FSIM

F-Squared Investment Management Portfolio holdings

AUM $1.55B
This Quarter Return
+1.52%
1 Year Return
+4.2%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$2.65B
AUM Growth
+$2.65B
Cap. Flow
-$1.58B
Cap. Flow %
-59.74%
Top 10 Hldgs %
97.74%
Holding
35
New
7
Increased
4
Reduced
5
Closed
19

Top Buys

1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
$633M
2
FXN icon
First Trust Energy AlphaDEX Fund
FXN
$299M
3
SHV icon
iShares Short Treasury Bond ETF
SHV
$211M
4
IYE icon
iShares US Energy ETF
IYE
$111M
5
FJP icon
First Trust Japan AlphaDEX Fund
FJP
$105M

Top Sells

1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
$355M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
$355M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$352M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$352M
5
FEUZ icon
First Trust Eurozone AlphaDEX
FEUZ
$325M

Sector Composition

Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTSM icon
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.16B
$719M 27.19% 11,982,912 +10,546,415 +734% +$633M
MINT icon
2
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.8B
$333M 12.59% 3,293,444 +1,002,730 +44% +$101M
SHV icon
3
iShares Short Treasury Bond ETF
SHV
$20.8B
$321M 12.13% 2,909,734 +1,913,283 +192% +$211M
FXD icon
4
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$330M
$306M 11.58% 8,216,623 -1,797,164 -18% -$67M
FXN icon
5
First Trust Energy AlphaDEX Fund
FXN
$292M
$299M 11.3% +14,167,021 New +$299M
FEM icon
6
First Trust Emerging Markets AlphaDEX Fund
FEM
$456M
$208M 7.87% 9,380,950 -4,875,578 -34% -$108M
XLY icon
7
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.2B
$115M 4.33% 1,526,008 -875,176 -36% -$65.8M
IYE icon
8
iShares US Energy ETF
IYE
$1.2B
$111M 4.2% +2,546,851 New +$111M
FJP icon
9
First Trust Japan AlphaDEX Fund
FJP
$197M
$105M 3.95% +2,097,436 New +$105M
MBB icon
10
iShares MBS ETF
MBB
$41B
$69M 2.61% 625,000 -371,138 -37% -$41M
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$19B
$32.2M 1.22% 801,956 -474,627 -37% -$19M
EWJ icon
12
iShares MSCI Japan ETF
EWJ
$15.3B
$16.1M 0.61% +1,283,503 New +$16.1M
BIL icon
13
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.1B
$3.88M 0.15% 84,753 +76,444 +920% +$3.5M
XLE icon
14
Energy Select Sector SPDR Fund
XLE
$27.6B
$3.84M 0.15% +49,554 New +$3.84M
XLV icon
15
Health Care Select Sector SPDR Fund
XLV
$33.9B
$3.69M 0.14% +50,896 New +$3.69M
REM icon
16
iShares Mortgage Real Estate ETF
REM
$598M
$121K ﹤0.01% +10,342 New +$121K
IVV icon
17
iShares Core S&P 500 ETF
IVV
$662B
– – -304,626 Closed -$63M
IYF icon
18
iShares US Financials ETF
IYF
$4.06B
– – -1,834,123 Closed -$165M
IYR icon
19
iShares US Real Estate ETF
IYR
$3.76B
– – -269,516 Closed -$20.7M
IYW icon
20
iShares US Technology ETF
IYW
$22.9B
– – -1,569,552 Closed -$164M
SPY icon
21
SPDR S&P 500 ETF Trust
SPY
$658B
– – -157,490 Closed -$32.4M
XLF icon
22
Financial Select Sector SPDR Fund
XLF
$54.1B
– – -249,683 Closed -$6.18M
XLP icon
23
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
– – -3,501,105 Closed -$170M
XLU icon
24
Utilities Select Sector SPDR Fund
XLU
$20.9B
– – -126,081 Closed -$5.95M
TENZ
25
DELISTED
PIMCO ETF TR 7-15 YR US TREAS INDEX FD ETF
TENZ
– – -899,917 Closed -$77M
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