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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.96B
AUM Growth
-$671M
Cap. Flow
-$696M
Cap. Flow %
-23.54%
Top 10 Hldgs %
54.6%
Holding
271
New
97
Increased
32
Reduced
44
Closed
91

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$259M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$63.1M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$58.6M
4
CHK
Chesapeake Energy Corporation
CHK
+$38.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$29.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$174M
2
KHC icon
Kraft Heinz
KHC
+$125M
3
GT icon
Goodyear
GT
+$55.1M
4
NOC icon
Northrop Grumman
NOC
+$45.2M
5
RTN
Raytheon Company
RTN
+$42.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.91%
2 Consumer Discretionary 6.49%
3 Materials 6.17%
4 Energy 3.47%
5 Industrials 2.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$324M 10.97%
1,500,000
+300,000
+25% +$64.8M
HYG icon
2
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$288M 9.74%
+3,300,000
New +$284M
XLF icon
3
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$242M 8.19%
+12,547,500
New +$259M
MNST icon
4
Monster Beverage
MNST
$91.5B
$217M 7.33%
8,863,890
+625,890
+8% +$16.2M
KHC icon
5
Kraft Heinz
KHC
$30.1B
$198M 6.71%
2,217,530
-1,410,200
-39% -$125M
B
6
Barrick Mining
B
$62.3B
$98.2M 3.32%
5,540,000
-2,061,807
-27% -$41.1M
XLE icon
7
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$65M 2.2%
+1,841,000
New +$63.1M
SPY icon
8
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$63.8M 2.16%
295,000
-455,000
-61% -$98.3M
QQQ icon
9
PUT
Invesco QQQ Trust
QQQ
$460B
$59.4M 2.01%
500,000
-250,000
-33% -$28.9M
IWM icon
10
PUT
iShares Russell 2000 ETF
IWM
$81.2B
$58.4M 1.97%
470,000
-180,000
-28% -$21.9M
XLRE icon
11
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.5B
$57.2M 1.93%
+1,745,934
New +$58.6M
CHK
12
DELISTED
Chesapeake Energy Corporation
CHK
$41.9M 1.42%
+33,423
New +$38.5M
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$36.3M 1.23%
167,709
-802,691
-83% -$174M
EEM icon
14
PUT
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$35.6M 1.2%
+950,000
New +$34.7M
SBUX icon
15
CALL
Starbucks
SBUX
$118B
$35.2M 1.19%
+650,000
New +$36.4M
MSFT icon
16
Microsoft
MSFT
$2.83T
$33.6M 1.14%
584,000
– –
IWM icon
17
iShares Russell 2000 ETF
IWM
$81.2B
$30.6M 1.03%
+246,100
New +$29.9M
KR icon
18
Kroger
KR
$34.2B
$26.7M 0.9%
900,000
+630,000
+233% +$20.9M
TAP icon
19
Molson Coors Class B
TAP
$7.51B
$23.6M 0.8%
215,000
-322,600
-60% -$32.8M
EEM icon
20
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$22.8M 0.77%
609,700
+399,700
+190% +$14.6M
KHC icon
21
CALL
Kraft Heinz
KHC
$30.1B
$22.4M 0.76%
250,000
+50,000
+25% +$4.42M
GDXJ icon
22
CALL
VanEck Junior Gold Miners ETF
GDXJ
$7.05B
$22.1M 0.75%
+500,000
New +$23.7M
HD icon
23
Home Depot
HD
$324B
$20.6M 0.7%
160,000
+150,000
+1,500% +$20M
MON
24
CALL
DELISTED
Monsanto Co
MON
$20.4M 0.69%
+200,000
New +$21M
HLT icon
25
PUT
Hilton Worldwide
HLT
$72.9B
$20.1M 0.68%
291,667
+25,000
+9% +$1.76M
1
2 3 4 5

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Caxton Associates (New York)'s Q3 2016 Portfolio in Review

As of Q3 2016, Caxton Associates (New York) held 271 positions worth $2.96B, down 18% from $3.63B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Caxton Associates (New York) withdrew a net $696M in Q3 2016, closing 91 positions and reducing 44 holdings. Its most notable exit was Goodyear, an estimated $55.1M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Materials.

Against the trend, Caxton Associates (New York) opened a new position in State Street Financial Select Sector SPDR ETF worth $242M.

  • Caxton Associates (New York)'s largest Q3 2016 buy was State Street Financial Select Sector SPDR ETF: 12,547,500 shares worth $242M.
  • Caxton Associates (New York) added most to Kroger in Q3 2016, an estimated $20.9M increase.
  • Caxton Associates (New York)'s biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $174M.
  • Caxton Associates (New York) fully exited Goodyear in Q3 2016, selling an estimated $55.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 55% of its $2.96B portfolio in Q3 2016.
  • Caxton Associates (New York) opened 97 new positions and closed 91 in Q3 2016.
  • Caxton Associates (New York)'s portfolio value fell 18% quarter-over-quarter to $2.96B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2016, filed 14 Nov 2016.