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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
-18.66%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$632M
AUM Growth
-$819M
Cap. Flow
-$706M
Cap. Flow %
-111.76%
Top 10 Hldgs %
63.71%
Holding
544
New
156
Increased
37
Reduced
62
Closed
277

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$124M
2
BABA icon
Alibaba
BABA
+$38.2M
3
AIG icon
American International
AIG
+$9.41M
4
ETR icon
Entergy
ETR
+$8.04M
5
AEE icon
Ameren
AEE
+$7.83M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$128M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$33.1M
3
EXPE icon
Expedia Group
EXPE
+$29.9M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.8M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$17.6M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 34.59%
2 Energy 6.53%
3 Financials 6.31%
4 Utilities 5.53%
5 Materials 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
1
Amazon
AMZN
$2.5T
$117M 18.51%
1,556,380
+1,491,060
+2,283% +$124M
BABA icon
2
Alibaba
BABA
$269B
$83.1M 13.15%
606,000
+258,700
+74% +$38.2M
HYG icon
3
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$81.1M 12.84%
+1,000,000
New +$83.7M
HYG icon
4
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$40.5M 6.42%
+500,000
New +$41.9M
EWJ icon
5
PUT
iShares MSCI Japan ETF
EWJ
$21.7B
$20.3M 3.21%
400,000
– –
RIG icon
6
Transocean
RIG
$5.92B
$17.9M 2.84%
2,585,000
-63,000
-2% -$642K
EEM icon
7
iShares MSCI Emerging Markets ETF
EEM
$28B
$14.2M 2.24%
362,500
-3,192,500
-90% -$128M
BP icon
8
BP
BP
$113B
$11.3M 1.79%
307,616
-4,646
-1% -$185K
AIG icon
9
American International
AIG
$41.9B
$8.87M 1.4%
225,000
+215,596
+2,293% +$9.41M
SCG
10
DELISTED
Scana
SCG
$8.19M 1.3%
+171,453
New +$7.36M
ETR icon
11
Entergy
ETR
$54.1B
$8.13M 1.29%
+188,990
New +$8.04M
PG icon
12
Procter & Gamble
PG
$343B
$7.78M 1.23%
+84,648
New +$7.57M
AEE icon
13
Ameren
AEE
$31.5B
$7.66M 1.21%
+117,416
New +$7.83M
AWK icon
14
American Water Works
AWK
$26.3B
$7.61M 1.21%
+83,849
New +$7.65M
BAC icon
15
Bank of America
BAC
$435B
$7.35M 1.16%
298,185
-12,105
-4% -$328K
GG
16
DELISTED
Goldcorp Inc
GG
$5.88M 0.93%
+600,000
New +$5.82M
TSLA icon
17
CALL
Tesla
TSLA
$1.24T
$5.36M 0.85%
241,500
-112,500
-32% -$2.42M
USB icon
18
US Bancorp
USB
$99.6B
$5.28M 0.84%
115,568
+110,104
+2,015% +$5.67M
AVGO icon
19
Broadcom
AVGO
$1.82T
$4.55M 0.72%
+179,000
New +$4.22M
FEZ icon
20
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$4.49M 0.71%
+135,000
New +$4.74M
VXX
21
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$3.98M 0.63%
84,900
+59,900
+240% +$2.22M
OSG
22
DELISTED
Overseas Shipholding Group Inc.
OSG
$3.92M 0.62%
2,358,946
-615,914
-21% -$1.56M
GE icon
23
PUT
GE Aerospace
GE
$367B
$3.79M 0.6%
104,331
+20,866
+25% +$942K
FCX icon
24
Freeport-McMoran
FCX
$90B
$3.61M 0.57%
350,000
-250,000
-42% -$2.92M
ESV
25
DELISTED
Ensco Rowan plc
ESV
$3.27M 0.52%
230,000
– –
1
2 3 4 5

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CCM
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Caxton Associates (New York)'s Q4 2018 Portfolio in Review

As of Q4 2018, Caxton Associates (New York) held 544 positions worth $632M, down 56% from $1.45B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Caxton Associates (New York) withdrew a net $706M in Q4 2018, closing 277 positions and reducing 62 holdings. Its most notable exit was State Street Financial Select Sector SPDR ETF, an estimated $33.1M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 35% of assets, up from 12% a quarter earlier, followed by Energy and Financials.

Against the trend, Caxton Associates (New York) opened a new position in Entergy worth $8.13M.

  • Caxton Associates (New York)'s largest Q4 2018 buy was Entergy: 188,990 shares worth $8.13M.
  • Caxton Associates (New York) added most to Amazon in Q4 2018, an estimated $124M increase.
  • Caxton Associates (New York)'s biggest Q4 2018 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $128M.
  • Caxton Associates (New York) fully exited State Street Financial Select Sector SPDR ETF in Q4 2018, selling an estimated $33.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 64% of its $632M portfolio in Q4 2018.
  • Caxton Associates (New York) opened 156 new positions and closed 277 in Q4 2018.
  • Caxton Associates (New York)'s portfolio value fell 56% quarter-over-quarter to $632M.

Based on Caxton Associates (New York)'s 13F filing for Q4 2018, filed 14 Feb 2019.