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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.91B
AUM Growth
-$79M
Cap. Flow
-$180M
Cap. Flow %
-9.44%
Top 10 Hldgs %
46.92%
Holding
261
New
116
Increased
20
Reduced
18
Closed
95

Top Buys

Rank Stock Value
1
AIG icon
American International
AIG
+$38.3M
2
HDS
HD Supply Holdings, Inc.
HDS
+$36M
3
GM icon
General Motors
GM
+$28.7M
4
LYB icon
LyondellBasell Industries
LYB
+$27.9M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$20.3M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$81.1M
2
SKS
SAKS INCORPORATED
SKS
+$72.4M
3
MS icon
Morgan Stanley
MS
+$45.9M
4
URI icon
United Rentals
URI
+$37.8M
5
SNV
Synovus
SNV
+$30.6M

Sector Composition

Rank Sector Weight
1 Financials 13.46%
2 Consumer Discretionary 12.86%
3 Industrials 5.74%
4 Communication Services 5.73%
5 Technology 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSCO icon
76
Tractor Supply
TSCO
$17.6B
$5.37M 0.28%
400,000
-872,920
-69% -$10.8M
PIR
77
DELISTED
Pier 1 Imports, Inc.
PIR
$4.88M 0.26%
+12,500
New +$5.65M
C icon
78
Citigroup
C
$226B
$4.85M 0.25%
100,000
-120,000
-55% -$6.07M
JAH
79
DELISTED
JARDEN CORPORATION
JAH
$4.84M 0.25%
150,000
-180,000
-55% -$5.55M
CMI icon
80
Cummins
CMI
$87.8B
$4.84M 0.25%
+36,412
New +$4.49M
CPHD
81
DELISTED
Cepheid Inc
CPHD
$4.68M 0.25%
+120,000
New +$4.35M
BSBR icon
82
Santander
BSBR
$43.9B
$4.17M 0.22%
+626,400
New +$3.66M
FXI icon
83
iShares China Large-Cap ETF
FXI
$4.31B
$4.05M 0.21%
+109,200
New +$3.88M
ANDV
84
DELISTED
Andeavor
ANDV
$3.96M 0.21%
+90,000
New +$4.48M
WCIC
85
DELISTED
WCI Communities, Inc.
WCIC
$3.49M 0.18%
+202,100
New +$3.28M
CVC
86
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$3.44M 0.18%
+204,000
New +$3.74M
STSA
87
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
$3.37M 0.18%
117,572
-49,100
-29% -$1.3M
RF icon
88
Regions Financial
RF
$26.9B
$2.78M 0.15%
300,000
+200,000
+200% +$1.96M
IBKR icon
89
Interactive Brokers
IBKR
$38.9B
$2.75M 0.14%
585,800
+126,608
+28% +$543K
RYL
90
DELISTED
RYLAND GROUP INC
RYL
$2.57M 0.13%
+63,400
New +$2.44M
ODFL icon
91
Old Dominion Freight Line
ODFL
$44.5B
$2.54M 0.13%
165,525
-1,229,868
-88% -$18.3M
ALL icon
92
Allstate
ALL
$68B
$2.53M 0.13%
+50,000
New +$2.51M
WYNN icon
93
Wynn Resorts
WYNN
$10.5B
$2.5M 0.13%
+15,796
New +$2.21M
CVBF icon
94
CVB Financial
CVBF
$3.99B
$2.48M 0.13%
183,200
– –
VIV icon
95
Telefônica Brasil
VIV
$19.3B
$2.23M 0.12%
+99,200
New +$2.14M
WIBC
96
DELISTED
WILSHIRE BANCORP INC
WIBC
$2.22M 0.12%
271,200
– –
KBH icon
97
KB Home
KBH
$3.59B
$2.15M 0.11%
+119,300
New +$2.09M
WAC
98
DELISTED
Walter Investment Mgt Corp
WAC
$2.1M 0.11%
+53,000
New +$2.04M
FNBC
99
DELISTED
First NBC Bank Holding Company
FNBC
$2.07M 0.11%
85,000
– –
FOXF icon
100
Fox Factory Holding Corp
FOXF
$859M
$1.93M 0.1%
+100,000
New +$1.81M
2 3
4
5 6

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Caxton Associates (New York)'s Q3 2013 Portfolio in Review

As of Q3 2013, Caxton Associates (New York) held 261 positions worth $1.91B, down 4% from $1.99B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Caxton Associates (New York) withdrew a net $180M in Q3 2013, closing 95 positions and reducing 18 holdings. Its most notable exit was State Street Financial Select Sector SPDR ETF, an estimated $81.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Caxton Associates (New York) opened a new position in HD Supply Holdings, Inc. worth $36M.

  • Caxton Associates (New York)'s largest Q3 2013 buy was HD Supply Holdings, Inc.: 1,637,500 shares worth $36M.
  • Caxton Associates (New York) added most to American International in Q3 2013, an estimated $38.3M increase.
  • Caxton Associates (New York)'s biggest Q3 2013 reduction was SAKS INCORPORATED, cutting an estimated $72.4M.
  • Caxton Associates (New York) fully exited State Street Financial Select Sector SPDR ETF in Q3 2013, selling an estimated $81.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 47% of its $1.91B portfolio in Q3 2013.
  • Caxton Associates (New York) opened 116 new positions and closed 95 in Q3 2013.
  • Caxton Associates (New York)'s portfolio value fell 4% quarter-over-quarter to $1.91B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2013, filed 14 Nov 2013.