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First Trust Europe AlphaDEX Fund

42 hedge funds and large institutions have $541M invested in First Trust Europe AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 25 increasing their positions, 1 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,400% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 1

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

62% more capital invested

Capital invested by funds: $334M → $541M (+$207M)

27% more funds holding

Funds holding: 3342 (+9)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

5.43% less ownership

Funds ownership: 81.83%76.4% (-5.4%)

Holders
42
Holders Change
+9
Holders Change %
+27.27%
% of All Funds
1.21%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
14
Increased
25
Reduced
1
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$230M +$31.7M +918,151 +17%
Morgan Stanley
2
Morgan Stanley
New York
$137M +$60.4M +1,751,744 +84%
U
3
UBS
Switzerland
$48.9M +$30.3M +877,200 +180%
Wells Fargo
4
Wells Fargo
California
$28.9M +$17.6M +509,209 +172%
Bank of America
5
Bank of America
North Carolina
$23.6M +$12.2M +353,840 +116%
RJA
6
Raymond James & Associates
Florida
$15.5M +$7.42M +215,145 +99%
SAM
7
Stringer Asset Management
Tennessee
$8.82M +$1.77M +51,321 +26%
LPL Financial
8
LPL Financial
California
$7.19M +$4.51M +130,789 +187%
AW
9
ACG Wealth
Georgia
$5.6M +$5.39M +156,356 New
BTS
10
BB&T Securities
Virginia
$4.85M +$170K +4,923 +57%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.9M +$786K +22,768 +39%
SMM
12
Stadion Money Management
Georgia
$2.7M +$2.6M +75,322 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$2.22M +$142K +4,102 +7%
JP Morgan Chase
14
JP Morgan Chase
New York
$2.12M +$217K +6,293 +12%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.11M +$627K +18,185 +45%
PI
16
Placemark Investments
Illinois
$2.11M +$1.01M +29,302 +99%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$1.99M +$1.92M +55,579 New
BCM
18
Beck Capital Management
Texas
$1.87M +$176K +5,110 +11%
DADC
19
D.A. Davidson & Co
Montana
$1.39M +$1.34M +38,744 New
OC
20
Oppenheimer & Co
New York
$1.32M +$1.27M +36,814 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.25M +$286K +8,298 +31%
FHC
22
First Heartland Consultants
Missouri
$1.23M +$266K +7,716 +29%
SAM
23
SignalPoint Asset Management
Missouri
$777K +$158K +4,565 +27%
Creative Planning
24
Creative Planning
Kansas
$768K +$740K +21,442 New
Ameriprise
25
Ameriprise
Minnesota
$747K +$684K +19,827 +1,759%

FEP Hedge Fund Activity: Q1 2014 in Review

42 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust Europe AlphaDEX Fund (FEP) for Q1 2014, worth a combined $541M — up 62% from $334M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FEP positions and 5 closed out — a net gain of 9 holders — while 25 added to existing stakes and 1 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $60.4M. The largest seller was Hays Advisory, exiting entirely with an estimated $9.89M sold.

  • 42 institutional investors held First Trust Europe AlphaDEX Fund (FEP) as of Q1 2014, up from 33 in Q4 2013.
  • Funds reported $541M of First Trust Europe AlphaDEX Fund stock for Q1 2014, up 62% quarter-over-quarter.
  • 14 funds opened new First Trust Europe AlphaDEX Fund positions in Q1 2014 and 5 closed out, a net change of +9 holders.
  • The largest First Trust Europe AlphaDEX Fund buyer in Q1 2014 was Morgan Stanley, an estimated $60.4M added.
  • The largest First Trust Europe AlphaDEX Fund seller in Q1 2014 was Hays Advisory, an estimated $9.89M sold.

Based on aggregated 13F filings for Q1 2014.