We are live on ! Find out more
CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+7.77%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$950M
AUM Growth
-$195M
Cap. Flow
-$268M
Cap. Flow %
-28.24%
Top 10 Hldgs %
71.59%
Holding
594
New
150
Increased
51
Reduced
81
Closed
305

Top Buys

Rank Stock Value
1
EQNR icon
Equinor
EQNR
+$33.9M
2
APTV icon
Aptiv
APTV
+$21.7M
3
CTRA
Coterra Energy
CTRA
+$19.8M
4
EQT icon
EQT Corp
EQT
+$18.5M
5
OPTU
Optimum Communications Inc
OPTU
+$15.9M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$38.6M
2
AAPL icon
Apple
AAPL
+$21.7M
3
GLD icon
SPDR Gold Trust
GLD
+$20.6M
4
AMZN icon
Amazon
AMZN
+$17M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$16.9M

Sector Composition

Rank Sector Weight
1 Energy 14.91%
2 Technology 9.97%
3 Consumer Discretionary 9.75%
4 Communication Services 3.54%
5 Healthcare 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
451
Annaly Capital Management
NLY
$17.3B
– –
-10,904
Closed -$286K
NTAP icon
452
NetApp
NTAP
$38.9B
– –
-13,075
Closed -$580K
NTRA icon
453
Natera
NTRA
$45.6B
– –
-6,912
Closed -$345K
NVAX icon
454
Novavax
NVAX
$1.31B
– –
-2,940
Closed -$245K
NVMI
455
Nova
NVMI
$12.5B
– –
-4,396
Closed -$212K
ADAM
456
Adamas Trust
ADAM
$912M
– –
-12,189
Closed -$127K
ODP
457
DELISTED
ODP
ODP
– –
-1,940
Closed -$46K
OLED icon
458
Universal Display
OLED
$4.3B
– –
-1,433
Closed -$214K
OMF icon
459
OneMain Financial
OMF
$7.33B
– –
-9,738
Closed -$239K
ORI icon
460
Old Republic International
ORI
$10.2B
– –
-20,326
Closed -$332K
ORLY icon
461
O'Reilly Automotive
ORLY
$75.5B
– –
-10,215
Closed -$287K
OUT icon
462
Outfront Media
OUT
$5.31B
– –
-10,917
Closed -$152K
PANW icon
463
Palo Alto Networks
PANW
$312B
– –
-8,640
Closed -$331K
PCRX icon
464
Pacira BioSciences
PCRX
$973M
– –
-4,866
Closed -$255K
PETS icon
465
PetMed Express
PETS
$41.9M
– –
-17,763
Closed -$633K
PFLT icon
466
PennantPark Floating Rate Capital
PFLT
$739M
– –
-16,368
Closed -$137K
PGRE
467
DELISTED
Paramount Group
PGRE
– –
-25,757
Closed -$199K
PINC
468
DELISTED
Premier
PINC
– –
-13,703
Closed -$470K
PK icon
469
Park Hotels & Resorts
PK
$2.91B
– –
-30,830
Closed -$305K
PLAB icon
470
Photronics
PLAB
$1.94B
– –
-26,716
Closed -$297K
PNC icon
471
PNC Financial Services
PNC
$100B
– –
-3,390
Closed -$357K
PR
472
Permian Resources
PR
$17.9B
– –
-32,140
Closed -$29K
PRA
473
DELISTED
ProAssurance
PRA
– –
-19,313
Closed -$279K
PRGS icon
474
Progress Software
PRGS
$1.78B
– –
-13,485
Closed -$523K
HTT
475
High Templar Tech Ltd
HTT
$394M
– –
-51,515
Closed -$88K
17 18
19
20 21

Similar funds

BFM
Boston Financial Management Boston, Massachusetts $3.31B AUM 19.4% 1-Year Est. Return
MWM
Merriman Wealth Management Seattle, Washington $2.4B AUM 13.66% 1-Year Est. Return
CCM
Carlson Capital Management Northfield, Minnesota $2.29B AUM 7.48% 1-Year Est. Return
ECG
Edge Capital Group Atlanta, Georgia $2.24B AUM 19.7% 1-Year Est. Return
LSAG
Lake Street Advisors Group Portsmouth, New Hampshire $2.17B AUM 16.99% 1-Year Est. Return
KL
KGH Ltd Nassau, Bahamas $1.92B AUM 13.96% 1-Year Est. Return
WP
WMS Partners Towson, Maryland $1.78B AUM 11.82% 1-Year Est. Return
RDIA
RE Dickinson Investment Advisors Council Bluffs, Iowa $1.77B AUM 15.45% 1-Year Est. Return

Caxton Associates (New York)'s Q3 2020 Portfolio in Review

As of Q3 2020, Caxton Associates (New York) held 594 positions worth $950M, down 17% from $1.15B the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Caxton Associates (New York) withdrew a net $268M in Q3 2020, closing 305 positions and reducing 81 holdings. Its most notable exit was iShares Silver Trust, an estimated $38.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 15% of assets, up from 7.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in Equinor worth $30.9M.

  • Caxton Associates (New York)'s largest Q3 2020 buy was Equinor: 2,196,285 shares worth $30.9M.
  • Caxton Associates (New York) added most to Aptiv in Q3 2020, an estimated $21.7M increase.
  • Caxton Associates (New York)'s biggest Q3 2020 reduction was Apple, cutting an estimated $21.7M.
  • Caxton Associates (New York) fully exited iShares Silver Trust in Q3 2020, selling an estimated $38.6M.
  • Caxton Associates (New York)'s ten largest holdings make up 72% of its $950M portfolio in Q3 2020.
  • Caxton Associates (New York) opened 150 new positions and closed 305 in Q3 2020.
  • Caxton Associates (New York)'s portfolio value fell 17% quarter-over-quarter to $950M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2020, filed 16 Nov 2020.