Caxton Associates (New York)’s Cummins CMI Stock Holding History

Caxton Associates (New York)’s Portfolio CMI Stock Details CMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1,635	Closed	-$280K	–	409
2019 Q2	$280K	Buy	+1,635	New	+$268K	0.03%	303
2018 Q1	–	Sell	-7,735	Closed	-$1.37M	–	344
2017 Q4	$1.37M	Buy	7,735 +4,335	+128%	+$741K	0.07%	167
2017 Q3	$571K	Buy	+3,400	New	+$550K	0.02%	288
2014 Q3	–	Sell	-15,000	Closed	-$2.31M	–	197
2014 Q2	$2.31M	Sell	15,000 -25,000	-63%	-$3.78M	0.12%	117
2014 Q1	$5.96M	Buy	+40,000	New	+$5.56M	0.37%	58
2013 Q4	–	Sell	-36,412	Closed	-$4.84M	–	224
2013 Q3	$4.84M	Buy	+36,412	New	+$4.49M	0.25%	80

Other funds holding CMI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

Caxton Associates (New York)'s CMI Position: Q3 2019 in Review

Caxton Associates (New York) sold out of Cummins (CMI) in Q3 2019, closing a stake of 1,635 shares — an estimated $280K sold.

Caxton Associates (New York) first reported a position in CMI in Q3 2013 and held it in 6 quarters. The position peaked at $5.96M in Q1 2014. 1,007 funds tracked by Wall St. Rank hold CMI as of Q3 2019.

Caxton Associates (New York) reported no remaining Cummins position as of Q3 2019 after selling out during the quarter.
Caxton Associates (New York) sold 1,635 Cummins shares in Q3 2019, an estimated $280K.
Caxton Associates (New York) first reported a position in Cummins in Q3 2013 and held it in 6 quarters.
Caxton Associates (New York)'s Cummins position peaked at $5.96M in Q1 2014.
1,007 funds tracked by Wall St. Rank held Cummins as of Q3 2019.

Based on Caxton Associates (New York)'s 13F filing for Q3 2019, filed 14 Nov 2019.