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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+12.92%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.45B
AUM Growth
+$498M
Cap. Flow
+$399M
Cap. Flow %
27.57%
Top 10 Hldgs %
76.54%
Holding
380
New
91
Increased
20
Reduced
24
Closed
242

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$75.5M
2
AES icon
AES
AES
+$43.8M
3
GLD icon
SPDR Gold Trust
GLD
+$25.5M
4
SLV icon
iShares Silver Trust
SLV
+$22.9M
5
AAPL icon
Apple
AAPL
+$16.8M

Top Sells

Rank Stock Value
1
HES
Hess
HES
+$41.5M
2
CTRA
Coterra Energy
CTRA
+$36.3M
3
EQNR icon
Equinor
EQNR
+$30.9M
4
EQT icon
EQT Corp
EQT
+$29.6M
5
OPTU
Optimum Communications Inc
OPTU
+$19M

Sector Composition

Rank Sector Weight
1 Utilities 12.18%
2 Technology 9.77%
3 Consumer Discretionary 4.85%
4 Healthcare 0.76%
5 Communication Services 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
1
SPDR Gold Trust
GLD
$131B
$451M 31.15%
2,527,950
+144,900
+6% +$25.5M
EEM icon
2
CALL
iShares MSCI Emerging Markets ETF
EEM
$28.1B
$356M 24.59%
6,889,200
+6,839,200
+13,678% +$329M
EEM icon
3
iShares MSCI Emerging Markets ETF
EEM
$28.1B
$81.3M 5.61%
1,573,000
+1,570,500
+62,820% +$75.5M
APTV icon
4
Aptiv
APTV
$12.5B
$60.2M 4.16%
462,225
+6,225
+1% +$692K
AES icon
5
AES
AES
$10.6B
$49.5M 3.42%
+2,105,805
New +$43.8M
MU icon
6
Micron Technology
MU
$926B
$28.2M 1.95%
375,497
+230,897
+160% +$13.9M
SLV icon
7
iShares Silver Trust
SLV
$27.6B
$24.7M 1.71%
+1,005,000
New +$22.9M
GDX icon
8
CALL
VanEck Gold Miners ETF
GDX
$22.7B
$19.8M 1.37%
+550,000
New +$20.5M
AAPL icon
9
Apple
AAPL
$4.97T
$19.3M 1.33%
145,601
+139,993
+2,496% +$16.8M
GDX icon
10
PUT
VanEck Gold Miners ETF
GDX
$22.7B
$18M 1.24%
+500,000
New +$18.7M
TSM icon
11
TSMC
TSM
$2.03T
$16.2M 1.12%
148,144
-42,200
-22% -$4M
SLV icon
12
PUT
iShares Silver Trust
SLV
$27.6B
$12.3M 0.85%
+500,000
New +$11.4M
NEE icon
13
NextEra Energy
NEE
$187B
$11.5M 0.8%
+149,279
New +$11.2M
MSFT icon
14
Microsoft
MSFT
$2.95T
$11.2M 0.78%
50,500
+48,173
+2,070% +$10.4M
XIFR
15
XPLR Infrastructure LP
XIFR
$1.11B
$9.92M 0.69%
+147,957
New +$9.54M
PPL
16
PPL Corp
PPL
$27.3B
$9.12M 0.63%
+323,261
New +$9.18M
ISRG icon
17
Intuitive Surgical
ISRG
$130B
$9.08M 0.63%
33,288
– –
POR icon
18
Portland General Electric
POR
$5.97B
$8.88M 0.61%
+207,692
New +$8.46M
ES icon
19
Eversource Energy
ES
$28.5B
$8.88M 0.61%
+102,668
New +$9.14M
PEG icon
20
Public Service Enterprise Group
PEG
$39.5B
$8.83M 0.61%
+151,388
New +$8.81M
LNT icon
21
Alliant Energy
LNT
$19.2B
$8.82M 0.61%
+171,208
New +$9.2M
NFLX icon
22
CALL
Netflix
NFLX
$305B
$8.81M 0.61%
+163,000
New +$8.26M
XEL icon
23
Xcel Energy
XEL
$50.6B
$8.76M 0.61%
+131,412
New +$9.16M
DUK icon
24
Duke Energy
DUK
$102B
$8.76M 0.6%
+95,621
New +$8.85M
DTE icon
25
DTE Energy
DTE
$30.6B
$8.74M 0.6%
+84,582
New +$8.92M
1
2 3 4 5

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Caxton Associates (New York)'s Q4 2020 Portfolio in Review

As of Q4 2020, Caxton Associates (New York) held 380 positions worth $1.45B, up 52% from $950M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Caxton Associates (New York) deployed $399M of net new capital in Q4 2020, opening 91 new positions and adding to 20 existing holdings. Its largest new stake was AES: 2,105,805 shares worth $49.5M.

By sector, the portfolio is most concentrated in Utilities at 12% of assets, up from 0.06% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Optimum Communications Inc, an estimated $19M trimmed.

  • Caxton Associates (New York)'s largest Q4 2020 buy was AES: 2,105,805 shares worth $49.5M.
  • Caxton Associates (New York) added most to iShares MSCI Emerging Markets ETF in Q4 2020, an estimated $75.5M increase.
  • Caxton Associates (New York)'s biggest Q4 2020 reduction was Optimum Communications Inc, cutting an estimated $19M.
  • Caxton Associates (New York) fully exited Hess in Q4 2020, selling an estimated $41.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 77% of its $1.45B portfolio in Q4 2020.
  • Caxton Associates (New York) opened 91 new positions and closed 242 in Q4 2020.
  • Caxton Associates (New York)'s portfolio value rose 52% quarter-over-quarter to $1.45B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2020, filed 16 Feb 2021.