FSIM

F-Squared Investment Management Portfolio holdings

AUM $1.55B
1-Year Est. Return 4.2%
This Quarter Est. Return
1 Year Est. Return
+4.2%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.65B
AUM Growth
-$1.55B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
35
New
Increased
Reduced
Closed

Top Buys

1
+$633M
2
+$299M
3
+$211M
4
IYE icon
iShares US Energy ETF
IYE
+$111M
5
FJP icon
First Trust Japan AlphaDEX Fund
FJP
+$105M

Top Sells

1
+$355M
2
+$355M
3
+$352M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$352M
5
FEUZ icon
First Trust Eurozone AlphaDEX
FEUZ
+$325M

Sector Composition

Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
1
First Trust Enhanced Short Maturity ETF
FTSM
$6.34B
$719M 27.19%
11,982,912
+10,546,415
MINT icon
2
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$14.7B
$333M 12.59%
3,293,444
+1,002,730
SHV icon
3
iShares 0-1 Year Treasury Bond ETF
SHV
$19.9B
$321M 12.13%
2,909,734
+1,913,283
FXD icon
4
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$321M
$306M 11.58%
8,216,623
-1,797,164
FXN icon
5
First Trust Energy AlphaDEX Fund
FXN
$269M
$299M 11.3%
+14,167,021
FEM icon
6
First Trust Emerging Markets AlphaDEX Fund
FEM
$505M
$208M 7.87%
9,380,950
-4,875,578
XLY icon
7
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$24.4B
$115M 4.33%
3,052,016
-1,750,352
IYE icon
8
iShares US Energy ETF
IYE
$1.19B
$111M 4.2%
+2,546,851
FJP icon
9
First Trust Japan AlphaDEX Fund
FJP
$219M
$105M 3.95%
+2,097,436
MBB icon
10
iShares MBS ETF
MBB
$39.2B
$69M 2.61%
625,000
-371,138
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$22.9B
$32.2M 1.22%
801,956
-474,627
EWJ icon
12
iShares MSCI Japan ETF
EWJ
$16.8B
$16.1M 0.61%
+320,876
BIL icon
13
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.7B
$3.88M 0.15%
42,377
+38,222
XLE icon
14
State Street Energy Select Sector SPDR ETF
XLE
$28.7B
$3.84M 0.15%
+99,108
XLV icon
15
State Street Health Care Select Sector SPDR ETF
XLV
$41B
$3.69M 0.14%
+50,896
REM icon
16
iShares Mortgage Real Estate ETF
REM
$674M
$121K ﹤0.01%
+2,586
EZU icon
17
iShare MSCI Eurozone ETF
EZU
$9.35B
– –
-1,327,028
FEUZ icon
18
First Trust Eurozone AlphaDEX
FEUZ
$95M
– –
-10,466,480
FRI icon
19
First Trust S&P REIT Index Fund
FRI
$156M
– –
-3,486,439
FXG icon
20
First Trust Consumer Staples AlphaDEX Fund
FXG
$264M
– –
-8,259,482
FXL icon
21
First Trust Technology AlphaDEX Fund
FXL
$1.47B
– –
-10,213,362
FXO icon
22
First Trust Financials AlphaDEX Fund
FXO
$2.17B
– –
-15,261,323
FXU icon
23
First Trust Utilities AlphaDEX Fund
FXU
$1.84B
– –
-14,281,304
IDU icon
24
iShares US Utilities ETF
IDU
$1.53B
– –
-2,782,664
IEF icon
25
iShares 7-10 Year Treasury Bond ETF
IEF
$45.8B
– –
-309,990
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