FSIM

F-Squared Investment Management Portfolio holdings

AUM $1.55B
This Quarter Return
+4.81%
1 Year Return
+4.2%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$4.19B
AUM Growth
+$4.19B
Cap. Flow
-$134M
Cap. Flow %
-3.19%
Top 10 Hldgs %
71.07%
Holding
51
New
10
Increased
12
Reduced
6
Closed
23

Top Buys

1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
$355M
2
FEUZ icon
First Trust Eurozone AlphaDEX
FEUZ
$325M
3
IYF icon
iShares US Financials ETF
IYF
$165M
4
IDU icon
iShares US Utilities ETF
IDU
$165M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$146M

Top Sells

1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$267M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
$264M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
$263M
4
FEP icon
First Trust Europe AlphaDEX Fund
FEP
$209M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$120M

Sector Composition

Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLU icon
26
Utilities Select Sector SPDR Fund
XLU
$20.9B
$5.95M 0.14%
+126,081
New +$5.95M
BIL icon
27
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.1B
$380K 0.01%
+8,309
New +$380K
EPP icon
28
iShares MSCI Pacific ex Japan ETF
EPP
$1.84B
– –
-273,073
Closed -$12.6M
EWC icon
29
iShares MSCI Canada ETF
EWC
$3.21B
– –
-425,097
Closed -$13M
EWL icon
30
iShares MSCI Switzerland ETF
EWL
$1.32B
– –
-413,586
Closed -$13.4M
EWU icon
31
iShares MSCI United Kingdom ETF
EWU
$2.9B
– –
-683,050
Closed -$13.2M
FEP icon
32
First Trust Europe AlphaDEX Fund
FEP
$335M
– –
-6,792,343
Closed -$209M
FKU icon
33
First Trust United Kingdom AlphaDEX Fund
FKU
$71.1M
– –
-2,669,430
Closed -$104M
FLOT icon
34
iShares Floating Rate Bond ETF
FLOT
$9.15B
– –
-2,365,366
Closed -$120M
FPA icon
35
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$23.6M
– –
-3,410,981
Closed -$103M
FSZ icon
36
First Trust Switzerland AlphaDEX Fund
FSZ
$82.9M
– –
-2,720,129
Closed -$106M
FXH icon
37
First Trust Health Care AlphaDEX Fund
FXH
$913M
– –
-4,711,237
Closed -$263M
FXN icon
38
First Trust Energy AlphaDEX Fund
FXN
$292M
– –
-18,401
Closed -$476K
FXR icon
39
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$1.89B
– –
-9,082,449
Closed -$267M
FXZ icon
40
First Trust Materials AlphaDEX Fund
FXZ
$228M
– –
-8,223,888
Closed -$264M
HYG icon
41
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– –
-362,663
Closed -$33.3M
HYS icon
42
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.45B
– –
-823,501
Closed -$85.4M
IJH icon
43
iShares Core S&P Mid-Cap ETF
IJH
$100B
– –
-2,374
Closed -$325K
IYH icon
44
iShares US Healthcare ETF
IYH
$2.75B
– –
-590,115
Closed -$79.3M
IYJ icon
45
iShares US Industrials ETF
IYJ
$1.73B
– –
-790,228
Closed -$79.9M
XLB icon
46
Materials Select Sector SPDR Fund
XLB
$5.53B
– –
-1,770,940
Closed -$87.8M
XLI icon
47
Industrial Select Sector SPDR Fund
XLI
$23.3B
– –
-85,489
Closed -$4.54M
XLK icon
48
Technology Select Sector SPDR Fund
XLK
$83.9B
– –
-217,079
Closed -$8.66M
XLV icon
49
Health Care Select Sector SPDR Fund
XLV
$33.9B
– –
-136,288
Closed -$8.71M
FCAN
50
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
– –
-2,993,995
Closed -$107M
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