We are live on ! Find out more
CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+7.77%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$950M
AUM Growth
-$195M
Cap. Flow
-$268M
Cap. Flow %
-28.24%
Top 10 Hldgs %
71.59%
Holding
594
New
150
Increased
51
Reduced
81
Closed
305

Top Buys

Rank Stock Value
1
EQNR icon
Equinor
EQNR
+$33.9M
2
APTV icon
Aptiv
APTV
+$21.7M
3
CTRA
Coterra Energy
CTRA
+$19.8M
4
EQT icon
EQT Corp
EQT
+$18.5M
5
OPTU
Optimum Communications Inc
OPTU
+$15.9M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$38.6M
2
AAPL icon
Apple
AAPL
+$21.7M
3
GLD icon
SPDR Gold Trust
GLD
+$20.6M
4
AMZN icon
Amazon
AMZN
+$17M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$16.9M

Sector Composition

Rank Sector Weight
1 Energy 14.91%
2 Technology 9.97%
3 Consumer Discretionary 9.75%
4 Communication Services 3.54%
5 Healthcare 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
1
SPDR Gold Trust
GLD
$132B
$422M 44.43%
2,383,050
-114,630
-5% -$20.6M
APTV icon
2
Aptiv
APTV
$12.2B
$41.8M 4.4%
456,000
+259,125
+132% +$21.7M
HES
3
DELISTED
Hess
HES
$41.5M 4.37%
1,013,939
+2,525
+0.2% +$120K
CTRA
4
DELISTED
Coterra Energy
CTRA
$36.3M 3.82%
2,088,781
+1,060,000
+103% +$19.8M
EQNR icon
5
Equinor
EQNR
$91.4B
$30.9M 3.25%
+2,196,285
New +$33.9M
EQT icon
6
EQT Corp
EQT
$32.5B
$29.6M 3.12%
2,292,394
+1,263,450
+123% +$18.5M
AMZN icon
7
Amazon
AMZN
$2.49T
$23.3M 2.45%
148,000
-107,940
-42% -$17M
FXI icon
8
PUT
iShares China Large-Cap ETF
FXI
$4.22B
$21M 2.21%
500,000
-80,000
-14% -$3.44M
GLD icon
9
PUT
SPDR Gold Trust
GLD
$132B
$17.7M 1.86%
100,000
+50,000
+100% +$8.99M
OPTU
10
Optimum Communications Inc
OPTU
$298M
$15.9M 1.68%
+612,520
New +$15.9M
TSM icon
11
TSMC
TSM
$2.07T
$15.4M 1.62%
+190,344
New +$14.5M
BABA icon
12
Alibaba
BABA
$276B
$14.7M 1.55%
50,068
-17,412
-26% -$4.59M
GOOGL icon
13
Alphabet (Google) Class A
GOOGL
$3.99T
$13.3M 1.4%
+181,800
New +$13.9M
GLD icon
14
CALL
SPDR Gold Trust
GLD
$132B
$7.97M 0.84%
45,000
+3,600
+9% +$647K
ISRG icon
15
Intuitive Surgical
ISRG
$128B
$7.87M 0.83%
33,288
-36,054
-52% -$8.1M
XLF icon
16
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$7.22M 0.76%
300,000
– –
AMD icon
17
Advanced Micro Devices
AMD
$807B
$7.14M 0.75%
87,138
+82,184
+1,659% +$6.1M
MU icon
18
Micron Technology
MU
$1.02T
$6.79M 0.71%
144,600
+85,400
+144% +$4.13M
XLF icon
19
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$6.36M 0.67%
264,600
+82,600
+45% +$2.01M
NVDA icon
20
NVIDIA
NVDA
$4.76T
$6.29M 0.66%
464,520
-1,099,560
-70% -$12.8M
ON icon
21
ON Semiconductor
ON
$34.7B
$5.86M 0.62%
+269,925
New +$5.73M
ZBRA icon
22
Zebra Technologies
ZBRA
$12.6B
$5.5M 0.58%
21,806
-19,736
-48% -$5.31M
ADBE icon
23
Adobe
ADBE
$94.5B
$5.45M 0.57%
11,111
+9,484
+583% +$4.41M
EQIX icon
24
Equinix
EQIX
$103B
$5.04M 0.53%
6,635
-9,700
-59% -$7.34M
SONY icon
25
Sony
SONY
$131B
$4.97M 0.52%
323,795
-62,180
-16% -$967K
1
2 3 4 5

Similar funds

BFM
Boston Financial Management Boston, Massachusetts $3.31B AUM 19.4% 1-Year Est. Return
MWM
Merriman Wealth Management Seattle, Washington $2.4B AUM 13.66% 1-Year Est. Return
CCM
Carlson Capital Management Northfield, Minnesota $2.29B AUM 7.48% 1-Year Est. Return
ECG
Edge Capital Group Atlanta, Georgia $2.24B AUM 19.7% 1-Year Est. Return
LSAG
Lake Street Advisors Group Portsmouth, New Hampshire $2.17B AUM 16.99% 1-Year Est. Return
KL
KGH Ltd Nassau, Bahamas $1.92B AUM 13.96% 1-Year Est. Return
WP
WMS Partners Towson, Maryland $1.78B AUM 11.82% 1-Year Est. Return
RDIA
RE Dickinson Investment Advisors Council Bluffs, Iowa $1.77B AUM 15.45% 1-Year Est. Return

Caxton Associates (New York)'s Q3 2020 Portfolio in Review

As of Q3 2020, Caxton Associates (New York) held 594 positions worth $950M, down 17% from $1.15B the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Caxton Associates (New York) withdrew a net $268M in Q3 2020, closing 305 positions and reducing 81 holdings. Its most notable exit was iShares Silver Trust, an estimated $38.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 15% of assets, up from 7.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in Equinor worth $30.9M.

  • Caxton Associates (New York)'s largest Q3 2020 buy was Equinor: 2,196,285 shares worth $30.9M.
  • Caxton Associates (New York) added most to Aptiv in Q3 2020, an estimated $21.7M increase.
  • Caxton Associates (New York)'s biggest Q3 2020 reduction was Apple, cutting an estimated $21.7M.
  • Caxton Associates (New York) fully exited iShares Silver Trust in Q3 2020, selling an estimated $38.6M.
  • Caxton Associates (New York)'s ten largest holdings make up 72% of its $950M portfolio in Q3 2020.
  • Caxton Associates (New York) opened 150 new positions and closed 305 in Q3 2020.
  • Caxton Associates (New York)'s portfolio value fell 17% quarter-over-quarter to $950M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2020, filed 16 Nov 2020.