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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+13.69%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.18%
AUM
$729M
AUM Growth
+$226M
Cap. Flow
+$38.8M
Cap. Flow %
5.32%
Top 10 Hldgs %
50.98%
Holding
608
New
234
Increased
78
Reduced
67
Closed
221

Top Buys

Rank Stock Value
1
APTV icon
Aptiv
APTV
+$32.8M
2
BAC icon
Bank of America
BAC
+$10.9M
3
AMZN icon
Amazon
AMZN
+$8.85M
4
VOYA icon
Voya Financial
VOYA
+$8.52M
5
CFG icon
Citizens Financial Group
CFG
+$7.49M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$53.8M
2
LNG icon
Cheniere Energy
LNG
+$36.5M
3
ATVI
Activision Blizzard
ATVI
+$9.92M
4
TSM icon
TSMC
TSM
+$8M
5
SC
SANTANDER CONSUMER USA HOLDINGS INC
SC
+$7.23M

Sector Composition

Rank Sector Weight
1 Miscellaneous 44.79%
2 Financials 13.03%
3 Technology 12.14%
4 Consumer Discretionary 11.37%
5 Healthcare 5.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$804B
$136M 18.62%
421,950
-174,678
-29% -$53.8M
FXI icon
2
PUT
iShares China Large-Cap ETF
FXI
$4.08B
$76.4M 10.47%
1,750,000
+1,741,000
+19,344% +$72.6M
XOP icon
3
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.04B
$47.4M 6.5%
+500,000
New +$43.3M
APTV icon
4
Aptiv
APTV
$9.12B
$34.1M 4.67%
+358,663
New +$32.8M
QQQ icon
5
PUT
Invesco QQQ Trust
QQQ
$482B
$21.3M 2.92%
100,000
+50,000
+100% +$10M
TLT icon
6
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$47B
$14.9M 2.04%
+110,000
New +$15.3M
BAC icon
7
Bank of America
BAC
$408B
$12.3M 1.68%
348,000
+336,171
+2,842% +$10.9M
FXI icon
8
CALL
iShares China Large-Cap ETF
FXI
$4.08B
$10.9M 1.5%
250,000
+210,000
+525% +$8.75M
VOYA icon
9
Voya Financial
VOYA
$9.04B
$9.61M 1.32%
157,530
+150,915
+2,281% +$8.52M
AMZN icon
10
Amazon
AMZN
$2.71T
$9.24M 1.27%
+100,000
New +$8.85M
TSM icon
11
TSMC
TSM
$2.22T
$8.85M 1.21%
152,264
-150,836
-50% -$8M
CFG icon
12
Citizens Financial Group
CFG
$28.5B
$8.12M 1.11%
+200,000
New +$7.49M
SONY icon
13
Sony
SONY
$139B
$8M 1.1%
+588,090
New +$7.33M
C icon
14
Citigroup
C
$223B
$7.99M 1.1%
+100,000
New +$7.39M
ADBE icon
15
Adobe
ADBE
$99.6B
$7.53M 1.03%
+22,842
New +$6.72M
EEM icon
16
iShares MSCI Emerging Markets ETF
EEM
$31.1B
$7.44M 1.02%
+165,728
New +$7.11M
BABA icon
17
Alibaba
BABA
$270B
$6.98M 0.96%
+32,890
New +$6.17M
SPGI icon
18
S&P Global
SPGI
$120B
$6.54M 0.9%
+23,964
New +$6.23M
NVDA icon
19
NVIDIA
NVDA
$5.29T
$6.04M 0.83%
+1,026,960
New +$5.34M
STT icon
20
State Street
STT
$50.6B
$5.74M 0.79%
+72,522
New +$5.11M
CVS icon
21
CVS Health
CVS
$117B
$5.7M 0.78%
+76,700
New +$5.39M
BNY
22
Bank of New York Mellon
BNY
$104B
$5.63M 0.77%
111,814
+106,306
+1,930% +$5.07M
AGN
23
DELISTED
Allergan plc
AGN
$5.58M 0.76%
+29,172
New +$5.26M
ZBH icon
24
Zimmer Biomet
ZBH
$18.1B
$5.24M 0.72%
+36,050
New +$4.98M
SYY icon
25
Sysco
SYY
$38B
$5.17M 0.71%
+60,700
New +$4.92M
1
2 3 4 5

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LSAG
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Caxton Associates (New York)'s Q4 2019 Portfolio in Review

As of Q4 2019, Caxton Associates (New York) held 608 positions worth $729M, up 45% from $503M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Caxton Associates (New York) deployed $38.8M of net new capital in Q4 2019, opening 234 new positions and adding to 78 existing holdings. Its largest new stake was Aptiv: 358,663 shares worth $34.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, up from 42% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $53.8M trimmed.

  • Caxton Associates (New York)'s largest Q4 2019 buy was Aptiv: 358,663 shares worth $34.1M.
  • Caxton Associates (New York) added most to Bank of America in Q4 2019, an estimated $10.9M increase.
  • Caxton Associates (New York)'s biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $53.8M.
  • Caxton Associates (New York) fully exited Cheniere Energy in Q4 2019, selling an estimated $36.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 51% of its $729M portfolio in Q4 2019.
  • Caxton Associates (New York) opened 234 new positions and closed 221 in Q4 2019.
  • Caxton Associates (New York)'s portfolio value rose 45% quarter-over-quarter to $729M.

Based on Caxton Associates (New York)'s 13F filing for Q4 2019, filed 14 Feb 2020.