We are live on ! Find out more
CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
-16.37%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$544M
AUM Growth
-$185M
Cap. Flow
-$53.4M
Cap. Flow %
-9.81%
Top 10 Hldgs %
56.76%
Holding
672
New
285
Increased
56
Reduced
46
Closed
279

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$86.3M
2
JPM icon
JPMorgan Chase
JPM
+$69.5M
3
BABA icon
Alibaba
BABA
+$58.4M
4
DE icon
Deere & Co
DE
+$36.4M
5
JD icon
JD.com
JD
+$13.7M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
APTV icon
Aptiv
APTV
+$11.9M
3
VOYA icon
Voya Financial
VOYA
+$9.61M
4
BAC icon
Bank of America
BAC
+$9.31M
5
TSM icon
TSMC
TSM
+$8.85M

Sector Composition

Rank Sector Weight
1 Technology 26.9%
2 Consumer Discretionary 20.23%
3 Financials 17.52%
4 Industrials 7.99%
5 Energy 6.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NICE icon
526
Nice
NICE
$6.02B
– –
-2,358
Closed -$366K
NIO icon
527
NIO
NIO
$11.6B
– –
-840,000
Closed -$3.38M
NMIH icon
528
NMI Holdings
NMIH
$3.36B
– –
-34,457
Closed -$1.14M
NRG icon
529
NRG Energy
NRG
$25.4B
– –
-8,315
Closed -$331K
NSIT icon
530
Insight Enterprises
NSIT
$4.53B
– –
-8,394
Closed -$590K
NTGR icon
531
NETGEAR
NTGR
$636M
– –
-15,349
Closed -$376K
NUS icon
532
Nu Skin
NUS
$237M
– –
-11,839
Closed -$485K
NVR icon
533
NVR
NVR
$17B
– –
-265
Closed -$1.01M
NXPI icon
534
NXP Semiconductors
NXPI
$60B
– –
-23,500
Closed -$2.99M
NXST icon
535
Nexstar Media Group
NXST
$5.63B
– –
-5,244
Closed -$615K
ODP
536
DELISTED
ODP
ODP
– –
-1,811
Closed -$50K
OMF icon
537
OneMain Financial
OMF
$7.34B
– –
-22,776
Closed -$960K
ON icon
538
ON Semiconductor
ON
$31.7B
– –
-40,573
Closed -$989K
ORA icon
539
Ormat Technologies
ORA
$7.02B
– –
-15,082
Closed -$1.12M
ORCL icon
540
Oracle
ORCL
$417B
– –
-31,853
Closed -$1.68M
OXSQ icon
541
Oxford Square Capital
OXSQ
$153M
– –
-32,759
Closed -$176K
PBF icon
542
PBF Energy
PBF
$8.22B
– –
-38,433
Closed -$1.21M
PBH icon
543
Prestige Consumer Healthcare
PBH
$2.54B
– –
-8,563
Closed -$347K
PDM
544
Piedmont Realty Trust
PDM
$1.17B
– –
-29,058
Closed -$646K
PEG icon
545
Public Service Enterprise Group
PEG
$37.3B
– –
-6,381
Closed -$377K
PFLT icon
546
PennantPark Floating Rate Capital
PFLT
$739M
– –
-13,135
Closed -$159K
PMT
547
PennyMac Mortgage Investment
PMT
$828M
– –
-28,043
Closed -$625K
PNNT
548
Pennant Park Investment Corp
PNNT
$247M
– –
-70,439
Closed -$460K
PPC icon
549
Pilgrim's Pride
PPC
$6.31B
– –
-10,355
Closed -$339K
PSEC icon
550
Prospect Capital
PSEC
$1.15B
– –
-38,909
Closed -$251K
20 21
22
23 24

Similar funds

BFM
Boston Financial Management Boston, Massachusetts $3.31B AUM 19.4% 1-Year Est. Return
MWM
Merriman Wealth Management Seattle, Washington $2.4B AUM 13.66% 1-Year Est. Return
CCM
Carlson Capital Management Northfield, Minnesota $2.29B AUM 7.48% 1-Year Est. Return
ECG
Edge Capital Group Atlanta, Georgia $2.24B AUM 19.7% 1-Year Est. Return
LSAG
Lake Street Advisors Group Portsmouth, New Hampshire $2.17B AUM 16.99% 1-Year Est. Return
KL
KGH Ltd Nassau, Bahamas $1.92B AUM 13.96% 1-Year Est. Return
WP
WMS Partners Towson, Maryland $1.78B AUM 11.82% 1-Year Est. Return
RDIA
RE Dickinson Investment Advisors Council Bluffs, Iowa $1.77B AUM 15.45% 1-Year Est. Return

Caxton Associates (New York)'s Q1 2020 Portfolio in Review

As of Q1 2020, Caxton Associates (New York) held 672 positions worth $544M, down 25% from $729M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Caxton Associates (New York) withdrew a net $53.4M in Q1 2020, closing 279 positions and reducing 46 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $136M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Caxton Associates (New York) opened a new position in Microsoft worth $82.8M.

  • Caxton Associates (New York)'s largest Q1 2020 buy was Microsoft: 525,000 shares worth $82.8M.
  • Caxton Associates (New York) added most to Alibaba in Q1 2020, an estimated $58.4M increase.
  • Caxton Associates (New York)'s biggest Q1 2020 reduction was Aptiv, cutting an estimated $11.9M.
  • Caxton Associates (New York) fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $136M.
  • Caxton Associates (New York)'s ten largest holdings make up 57% of its $544M portfolio in Q1 2020.
  • Caxton Associates (New York) opened 285 new positions and closed 279 in Q1 2020.
  • Caxton Associates (New York)'s portfolio value fell 25% quarter-over-quarter to $544M.

Based on Caxton Associates (New York)'s 13F filing for Q1 2020, filed 15 May 2020.