 +17%
BCM
11
Beck Capital Management
Texas
$6.22M +$493K +13,556 +9%
BCI
12
Brinker Capital Investments
Pennsylvania
$3.96M -$2.73M -75,000 -42%
FAAS
13
First Allied Advisory Services
California
$3.93M +$1.86M +51,241 +96%
Jane Street
14
Jane Street
New York
$3.68M -$1.32M -36,251 -27%
IH
15
IFC Holdings
Florida
$3.36M +$1M +27,615 +45%
MML Investors Services
16
MML Investors Services
Massachusetts
$3.06M +$480K +13,189 +19%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.93M +$101K +2,778 +4%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$2.8M +$350K +9,638 +15%
WI
19
Wintrust Investments
Illinois
$2.79M +$388K +10,661 +17%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$2.78M +$285K +7,838 +12%
AG
21
Advisor Group
Arizona
$2.74M +$885K +24,338 +50%
SAM
22
Shamrock Asset Management
Texas
$2.67M -$3.09K -85 -0.1%
ZIG
23
Zurich Insurance Group
Switzerland
$1.85M +$1.79M +49,148 New
SAM
24
SignalPoint Asset Management
Missouri
$1.25M -$730K -20,089 -38%
DADC
25
D.A. Davidson & Co
Montana
$1.05M +$509K +13,993 +101%

FEP Hedge Fund Activity: Q3 2017 in Review

65 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Europe AlphaDEX Fund (FEP) for Q3 2017, worth a combined $325M — up 48% from $220M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FEP positions and 6 closed out — a net gain of 5 holders — while 34 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $33.1M. The largest seller was Brinker Capital Investments, cutting an estimated $2.73M.

  • 65 institutional investors held First Trust Europe AlphaDEX Fund (FEP) as of Q3 2017, up from 61 in Q2 2017.
  • Funds reported $325M of First Trust Europe AlphaDEX Fund stock for Q3 2017, up 48% quarter-over-quarter.
  • 11 funds opened new First Trust Europe AlphaDEX Fund positions in Q3 2017 and 6 closed out, a net change of +5 holders.
  • The largest First Trust Europe AlphaDEX Fund buyer in Q3 2017 was Morgan Stanley, an estimated $33.1M added.
  • The largest First Trust Europe AlphaDEX Fund seller in Q3 2017 was Brinker Capital Investments, an estimated $2.73M sold.

Based on aggregated 13F filings for Q3 2017.