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Caprock Group Portfolio holdings

AUM $4.12B
This Fund
S&P 500
This Quarter Est. Return
+14.9%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$877M
AUM Growth
+$146M
Cap. Flow
+$1.61B
Cap. Flow %
184.13%
Top 10 Hldgs %
39.52%
Holding
498
New
87
Increased
195
Reduced
168
Closed
14

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$15.3M
2
META icon
Meta Platforms (Facebook)
META
+$6.36M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.77M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$2.52M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.67M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.38M
3
UN
Unilever NV New York Registry Shares
UN
+$1.21M
4
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$937K
5
NVDA icon
NVIDIA
NVDA
+$808K

Sector Composition

Rank Sector Weight
1 Technology 15.28%
2 Healthcare 6.76%
3 Communication Services 6.25%
4 Financials 5.82%
5 Consumer Discretionary 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TENB icon
451
Tenable Holdings
TENB
$3.56B
$200K 0.02%
+3,832
New +$152K
HAL icon
452
Halliburton
HAL
$27.9B
$199K 0.02%
+10,518
New +$163K
CFMS
453
DELISTED
Conformis, Inc. Common Stock
CFMS
$185K 0.02%
11,200
+3,200
+40% +$55.2K
KMI icon
454
Kinder Morgan
KMI
$73.1B
$184K 0.02%
+13,439
New +$180K
QMCO icon
455
Quantum Corp
QMCO
$437M
$177K 0.02%
1,449
+414
+40% +$44K
MNKD icon
456
MannKind Corp
MNKD
$1.28B
$175K 0.02%
56,000
+16,000
+40% +$42K
F icon
457
Ford
F
$57.3B
$163K 0.02%
+18,565
New +$155K
AMCR icon
458
Amcor
AMCR
$20.6B
$161K 0.02%
2,729
-35
-1% -$2K
ITUB icon
459
Itaú Unibanco
ITUB
$91.3B
$161K 0.02%
36,197
-1,954
-5% -$7.31K
HPE icon
460
Hewlett Packard
HPE
$63.2B
$159K 0.02%
13,283
-1,043
-7% -$10.9K
ING icon
461
ING
ING
$93.8B
$156K 0.02%
16,549
+530
+3% +$4.55K
MGI
462
DELISTED
MoneyGram International, Inc. New
MGI
$152K 0.02%
27,800
– –
NMR icon
463
Nomura Holdings
NMR
$28.7B
$148K 0.02%
27,811
-2,155
-7% -$10.7K
CS
464
DELISTED
Credit Suisse Group
CS
$139K 0.02%
10,830
+810
+8% +$9.38K
BCS icon
465
Barclays
BCS
$94.1B
$129K 0.01%
16,092
+1,532
+11% +$10.2K
HTBK
466
DELISTED
Heritage Commerce
HTBK
$127K 0.01%
14,360
– –
ASX icon
467
ASE Group
ASX
$80.8B
$106K 0.01%
18,098
+369
+2% +$1.84K
BBD icon
468
Banco Bradesco
BBD
$38.1B
$98K 0.01%
22,262
+4,542
+26% +$16.6K
LYG icon
469
Lloyds Banking Group
LYG
$87.4B
$98K 0.01%
50,192
+18,448
+58% +$31.1K
SMFG icon
470
Sumitomo Mitsui Financial
SMFG
$166B
$74K 0.01%
12,010
-13,073
-52% -$76.7K
NOK icon
471
Nokia
NOK
$50.8B
$71K 0.01%
18,051
-1,564
-8% -$6.16K
AEG icon
472
Aegon
AEG
$13.5B
$70K 0.01%
19,218
-5,659
-23% -$17.3K
MRO
473
DELISTED
Marathon Oil Corporation
MRO
$67K 0.01%
10,090
-3,926
-28% -$21.1K
QEP
474
DELISTED
QEP RESOURCES, INC.
QEP
$67K 0.01%
28,179
-5,429
-16% -$8.03K
ABEV icon
475
Ambev
ABEV
$47.3B
$64K 0.01%
20,516
-12,987
-39% -$35K
16 17 18
19
20

Similar funds

AP
Altarock Partners West Palm Beach, Florida $4.13B AUM 0.04% 1-Year Est. Return
BHC
Bowen Hanes & Co Ponte Vedra Beach, Florida $4.11B AUM 41.61% 1-Year Est. Return
BOK
Bank of Korea Seoul, South Korea $4.13B AUM
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
GCM
Graham Capital Management Rowayton, Connecticut $4.14B AUM 17.82% 1-Year Est. Return
ZP
Zimmer Partners New York $4.15B AUM 14.2% 1-Year Est. Return
SHCM
Sachem Head Capital Management New York $4.15B AUM 48.05% 1-Year Est. Return
MGP
Metis Global Partners San Diego, California $4.07B AUM 30.82% 1-Year Est. Return

Caprock Group's Q4 2020 Portfolio in Review

As of Q4 2020, Caprock Group held 498 positions worth $877M, up 20% from $731M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Caprock Group deployed $1.61B of net new capital in Q4 2020, opening 87 new positions and adding to 195 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF December: 54,516 shares worth $1.58M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Alibaba, an estimated $1.5M trimmed.

  • Caprock Group's largest Q4 2020 buy was Innovator US Equity Power Buffer ETF December: 54,516 shares worth $1.58M.
  • Caprock Group added most to Vanguard Total Stock Market ETF in Q4 2020, an estimated $15.3M increase.
  • Caprock Group's biggest Q4 2020 reduction was Alibaba, cutting an estimated $1.5M.
  • Caprock Group fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.21M.
  • Caprock Group's ten largest holdings make up 40% of its $877M portfolio in Q4 2020.
  • Caprock Group opened 87 new positions and closed 14 in Q4 2020.
  • Caprock Group's portfolio value rose 20% quarter-over-quarter to $877M.

Based on Caprock Group's 13F filing for Q4 2020, filed 29 Jan 2021.