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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
-3%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.32B
AUM Growth
-$40.3M
Cap. Flow
+$8.01M
Cap. Flow %
0.61%
Top 10 Hldgs %
36.86%
Holding
693
New
34
Increased
310
Reduced
241
Closed
34

Top Buys

Rank Stock Value
1
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$6.42M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.67M
3
HPQ icon
HP
HPQ
+$1.28M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$782K
5
PARA
Paramount Global Class B
PARA
+$724K

Top Sells

Rank Stock Value
1
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$5.25M
2
PKX icon
POSCO
PKX
+$1.49M
3
ZTS icon
Zoetis
ZTS
+$1.43M
4
AAPL icon
Apple
AAPL
+$1.14M
5
CTSH icon
Cognizant
CTSH
+$726K

Sector Composition

Rank Sector Weight
1 Technology 16.3%
2 Financials 8.03%
3 Healthcare 6.69%
4 Communication Services 5.27%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPM icon
576
RPM International
RPM
$13.7B
$228K 0.02%
2,404
+35
+1% +$3.41K
TROW icon
577
T. Rowe Price
TROW
$25B
$225K 0.02%
2,150
+32
+2% +$3.6K
OKTA icon
578
Okta
OKTA
$23.9B
$224K 0.02%
2,745
-823
-23% -$62.4K
SCHE icon
579
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$224K 0.02%
9,342
– –
JD icon
580
JD.com
JD
$41B
$223K 0.02%
7,647
-1,994
-21% -$69.4K
IQV icon
581
IQVIA
IQV
$34.9B
$222K 0.02%
1,127
-16
-1% -$3.47K
LYV icon
582
Live Nation Entertainment
LYV
$41.4B
$221K 0.02%
+2,666
New +$232K
GRID
583
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$220K 0.02%
2,338
– –
AKAM icon
584
Akamai
AKAM
$16.9B
$219K 0.02%
+2,055
New +$205K
DG icon
585
Dollar General
DG
$25.9B
$219K 0.02%
2,066
-58
-3% -$8.65K
DFAE icon
586
Dimensional Emerging Core Equity Market ETF
DFAE
$9.26B
$218K 0.02%
9,675
+303
+3% +$7.14K
HSY icon
587
Hershey
HSY
$35.3B
$218K 0.02%
1,089
-112
-9% -$25.1K
DFIC icon
588
Dimensional International Core Equity 2 ETF
DFIC
$14.5B
$216K 0.02%
9,238
-50
-0.5% -$1.21K
YUM icon
589
Yum! Brands
YUM
$40.7B
$215K 0.02%
1,724
+272
+19% +$35.8K
ONON icon
590
On Holding
ONON
$11.8B
$215K 0.02%
7,738
+701
+10% +$22.2K
DIVO icon
591
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.42B
$215K 0.02%
6,186
+74
+1% +$2.66K
VLO icon
592
Valero Energy
VLO
$90.1B
$214K 0.02%
+1,507
New +$197K
CAH icon
593
Cardinal Health
CAH
$53.3B
$214K 0.02%
2,461
+65
+3% +$5.88K
ERIC icon
594
Ericsson
ERIC
$30.9B
$212K 0.02%
42,614
+21,485
+102% +$109K
FELE icon
595
Franklin Electric
FELE
$4.7B
$212K 0.02%
2,372
+178
+8% +$17.2K
CENT icon
596
Central Garden & Pet Co
CENT
$2.72B
$211K 0.02%
+5,978
New +$205K
SNDL icon
597
Sundial Growers
SNDL
$328M
$211K 0.02%
111,000
– –
DUK icon
598
Duke Energy
DUK
$101B
$211K 0.02%
2,388
-1,157
-33% -$106K
CNM icon
599
Core & Main
CNM
$8.18B
$210K 0.02%
7,283
– –
JOBY icon
600
Joby Aviation
JOBY
$7.02B
$210K 0.02%
32,551
– –
22 23
24
25 26

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q3 2023 Portfolio in Review

As of Q3 2023, Caprock Group held 693 positions worth $1.32B, down 3% from $1.36B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Caprock Group's Q3 2023 filing shows 34 new, 310 increased, 241 reduced and 34 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M. The largest sale was Innovator US Equity Power Buffer ETF April, an estimated $5.25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Healthcare.

  • Caprock Group's largest Q3 2023 buy was Innovator US Equity Power Buffer ETF August: 203,014 shares worth $6.3M.
  • Caprock Group added most to Vanguard Total Stock Market ETF in Q3 2023, an estimated $2.67M increase.
  • Caprock Group's biggest Q3 2023 reduction was Zoetis, cutting an estimated $1.43M.
  • Caprock Group fully exited Innovator US Equity Power Buffer ETF April in Q3 2023, selling an estimated $5.25M.
  • Caprock Group's ten largest holdings make up 37% of its $1.32B portfolio in Q3 2023.
  • Caprock Group opened 34 new positions and closed 34 in Q3 2023.
  • Caprock Group's portfolio value fell 3% quarter-over-quarter to $1.32B.

Based on Caprock Group's 13F filing for Q3 2023, filed 18 Oct 2023.