We are live on ! Find out more
FEP icon

First Trust Europe AlphaDEX Fund

45 hedge funds and large institutions have $126M invested in First Trust Europe AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 25 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% less funds holding

Funds holding: 5545 (-10)

31.15% less ownership

Funds ownership: 70.62%39.47% (-31%)

53% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 17

68% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 25

75% less capital invested

Capital invested by funds: $499M → $126M (-$374M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
45
Holders Change
-10
Holders Change %
-18.18%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
8
Reduced
25
Closed
17
Calls
$229K
Puts
Net Calls
+$229K
Net Calls Change
-$11K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$52.1M -$31.5M -1,059,279 -37%
Wells Fargo
2
Wells Fargo
California
$15.5M -$10.3M -346,270 -40%
UBS Group
3
UBS Group
Switzerland
$11.9M +$12.1M +406,290 New
LPL Financial
4
LPL Financial
California
$6.45M -$2.57M -86,519 -28%
Bank of America
5
Bank of America
North Carolina
$3.7M -$13.3M -446,433 -78%
RJA
6
Raymond James & Associates
Florida
$3.65M -$6.68M -224,439 -64%
BTS
7
BB&T Securities
Virginia
$3.17M -$361K -12,123 -53%
IAS
8
IMA Advisory Services
Colorado
$3.14M +$3.18M +107,018 New
SG Americas Securities
9
SG Americas Securities
New York
$2.99M -$10.9M -367,966 -78%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.37M -$25.8M -868,066 -92%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.24M -$3.34M -112,353 -60%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$1.88M +$71K +2,386 +4%
CA
13
Cetera Advisors
Colorado
$1.63M -$315K -10,575 -16%
JP Morgan Chase
14
JP Morgan Chase
New York
$1.59M -$690K -23,176 -30%
FAAS
15
First Allied Advisory Services
California
$1.47M +$557K +18,724 +60%
SI
16
Stephens Inc
Arkansas
$1.46M -$320K -10,753 -18%
MFS
17
MSI Financial Services
Massachusetts
$1.06M +$103K +3,472 +11%
SAM
18
SignalPoint Asset Management
Missouri
$1.02M +$369K +12,384 +55%
HFS
19
HL Financial Services
Kentucky
$1.01M +$310K +10,414 +43%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$965K +$977K +32,843 New
Stifel Financial
21
Stifel Financial
Missouri
$848K -$1.13M -38,086 -57%
FHC
22
First Heartland Consultants
Missouri
$761K -$689K -23,155 -47%
AIG
23
American International Group
New York
$725K -$290K -9,758 -28%
Citigroup
24
Citigroup
New York
$495K +$370K +12,438 +283%
WEC
25
Winslow Evans & Crocker
Massachusetts
$432K -$220K -7,388 -33%

FEP Hedge Fund Activity: Q4 2014 in Review

45 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Europe AlphaDEX Fund (FEP) for Q4 2014, worth a combined $126M — down 75% from $499M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FEP and 8 opened new positions — a net loss of 9 holders — while 25 trimmed existing stakes and 8 added.

The largest buyer was IMA Advisory Services, opening a new position worth an estimated $3.18M. The largest seller was F-Squared Investment Management, exiting entirely with an estimated $209M sold.

  • 45 institutional investors held First Trust Europe AlphaDEX Fund (FEP) as of Q4 2014, down from 55 in Q3 2014.
  • Funds reported $126M of First Trust Europe AlphaDEX Fund stock for Q4 2014, down 75% quarter-over-quarter.
  • 8 funds opened new First Trust Europe AlphaDEX Fund positions in Q4 2014 and 17 closed out, a net change of -9 holders.
  • The largest First Trust Europe AlphaDEX Fund buyer in Q4 2014 was IMA Advisory Services, an estimated $3.18M added.
  • The largest First Trust Europe AlphaDEX Fund seller in Q4 2014 was F-Squared Investment Management, an estimated $209M sold.

Based on aggregated 13F filings for Q4 2014.