FSIM

F-Squared Investment Management Portfolio holdings

AUM $1.55B
This Quarter Return
+4.81%
1 Year Return
+4.2%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$4.19B
AUM Growth
+$4.19B
Cap. Flow
-$134M
Cap. Flow %
-3.19%
Top 10 Hldgs %
71.07%
Holding
51
New
10
Increased
12
Reduced
6
Closed
23

Top Buys

1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
$355M
2
FEUZ icon
First Trust Eurozone AlphaDEX
FEUZ
$325M
3
IYF icon
iShares US Financials ETF
IYF
$165M
4
IDU icon
iShares US Utilities ETF
IDU
$165M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$146M

Top Sells

1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$267M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
$264M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
$263M
4
FEP icon
First Trust Europe AlphaDEX Fund
FEP
$209M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$120M

Sector Composition

Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FXD icon
1
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$330M
$358M 8.55%
10,013,787
+1,820,127
+22% +$65.2M
FXU icon
2
First Trust Utilities AlphaDEX Fund
FXU
$1.72B
$355M 8.47%
+14,281,304
New +$355M
FXO icon
3
First Trust Financials AlphaDEX Fund
FXO
$2.25B
$355M 8.47%
15,261,323
+3,002,413
+24% +$69.9M
FXL icon
4
First Trust Technology AlphaDEX Fund
FXL
$1.36B
$352M 8.41%
10,213,362
+1,987,639
+24% +$68.6M
FXG icon
5
First Trust Consumer Staples AlphaDEX Fund
FXG
$288M
$352M 8.39%
8,259,482
+1,384,548
+20% +$58.9M
FEUZ icon
6
First Trust Eurozone AlphaDEX
FEUZ
$77.5M
$325M 7.75%
+10,466,480
New +$325M
FEM icon
7
First Trust Emerging Markets AlphaDEX Fund
FEM
$456M
$307M 7.33%
14,256,528
+5,578,379
+64% +$120M
MINT icon
8
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.8B
$232M 5.52%
2,290,714
+1,443,479
+170% +$146M
XLY icon
9
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.2B
$173M 4.13%
2,401,184
+1,080,749
+82% +$78M
XLP icon
10
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
$170M 4.05%
3,501,105
+1,533,324
+78% +$74.4M
IYF icon
11
iShares US Financials ETF
IYF
$4.06B
$165M 3.95%
+1,834,123
New +$165M
IDU icon
12
iShares US Utilities ETF
IDU
$1.65B
$165M 3.92%
+1,391,332
New +$165M
IYW icon
13
iShares US Technology ETF
IYW
$22.9B
$164M 3.91%
1,569,552
+774,013
+97% +$80.8M
SHV icon
14
iShares Short Treasury Bond ETF
SHV
$20.8B
$110M 2.62%
996,451
+688,292
+223% +$75.9M
MBB icon
15
iShares MBS ETF
MBB
$41B
$109M 2.6%
996,138
-114,225
-10% -$12.5M
FTSM icon
16
First Trust Enhanced Short Maturity ETF
FTSM
$6.16B
$86M 2.05%
+1,436,497
New +$86M
FRI icon
17
First Trust S&P REIT Index Fund
FRI
$155M
$77.6M 1.85%
+3,486,439
New +$77.6M
TENZ
18
DELISTED
PIMCO ETF TR 7-15 YR US TREAS INDEX FD ETF
TENZ
$77M 1.84%
899,917
-133,696
-13% -$11.4M
IVV icon
19
iShares Core S&P 500 ETF
IVV
$662B
$63M 1.5%
304,626
-409,412
-57% -$84.7M
EEM icon
20
iShares MSCI Emerging Markets ETF
EEM
$19B
$50.2M 1.2%
1,276,583
+656,533
+106% +$25.8M
EZU icon
21
iShare MSCI Eurozone ETF
EZU
$7.87B
$48.2M 1.15%
1,327,028
+638,053
+93% +$23.2M
IEF icon
22
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$32.9M 0.78%
309,990
-16,809
-5% -$1.78M
SPY icon
23
SPDR S&P 500 ETF Trust
SPY
$658B
$32.4M 0.77%
157,490
-186,876
-54% -$38.4M
IYR icon
24
iShares US Real Estate ETF
IYR
$3.76B
$20.7M 0.49%
+269,516
New +$20.7M
XLF icon
25
Financial Select Sector SPDR Fund
XLF
$54.1B
$6.18M 0.15%
249,683
-3,574,674
-93% -$88.4M
1
2