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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+13.69%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$729M
AUM Growth
+$226M
Cap. Flow
+$172M
Cap. Flow %
23.64%
Top 10 Hldgs %
50.98%
Holding
608
New
234
Increased
78
Reduced
67
Closed
221

Top Buys

Rank Stock Value
1
APTV icon
Aptiv
APTV
+$32.8M
2
BAC icon
Bank of America
BAC
+$10.9M
3
AMZN icon
Amazon
AMZN
+$8.85M
4
VOYA icon
Voya Financial
VOYA
+$8.52M
5
CFG icon
Citizens Financial Group
CFG
+$7.49M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$53.8M
2
LNG icon
Cheniere Energy
LNG
+$36.5M
3
ATVI
Activision Blizzard
ATVI
+$9.92M
4
TSM icon
TSMC
TSM
+$8M
5
SC
SANTANDER CONSUMER USA HOLDINGS INC
SC
+$7.23M

Sector Composition

Rank Sector Weight
1 Financials 12.9%
2 Technology 12.09%
3 Consumer Discretionary 11.37%
4 Healthcare 5.03%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNCE
176
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$489K 0.07%
+56,029
New +$303K
BEN icon
177
Franklin Resources
BEN
$17.2B
$485K 0.07%
18,659
+10,611
+132% +$288K
NUS icon
178
Nu Skin
NUS
$267M
$485K 0.07%
11,839
+3,634
+44% +$148K
ARCC icon
179
Ares Capital
ARCC
$14.4B
$484K 0.07%
+25,943
New +$482K
SYF icon
180
Synchrony
SYF
$25.6B
$479K 0.07%
13,306
+1,373
+12% +$49.1K
TCPC icon
181
BlackRock TCP Capital
TCPC
$345M
$474K 0.07%
33,760
+22,578
+202% +$315K
UNM icon
182
Unum
UNM
$14.3B
$474K 0.07%
16,247
-19,169
-54% -$558K
ANSS
183
DELISTED
Ansys
ANSS
$470K 0.06%
+1,824
New +$431K
WAT icon
184
Waters Corp
WAT
$39.9B
$469K 0.06%
+2,006
New +$443K
PRU icon
185
Prudential Financial
PRU
$41.8B
$464K 0.06%
4,946
-811
-14% -$74.5K
SSNC icon
186
SS&C Technologies
SSNC
$18.6B
$461K 0.06%
+7,507
New +$421K
PNNT
187
Pennant Park Investment Corp
PNNT
$241M
$460K 0.06%
70,439
+32,399
+85% +$201K
ABG icon
188
Asbury Automotive
ABG
$3.85B
$459K 0.06%
+4,106
New +$442K
DD icon
189
DuPont de Nemours
DD
$19.2B
$458K 0.06%
5,683
+3,318
+140% +$275K
EVR icon
190
Evercore
EVR
$11.8B
$457K 0.06%
6,111
+211
+4% +$16.1K
SFL icon
191
SFL Corp
SFL
$1.61B
$456K 0.06%
+31,379
New +$454K
QIWI
192
DELISTED
QIWI PLC
QIWI
$453K 0.06%
23,384
+8,438
+56% +$165K
MFIC icon
193
MidCap Financial Investment
MFIC
$804M
$452K 0.06%
+25,876
New +$427K
RH icon
194
RH
RH
$3.71B
$451K 0.06%
2,112
+82
+4% +$16K
RHP icon
195
Ryman Hospitality Properties
RHP
$7.63B
$448K 0.06%
5,171
+55
+1% +$4.73K
CBPO
196
DELISTED
China Biologic Products Holdings, Inc.
CBPO
$440K 0.06%
+3,782
New +$438K
NBIX icon
197
Neurocrine Biosciences
NBIX
$16.6B
$437K 0.06%
+4,061
New +$425K
WHF icon
198
WhiteHorse Finance
WHF
$146M
$435K 0.06%
+31,733
New +$443K
MFA
199
MFA Financial
MFA
$933M
$434K 0.06%
+14,171
New +$433K
TGNA
200
DELISTED
TEGNA Inc
TGNA
$429K 0.06%
+25,718
New +$400K
6 7
8
9 10

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LSAG
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RDIA
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Caxton Associates (New York)'s Q4 2019 Portfolio in Review

As of Q4 2019, Caxton Associates (New York) held 608 positions worth $729M, up 45% from $503M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Caxton Associates (New York) deployed $172M of net new capital in Q4 2019, opening 234 new positions and adding to 78 existing holdings. Its largest new stake was Aptiv: 358,663 shares worth $34.1M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 9.2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $53.8M trimmed.

  • Caxton Associates (New York)'s largest Q4 2019 buy was Aptiv: 358,663 shares worth $34.1M.
  • Caxton Associates (New York) added most to Bank of America in Q4 2019, an estimated $10.9M increase.
  • Caxton Associates (New York)'s biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $53.8M.
  • Caxton Associates (New York) fully exited Cheniere Energy in Q4 2019, selling an estimated $36.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 51% of its $729M portfolio in Q4 2019.
  • Caxton Associates (New York) opened 234 new positions and closed 221 in Q4 2019.
  • Caxton Associates (New York)'s portfolio value rose 45% quarter-over-quarter to $729M.

Based on Caxton Associates (New York)'s 13F filing for Q4 2019, filed 14 Feb 2020.