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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+13.69%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$729M
AUM Growth
+$226M
Cap. Flow
+$172M
Cap. Flow %
23.64%
Top 10 Hldgs %
50.98%
Holding
608
New
234
Increased
78
Reduced
67
Closed
221

Top Buys

Rank Stock Value
1
APTV icon
Aptiv
APTV
+$32.8M
2
BAC icon
Bank of America
BAC
+$10.9M
3
AMZN icon
Amazon
AMZN
+$8.85M
4
VOYA icon
Voya Financial
VOYA
+$8.52M
5
CFG icon
Citizens Financial Group
CFG
+$7.49M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$53.8M
2
LNG icon
Cheniere Energy
LNG
+$36.5M
3
ATVI
Activision Blizzard
ATVI
+$9.92M
4
TSM icon
TSMC
TSM
+$8M
5
SC
SANTANDER CONSUMER USA HOLDINGS INC
SC
+$7.23M

Sector Composition

Rank Sector Weight
1 Financials 12.9%
2 Technology 12.09%
3 Consumer Discretionary 11.37%
4 Healthcare 5.03%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
351
Allstate
ALL
$67.5B
$208K 0.03%
1,853
-5,607
-75% -$612K
EXP icon
352
Eagle Materials
EXP
$6.57B
$208K 0.03%
+2,298
New +$210K
FHI icon
353
Federated Hermes
FHI
$4.72B
$206K 0.03%
+6,325
New +$206K
ESI icon
354
Element Solutions
ESI
$9.23B
$205K 0.03%
+17,509
New +$193K
HDS
355
DELISTED
HD Supply Holdings, Inc.
HDS
$205K 0.03%
5,086
-883
-15% -$35.1K
BHF icon
356
Brighthouse Financial
BHF
$3.5B
$202K 0.03%
+5,153
New +$203K
HEES
357
DELISTED
H&E Equipment Services
HEES
$201K 0.03%
+6,013
New +$195K
PRSP
358
DELISTED
Perspecta Inc. Common Stock
PRSP
$201K 0.03%
+7,591
New +$202K
RMAX icon
359
RE/MAX Holdings
RMAX
$242M
$200K 0.03%
+5,200
New +$187K
SRCI
360
DELISTED
SRC Energy Inc
SRCI
$192K 0.03%
+46,590
New +$177K
BKCC
361
DELISTED
BlackRock Capital Investment Corporation
BKCC
$190K 0.03%
+38,169
New +$187K
CNO icon
362
CNO Financial Group
CNO
$5.1B
$182K 0.03%
10,050
-26,474
-72% -$450K
GAIN icon
363
Gladstone Investment Corp
GAIN
$661M
$181K 0.02%
+13,644
New +$185K
FLEX icon
364
Flex
FLEX
$44.8B
$177K 0.02%
+18,632
New +$161K
OXSQ icon
365
Oxford Square Capital
OXSQ
$157M
$176K 0.02%
32,759
+20,534
+168% +$114K
FOLD
366
DELISTED
Amicus Therapeutics
FOLD
$174K 0.02%
+17,870
New +$164K
MDRX
367
DELISTED
Veradigm Inc. Common Stock
MDRX
$171K 0.02%
+17,395
New +$183K
TVTX icon
368
Travere Therapeutics
TVTX
$5.78B
$161K 0.02%
+11,346
New +$145K
PFLT icon
369
PennantPark Floating Rate Capital
PFLT
$746M
$159K 0.02%
+13,135
New +$156K
SPWH icon
370
Sportsman's Warehouse
SPWH
$46M
$159K 0.02%
+19,838
New +$140K
LUNA
371
DELISTED
Luna Innovations Incorporated
LUNA
$156K 0.02%
+21,362
New +$141K
CMCM
372
Cheetah Mobile
CMCM
$96.5M
$154K 0.02%
+8,473
New +$152K
LX
373
LexinFintech Holdings
LX
$241M
$147K 0.02%
+10,616
New +$122K
CDMO
374
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$147K 0.02%
+19,192
New +$112K
WTI icon
375
W&T Offshore
WTI
$518M
$133K 0.02%
+23,976
New +$107K
13 14
15
16 17

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RDIA
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Caxton Associates (New York)'s Q4 2019 Portfolio in Review

As of Q4 2019, Caxton Associates (New York) held 608 positions worth $729M, up 45% from $503M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Caxton Associates (New York) deployed $172M of net new capital in Q4 2019, opening 234 new positions and adding to 78 existing holdings. Its largest new stake was Aptiv: 358,663 shares worth $34.1M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 9.2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $53.8M trimmed.

  • Caxton Associates (New York)'s largest Q4 2019 buy was Aptiv: 358,663 shares worth $34.1M.
  • Caxton Associates (New York) added most to Bank of America in Q4 2019, an estimated $10.9M increase.
  • Caxton Associates (New York)'s biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $53.8M.
  • Caxton Associates (New York) fully exited Cheniere Energy in Q4 2019, selling an estimated $36.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 51% of its $729M portfolio in Q4 2019.
  • Caxton Associates (New York) opened 234 new positions and closed 221 in Q4 2019.
  • Caxton Associates (New York)'s portfolio value rose 45% quarter-over-quarter to $729M.

Based on Caxton Associates (New York)'s 13F filing for Q4 2019, filed 14 Feb 2020.