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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+1.56%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.63B
AUM Growth
-$1.52B
Cap. Flow
-$1.55B
Cap. Flow %
-95.01%
Top 10 Hldgs %
43.28%
Holding
315
New
102
Increased
21
Reduced
28
Closed
151

Top Buys

Rank Stock Value
1
MS icon
Morgan Stanley
MS
+$86.3M
2
BAC icon
Bank of America
BAC
+$41.3M
3
GM icon
General Motors
GM
+$35.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$34.4M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$30.8M

Top Sells

Rank Stock Value
1
LYB icon
LyondellBasell Industries
LYB
+$95.3M
2
M icon
Macy's
M
+$80.5M
3
ST icon
Sensata Technologies
ST
+$58.2M
4
HCA icon
HCA Healthcare
HCA
+$40.3M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$38.4M

Sector Composition

Rank Sector Weight
1 Financials 25.75%
2 Consumer Discretionary 11.36%
3 Energy 9.98%
4 Communication Services 8.79%
5 Industrials 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
1
Morgan Stanley
MS
$337B
$222M 13.62%
7,123,180
+2,793,614
+65% +$86.3M
MS icon
2
CALL
Morgan Stanley
MS
$337B
$68.6M 4.21%
+2,200,000
New +$68M
DISH
3
DELISTED
DISH Network Corp.
DISH
$62.2M 3.82%
1,000,000
– –
HIG icon
4
Hartford Financial Services
HIG
$38.5B
$58.1M 3.57%
1,647,800
+745,000
+83% +$25.9M
VLO icon
5
Valero Energy
VLO
$89.8B
$55.4M 3.4%
1,043,442
-394,093
-27% -$20.2M
TWC
6
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$51.4M 3.16%
375,000
+225,000
+150% +$30.8M
BAC icon
7
Bank of America
BAC
$435B
$50.9M 3.12%
2,958,500
+2,456,772
+490% +$41.3M
PSX icon
8
Phillips 66
PSX
$82.9B
$49.2M 3.02%
638,280
-194,496
-23% -$14.8M
MPC icon
9
Marathon Petroleum
MPC
$90.3B
$47.1M 2.89%
1,082,754
-266,458
-20% -$11.7M
GM icon
10
General Motors
GM
$74.7B
$40.4M 2.48%
1,175,000
+969,815
+473% +$35.6M
KR icon
11
CALL
Kroger
KR
$34.8B
$37.7M 2.31%
+1,727,400
New +$34.4M
SPY icon
12
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$37.4M 2.29%
+200,000
New +$36.7M
SPY icon
13
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$35.1M 2.15%
+187,500
New +$34.4M
AAPL icon
14
PUT
Apple
AAPL
$4.89T
$34.9M 2.14%
+1,820,000
New +$34.6M
NOK icon
15
CALL
Nokia
NOK
$50.8B
$29.4M 1.8%
+4,000,000
New +$30M
AIG icon
16
American International
AIG
$41.9B
$27.2M 1.67%
543,900
-666,868
-55% -$33.2M
XLF icon
17
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$24.9M 1.53%
+1,271,563
New +$24.3M
AU icon
18
CALL
AngloGold Ashanti
AU
$40.3B
$24.8M 1.52%
1,450,000
– –
CMCSA icon
19
Comcast
CMCSA
$79.7B
$20M 1.23%
800,000
-1,146,800
-59% -$29.9M
ZQK
20
DELISTED
QUICKSILVER,INC.
ZQK
$18.8M 1.15%
2,500,000
+476,800
+24% +$3.67M
VC icon
21
Visteon
VC
$2.77B
$17.7M 1.09%
200,000
– –
YUM icon
22
Yum! Brands
YUM
$41B
$16.6M 1.02%
+306,020
New +$16.1M
VXX
23
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$15.8M 0.97%
23,438
+12,500
+114% +$8.8M
JPM icon
24
CALL
JPMorgan Chase
JPM
$939B
$15.2M 0.93%
250,000
-900,000
-78% -$52M
YUM icon
25
CALL
Yum! Brands
YUM
$41B
$15.1M 0.93%
+278,200
New +$14.7M
1
2 3 4 5

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CCM
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Caxton Associates (New York)'s Q1 2014 Portfolio in Review

As of Q1 2014, Caxton Associates (New York) held 315 positions worth $1.63B, down 48% from $3.15B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Caxton Associates (New York) withdrew a net $1.55B in Q1 2014, closing 151 positions and reducing 28 holdings. Its most notable exit was Macy's, an estimated $80.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Caxton Associates (New York) opened a new position in State Street SPDR S&P 500 ETF Trust worth $35.1M.

  • Caxton Associates (New York)'s largest Q1 2014 buy was State Street SPDR S&P 500 ETF Trust: 187,500 shares worth $35.1M.
  • Caxton Associates (New York) added most to Morgan Stanley in Q1 2014, an estimated $86.3M increase.
  • Caxton Associates (New York)'s biggest Q1 2014 reduction was LyondellBasell Industries, cutting an estimated $95.3M.
  • Caxton Associates (New York) fully exited Macy's in Q1 2014, selling an estimated $80.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 43% of its $1.63B portfolio in Q1 2014.
  • Caxton Associates (New York) opened 102 new positions and closed 151 in Q1 2014.
  • Caxton Associates (New York)'s portfolio value fell 48% quarter-over-quarter to $1.63B.

Based on Caxton Associates (New York)'s 13F filing for Q1 2014, filed 15 May 2014.