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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.18%
AUM
$905M
AUM Growth
-$6.65M
Cap. Flow
-$49M
Cap. Flow %
-5.41%
Top 10 Hldgs %
52.46%
Holding
657
New
198
Increased
119
Reduced
86
Closed
223

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$67.4M
2
PFE icon
Pfizer
PFE
+$65.6M
3
APTV icon
Aptiv
APTV
+$29.7M
4
MRNA icon
Moderna
MRNA
+$22.6M
5
CRM icon
Salesforce
CRM
+$19.6M

Top Sells

Rank Stock Value
1
BIDU icon
Baidu
BIDU
+$85.2M
2
RUN icon
Sunrun
RUN
+$64.1M
3
TPIC
TPI Composites
TPIC
+$31.4M
4
MSFT icon
Microsoft
MSFT
+$30.9M
5
AMZN icon
Amazon
AMZN
+$30.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.6%
2 Miscellaneous 25.49%
3 Healthcare 14.26%
4 Technology 11.37%
5 Financials 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
1
Tesla
TSLA
$1.45T
$138M 15.25%
533,970
+286,566
+116% +$67.4M
APTV icon
2
Aptiv
APTV
$9.06B
$89.5M 9.88%
600,468
+191,000
+47% +$29.7M
IWM icon
3
PUT
iShares Russell 2000 ETF
IWM
$76.9B
$67.8M 7.49%
310,000
-65,000
-17% -$14.4M
PFE icon
4
Pfizer
PFE
$158B
$63.7M 7.03%
+1,480,000
New +$65.6M
MRNA icon
5
Moderna
MRNA
$63.1B
$24.9M 2.75%
64,741
+61,320
+1,792% +$22.6M
CRM icon
6
Salesforce
CRM
$200B
$20.9M 2.31%
+77,218
New +$19.6M
PFE icon
7
CALL
Pfizer
PFE
$158B
$20.2M 2.23%
+469,400
New +$20.8M
XLF icon
8
PUT
State Street Financial Select Sector SPDR ETF
XLF
$53.4B
$18.8M 2.07%
+500,000
New +$18.7M
MSFT icon
9
Microsoft
MSFT
$3.7T
$15.6M 1.72%
55,315
-106,172
-66% -$30.9M
SLV icon
10
PUT
iShares Silver Trust
SLV
$31.7B
$15.4M 1.7%
+750,000
New +$16.9M
ZBRA icon
11
Zebra Technologies
ZBRA
$16.5B
$13.7M 1.51%
26,571
+12,151
+84% +$6.77M
ISRG icon
12
Intuitive Surgical
ISRG
$135B
$11.9M 1.32%
35,976
+17,988
+100% +$6.04M
ADI icon
13
PUT
Analog Devices
ADI
$176B
$11.7M 1.3%
+70,000
New +$11.7M
CME icon
14
CME Group
CME
$97.5B
$11.6M 1.28%
60,000
-8,037
-12% -$1.63M
GOOGL icon
15
Alphabet (Google) Class A
GOOGL
$4.25T
$10.9M 1.2%
81,240
-192,100
-70% -$26.1M
XLV icon
16
State Street Health Care Select Sector SPDR ETF
XLV
$43.8B
$10.7M 1.18%
84,000
+25,000
+42% +$3.3M
COP icon
17
PUT
ConocoPhillips
COP
$160B
$9.49M 1.05%
+140,000
New +$8.08M
META icon
18
Meta Platforms (Facebook)
META
$1.74T
$9.33M 1.03%
27,500
+10,550
+62% +$3.8M
META icon
19
PUT
Meta Platforms (Facebook)
META
$1.74T
$9.33M 1.03%
+27,500
New +$9.9M
GOOG icon
20
CALL
Alphabet (Google) Class C
GOOG
$4.2T
$9.33M 1.03%
+70,000
New +$9.65M
XLF icon
21
State Street Financial Select Sector SPDR ETF
XLF
$53.4B
$8.61M 0.95%
+229,500
New +$8.59M
IWM icon
22
iShares Russell 2000 ETF
IWM
$76.9B
$8.55M 0.95%
39,100
-15,400
-28% -$3.41M
AMZN icon
23
Amazon
AMZN
$2.71T
$8.47M 0.94%
51,600
-174,520
-77% -$30.1M
TLT icon
24
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$47.1B
$7.22M 0.8%
50,000
+24,900
+99% +$3.7M
SLV icon
25
iShares Silver Trust
SLV
$31.7B
$6.83M 0.75%
332,700
+315,000
+1,780% +$7.08M
1
2 3 4 5

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Caxton Associates (New York)'s Q3 2021 Portfolio in Review

As of Q3 2021, Caxton Associates (New York) held 657 positions worth $905M, down 0.73% from $912M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Caxton Associates (New York) withdrew a net $49M in Q3 2021, closing 223 positions and reducing 86 holdings. Its most notable exit was Baidu, an estimated $85.2M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 20% a quarter earlier, followed by Miscellaneous and Healthcare.

Against the trend, Caxton Associates (New York) opened a new position in Pfizer worth $63.7M.

  • Caxton Associates (New York)'s largest Q3 2021 buy was Pfizer: 1,480,000 shares worth $63.7M.
  • Caxton Associates (New York) added most to Tesla in Q3 2021, an estimated $67.4M increase.
  • Caxton Associates (New York)'s biggest Q3 2021 reduction was Sunrun, cutting an estimated $64.1M.
  • Caxton Associates (New York) fully exited Baidu in Q3 2021, selling an estimated $85.2M.
  • Caxton Associates (New York)'s ten largest holdings make up 52% of its $905M portfolio in Q3 2021.
  • Caxton Associates (New York) opened 198 new positions and closed 223 in Q3 2021.
  • Caxton Associates (New York)'s portfolio value fell 0.73% quarter-over-quarter to $905M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2021, filed 15 Nov 2021.