Baird’s First Trust Europe AlphaDEX Fund FEP Stock Holding History

Baird’s Portfolio FEP Stock Details FEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-212,441	Closed	-$6.54M	–	1296
2014 Q3	$6.54M	Buy	212,441 +84,926	+67%	+$2.77M	0.09%	208
2014 Q2	$4.42M	Buy	127,515 +121,822	+2,140%	+$4.3M	0.06%	279
2014 Q1	$204K	Sell	5,693 -8,673	-60%	-$299K	﹤0.01%	1067
2013 Q4	$480K	Sell	14,366 -167	-1%	-$5.34K	0.01%	850
2013 Q3	$448K	Buy	+14,533	New	+$428K	0.01%	830

Other funds holding FEP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

IAS

IMA Advisory Services Denver, Colorado $1.02B AUM 18.66% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Baird's FEP Position: Q4 2014 in Review

Baird sold out of First Trust Europe AlphaDEX Fund (FEP) in Q4 2014, closing a stake of 212,441 shares — an estimated $6.54M sold.

Baird first reported a position in FEP in Q3 2013 and held it in 5 quarters. The position peaked at $6.54M in Q3 2014. 45 funds tracked by Wall St. Rank hold FEP as of Q4 2014.

Baird reported no remaining First Trust Europe AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
Baird sold 212,441 First Trust Europe AlphaDEX Fund shares in Q4 2014, an estimated $6.54M.
Baird first reported a position in First Trust Europe AlphaDEX Fund in Q3 2013 and held it in 5 quarters.
Baird's First Trust Europe AlphaDEX Fund position peaked at $6.54M in Q3 2014.
45 funds tracked by Wall St. Rank held First Trust Europe AlphaDEX Fund as of Q4 2014.

Based on Baird's 13F filing for Q4 2014, filed 12 Feb 2015.