FSIM

F-Squared Investment Management Portfolio holdings

AUM $1.55B
1-Year Est. Return 4.2%
This Quarter Est. Return
1 Year Est. Return
+4.2%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.65B
AUM Growth
-$1.55B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
35
New
Increased
Reduced
Closed

Top Buys

1
+$633M
2
+$299M
3
+$211M
4
IYE icon
iShares US Energy ETF
IYE
+$111M
5
FJP icon
First Trust Japan AlphaDEX Fund
FJP
+$105M

Top Sells

1
+$355M
2
+$355M
3
+$352M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$352M
5
FEUZ icon
First Trust Eurozone AlphaDEX
FEUZ
+$325M

Sector Composition

Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.18B
$719M 27.19%
11,982,912
+10,546,415
MINT icon
2
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.9B
$333M 12.59%
3,293,444
+1,002,730
SHV icon
3
iShares Short Treasury Bond ETF
SHV
$20.7B
$321M 12.13%
2,909,734
+1,913,283
FXD icon
4
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$322M
$306M 11.58%
8,216,623
-1,797,164
FXN icon
5
First Trust Energy AlphaDEX Fund
FXN
$259M
$299M 11.3%
+14,167,021
FEM icon
6
First Trust Emerging Markets AlphaDEX Fund
FEM
$456M
$208M 7.87%
9,380,950
-4,875,578
XLY icon
7
Consumer Discretionary Select Sector SPDR Fund
XLY
$24B
$115M 4.33%
1,526,008
-875,176
IYE icon
8
iShares US Energy ETF
IYE
$1.12B
$111M 4.2%
+2,546,851
FJP icon
9
First Trust Japan AlphaDEX Fund
FJP
$200M
$105M 3.95%
+2,097,436
MBB icon
10
iShares MBS ETF
MBB
$41.7B
$69M 2.61%
625,000
-371,138
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$20.6B
$32.2M 1.22%
801,956
-474,627
EWJ icon
12
iShares MSCI Japan ETF
EWJ
$15.9B
$16.1M 0.61%
+320,876
BIL icon
13
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42B
$3.88M 0.15%
42,377
+38,222
XLE icon
14
Energy Select Sector SPDR Fund
XLE
$25.8B
$3.84M 0.15%
+49,554
XLV icon
15
Health Care Select Sector SPDR Fund
XLV
$35.3B
$3.69M 0.14%
+50,896
REM icon
16
iShares Mortgage Real Estate ETF
REM
$607M
$121K ﹤0.01%
+2,586
XLP icon
17
Consumers Staples Select Sector SPDR Fund
XLP
$15.6B
– –
-3,501,105
XLU icon
18
Utilities Select Sector SPDR Fund
XLU
$22.5B
– –
-126,081
TENZ
19
DELISTED
PIMCO ETF TR 7-15 YR US TREAS INDEX FD ETF
TENZ
– –
-899,917
EZU icon
20
iShare MSCI Eurozone ETF
EZU
$8.03B
– –
-1,327,028
FEUZ icon
21
First Trust Eurozone AlphaDEX
FEUZ
$80.8M
– –
-10,466,480
FRI icon
22
First Trust S&P REIT Index Fund
FRI
$156M
– –
-3,486,439
FXG icon
23
First Trust Consumer Staples AlphaDEX Fund
FXG
$281M
– –
-8,259,482
FXL icon
24
First Trust Technology AlphaDEX Fund
FXL
$1.42B
– –
-10,213,362
FXO icon
25
First Trust Financials AlphaDEX Fund
FXO
$2.13B
– –
-15,261,323
1
2