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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+17.37%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$3.15B
AUM Growth
+$1.24B
Cap. Flow
+$1.03B
Cap. Flow %
32.61%
Top 10 Hldgs %
44.11%
Holding
316
New
150
Increased
32
Reduced
21
Closed
103

Top Buys

Rank Stock Value
1
VLO icon
Valero Energy
VLO
+$60.6M
2
ST icon
Sensata Technologies
ST
+$57.5M
3
LYB icon
LyondellBasell Industries
LYB
+$56.8M
4
PSX icon
Phillips 66
PSX
+$55.6M
5
M icon
Macy's
M
+$53.7M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$47M
2
APC
Anadarko Petroleum
APC
+$46.5M
3
HDS
HD Supply Holdings, Inc.
HDS
+$34.3M
4
SKS
SAKS INCORPORATED
SKS
+$31.1M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$27.6M

Sector Composition

Rank Sector Weight
1 Financials 10.03%
2 Energy 7.45%
3 Consumer Discretionary 6.74%
4 Communication Services 4.97%
5 Materials 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAME
201
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$340K 0.01%
+74,200
New +$318K
EWP icon
202
iShares MSCI Spain ETF
EWP
$2.15B
$320K 0.01%
8,300
-1,400
-14% -$51.9K
SBS icon
203
Sabesp
SBS
$18.9B
$315K 0.01%
+143,351
New +$295K
KEP icon
204
Korea Electric Power
KEP
$16B
$311K 0.01%
+18,700
New +$269K
EEM icon
205
iShares MSCI Emerging Markets ETF
EEM
$29.2B
$305K 0.01%
+7,300
New +$306K
IMVP
206
Invesco India ETF
IMVP
$114M
$300K 0.01%
+17,000
New +$289K
HIMX
207
Himax Technologies
HIMX
$2.4B
$288K 0.01%
+19,600
New +$208K
SBGI icon
208
Sinclair Inc
SBGI
$1.07B
$278K 0.01%
+7,767
New +$261K
HMIN
209
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$271K 0.01%
+6,200
New +$239K
SIMO icon
210
Silicon Motion
SIMO
$9.07B
$262K 0.01%
+18,500
New +$252K
GA
211
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$255K 0.01%
+22,700
New +$225K
SNDK
212
DELISTED
SANDISK CORP
SNDK
$247K 0.01%
+3,500
New +$236K
ASR icon
213
Grupo Aeroportuario del Sureste
ASR
$8.33B
$212K 0.01%
+1,700
New +$210K
AAP icon
214
CALL
Advance Auto Parts
AAP
$3.49B
– –
-200,000
Closed -$16.5M
AAXJ icon
215
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.74B
– –
-7,000
Closed -$408K
ALL icon
216
Allstate
ALL
$69.6B
– –
-50,000
Closed -$2.53M
ARCC icon
217
Ares Capital
ARCC
$14.1B
– –
-38,000
Closed -$657K
BAX icon
218
CALL
Baxter International
BAX
$14B
– –
-736,400
Closed -$26.3M
BHP icon
219
BHP
BHP
$223B
– –
-4,731
Closed -$266K
BRFS
220
DELISTED
BRF SA
BRFS
– –
-25,300
Closed -$621K
BSBR icon
221
Santander
BSBR
$43.4B
– –
-626,400
Closed -$4.17M
BXMT icon
222
Blackstone Mortgage Trust
BXMT
$2.33B
– –
-50,000
Closed -$1.26M
CADE
223
DELISTED
Cadence Bank
CADE
– –
-34,848
Closed -$695K
CMI icon
224
Cummins
CMI
$88.7B
– –
-36,412
Closed -$4.84M
COST icon
225
CALL
Costco
COST
$421B
– –
-200,000
Closed -$23M
7 8
9
10 11

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Caxton Associates (New York)'s Q4 2013 Portfolio in Review

As of Q4 2013, Caxton Associates (New York) held 316 positions worth $3.15B, up 65% from $1.91B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Caxton Associates (New York) deployed $1.03B of net new capital in Q4 2013, opening 150 new positions and adding to 32 existing holdings. Its largest new stake was Valero Energy: 1,437,535 shares worth $72.5M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 13% a quarter earlier, followed by Energy and Consumer Discretionary.

On the sell side, the largest reduction was General Motors, an estimated $47M trimmed.

  • Caxton Associates (New York)'s largest Q4 2013 buy was Valero Energy: 1,437,535 shares worth $72.5M.
  • Caxton Associates (New York) added most to LyondellBasell Industries in Q4 2013, an estimated $56.8M increase.
  • Caxton Associates (New York)'s biggest Q4 2013 reduction was General Motors, cutting an estimated $47M.
  • Caxton Associates (New York) fully exited Anadarko Petroleum in Q4 2013, selling an estimated $46.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 44% of its $3.15B portfolio in Q4 2013.
  • Caxton Associates (New York) opened 150 new positions and closed 103 in Q4 2013.
  • Caxton Associates (New York)'s portfolio value rose 65% quarter-over-quarter to $3.15B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2013, filed 14 Feb 2014.