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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$982M
AUM Growth
+$77.1M
Cap. Flow
+$15.2M
Cap. Flow %
1.55%
Top 10 Hldgs %
45.19%
Holding
710
New
276
Increased
121
Reduced
95
Closed
168

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.4M
2
PFE icon
Pfizer
PFE
+$45.1M
3
URI icon
United Rentals
URI
+$38.7M
4
TSM icon
TSMC
TSM
+$34.1M
5
AMZN icon
Amazon
AMZN
+$12.8M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$179M
2
APTV icon
Aptiv
APTV
+$89.5M
3
CRM icon
Salesforce
CRM
+$21.7M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.5M
5
SLV icon
iShares Silver Trust
SLV
+$6.83M

Sector Composition

Rank Sector Weight
1 Healthcare 21.2%
2 Technology 15.33%
3 Industrials 7.88%
4 Financials 6.49%
5 Consumer Discretionary 4.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
1
Pfizer
PFE
$140B
$141M 14.37%
2,390,417
+910,417
+62% +$45.1M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$79M 8.05%
+166,431
New +$76.4M
IWM icon
3
PUT
iShares Russell 2000 ETF
IWM
$80.9B
$38.3M 3.9%
172,000
-138,000
-45% -$31.2M
URI icon
4
United Rentals
URI
$71.1B
$36.1M 3.67%
+108,500
New +$38.7M
TSM icon
5
TSMC
TSM
$2.09T
$35M 3.56%
+290,915
New +$34.1M
XLB icon
6
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$27.8M 2.83%
+1,000,000
New +$43.2M
MSFT icon
7
Microsoft
MSFT
$2.84T
$23.2M 2.37%
69,106
+13,791
+25% +$4.47M
XLU icon
8
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$21.5M 2.19%
+600,000
New +$20.2M
AMZN icon
9
Amazon
AMZN
$2.5T
$21M 2.14%
126,200
+74,600
+145% +$12.8M
MU icon
10
Micron Technology
MU
$1.04T
$20.8M 2.11%
222,884
+160,179
+255% +$12.5M
META icon
11
CALL
Meta Platforms (Facebook)
META
$1.51T
$16.8M 1.71%
+50,000
New +$16.6M
XLB icon
12
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$16.6M 1.7%
600,000
+570,000
+1,900% +$24.6M
MRNA icon
13
Moderna
MRNA
$21.5B
$16.3M 1.66%
64,160
-581
-0.9% -$170K
ZBRA icon
14
Zebra Technologies
ZBRA
$12.4B
$15.3M 1.55%
25,635
-936
-4% -$531K
CME icon
15
CME Group
CME
$92.2B
$14.6M 1.49%
63,934
+3,934
+7% +$866K
ISRG icon
16
Intuitive Surgical
ISRG
$121B
$13.3M 1.36%
37,065
+1,089
+3% +$375K
XLV icon
17
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$11.4M 1.16%
80,750
-3,250
-4% -$432K
EEM icon
18
iShares MSCI Emerging Markets ETF
EEM
$28B
$11.1M 1.13%
+227,950
New +$11.5M
GE icon
19
PUT
GE Aerospace
GE
$367B
$10.4M 1.06%
+176,560
New +$11.1M
XLE icon
20
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$9.74M 0.99%
+351,000
New +$9.92M
FXI icon
21
PUT
iShares China Large-Cap ETF
FXI
$4.31B
$9.14M 0.93%
+250,000
New +$9.81M
META icon
22
Meta Platforms (Facebook)
META
$1.51T
$8.24M 0.84%
24,500
-3,000
-11% -$996K
XLC icon
23
CALL
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$7.77M 0.79%
+100,000
New +$7.91M
XLC icon
24
PUT
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$7.77M 0.79%
+100,000
New +$7.91M
MU icon
25
PUT
Micron Technology
MU
$1.04T
$7.54M 0.77%
81,000
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1
2 3 4 5

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Caxton Associates (New York)'s Q4 2021 Portfolio in Review

As of Q4 2021, Caxton Associates (New York) held 710 positions worth $982M, up 8.5% from $905M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Caxton Associates (New York)'s Q4 2021 filing shows 276 new, 121 increased, 95 reduced and 168 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 166,431 shares worth $79M. The largest sale was Tesla, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, up from 14% a quarter earlier, followed by Technology and Industrials.

  • Caxton Associates (New York)'s largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 166,431 shares worth $79M.
  • Caxton Associates (New York) added most to Pfizer in Q4 2021, an estimated $45.1M increase.
  • Caxton Associates (New York)'s biggest Q4 2021 reduction was Tesla, cutting an estimated $179M.
  • Caxton Associates (New York) fully exited Aptiv in Q4 2021, selling an estimated $89.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 45% of its $982M portfolio in Q4 2021.
  • Caxton Associates (New York) opened 276 new positions and closed 168 in Q4 2021.
  • Caxton Associates (New York)'s portfolio value rose 8.5% quarter-over-quarter to $982M.

Based on Caxton Associates (New York)'s 13F filing for Q4 2021, filed 14 Feb 2022.