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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.18%
AUM
$1.91B
AUM Growth
-$79M
Cap. Flow
-$136M
Cap. Flow %
-7.13%
Top 10 Hldgs %
46.92%
Holding
261
New
116
Increased
20
Reduced
18
Closed
95

Top Buys

Rank Stock Value
1
AIG icon
American International
AIG
+$38.3M
2
HDS
HD Supply Holdings, Inc.
HDS
+$36M
3
GM icon
General Motors
GM
+$28.7M
4
LYB icon
LyondellBasell Industries
LYB
+$27.9M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$20.3M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$81.1M
2
SKS
SAKS INCORPORATED
SKS
+$72.4M
3
MS icon
Morgan Stanley
MS
+$45.9M
4
URI icon
United Rentals
URI
+$37.8M
5
SNV
Synovus
SNV
+$30.6M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.14%
2 Financials 13.46%
3 Consumer Discretionary 13.12%
4 Communication Services 6.75%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1
PUT
iShares Russell 2000 ETF
IWM
$80.1B
$448M 23.46%
4,200,000
+2,700,000
+180% +$279M
MS icon
2
Morgan Stanley
MS
$340B
$95M 4.98%
3,526,204
-1,708,800
-33% -$45.9M
AIG icon
3
American International
AIG
$39B
$65.1M 3.41%
1,339,645
+805,645
+151% +$38.3M
GM icon
4
General Motors
GM
$75.3B
$52.2M 2.73%
1,450,000
+800,000
+123% +$28.7M
APC
5
DELISTED
Anadarko Petroleum
APC
$46.5M 2.44%
500,000
– –
DISH
6
DELISTED
DISH Network Corp.
DISH
$45M 2.36%
1,000,000
+260,000
+35% +$11.7M
WBA
7
CALL
DELISTED
Walgreens Boots Alliance
WBA
$43M 2.26%
+800,000
New +$40.2M
HDS
8
DELISTED
HD Supply Holdings, Inc.
HDS
$36M 1.89%
+1,637,500
New +$36M
HIG icon
9
Hartford Financial Services
HIG
$36.7B
$33.8M 1.77%
1,086,427
+17,663
+2% +$551K
SKS
10
DELISTED
SAKS INCORPORATED
SKS
$31.1M 1.63%
1,950,207
-4,650,068
-70% -$72.4M
A icon
11
CALL
Agilent Technologies
A
$41.4B
$30.8M 1.61%
+838,800
New +$28.3M
LYB icon
12
LyondellBasell Industries
LYB
$20.9B
$29.3M 1.53%
+400,000
New +$27.9M
EMB icon
13
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$27.6M 1.44%
252,700
+152,700
+153% +$16.6M
BAX icon
14
CALL
Baxter International
BAX
$12.9B
$26.3M 1.38%
+736,400
New +$28.6M
MON
15
PUT
DELISTED
Monsanto Co
MON
$26.1M 1.37%
250,000
– –
B
16
CALL
Barrick Mining
B
$72.6B
$23.3M 1.22%
1,250,000
– –
COST icon
17
CALL
Costco
COST
$404B
$23M 1.21%
+200,000
New +$23.1M
XHB icon
18
State Street SPDR S&P Homebuilders ETF
XHB
$1.38B
$22.9M 1.2%
750,000
+65,500
+10% +$1.96M
ANDV
19
CALL
DELISTED
Andeavor
ANDV
$22.9M 1.2%
+520,000
New +$25.9M
HD icon
20
CALL
Home Depot
HD
$313B
$22.8M 1.19%
+300,000
New +$23.2M
DIS icon
21
CALL
Walt Disney
DIS
$181B
$22.6M 1.18%
+350,000
New +$22.4M
XLI icon
22
State Street Industrial Select Sector SPDR ETF
XLI
$32.1B
$20.8M 1.09%
+448,400
New +$20.3M
HYG icon
23
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.4B
$19.9M 1.04%
+216,807
New +$19.9M
XLK icon
24
State Street Technology Select Sector SPDR ETF
XLK
$122B
$19.8M 1.04%
+1,236,476
New +$19.7M
S
25
DELISTED
Sprint Corporation
S
$18.7M 0.98%
+3,000,000
New +$19.7M
1
2 3 4 5

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MWM
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CCM
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ECG
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LSAG
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Caxton Associates (New York)'s Q3 2013 Portfolio in Review

As of Q3 2013, Caxton Associates (New York) held 261 positions worth $1.91B, down 4% from $1.99B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Caxton Associates (New York) withdrew a net $136M in Q3 2013, closing 95 positions and reducing 18 holdings. Its most notable exit was State Street Financial Select Sector SPDR ETF, an estimated $81.1M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 52% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in HD Supply Holdings, Inc. worth $36M.

  • Caxton Associates (New York)'s largest Q3 2013 buy was HD Supply Holdings, Inc.: 1,637,500 shares worth $36M.
  • Caxton Associates (New York) added most to American International in Q3 2013, an estimated $38.3M increase.
  • Caxton Associates (New York)'s biggest Q3 2013 reduction was SAKS INCORPORATED, cutting an estimated $72.4M.
  • Caxton Associates (New York) fully exited State Street Financial Select Sector SPDR ETF in Q3 2013, selling an estimated $81.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 47% of its $1.91B portfolio in Q3 2013.
  • Caxton Associates (New York) opened 116 new positions and closed 95 in Q3 2013.
  • Caxton Associates (New York)'s portfolio value fell 4% quarter-over-quarter to $1.91B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2013, filed 14 Nov 2013.