Caprock Group’s Alibaba BABA Stock Holding History

Caprock Group’s Portfolio BABA Stock Details BABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$5.68M	Sell	45,237 -1,867	-4%	-$281K	0.14%	121
2025 Q4	$6.9M	Buy	47,104 +2,889	+7%	+$470K	0.15%	116
2025 Q3	$5.97M	Buy	+44,215	New	+$5.79M	0.15%	106
2025 Q1	$6.62M	Buy	50,075 +6,474	+15%	+$746K	0.2%	85
2024 Q4	$3.7M	Sell	43,601 -1,663	-4%	-$157K	0.12%	144
2024 Q3	$4.8M	Buy	45,264 +4,978	+12%	+$407K	0.17%	93
2024 Q2	$2.97M	Buy	40,286 +9,955	+33%	+$763K	0.12%	141
2024 Q1	$2.19M	Sell	30,331 -6,806	-18%	-$499K	0.13%	114
2023 Q4	$2.96M	Buy	37,137 +8,773	+31%	+$699K	0.19%	79
2023 Q3	$2.46M	Sell	28,364 -6,767	-19%	-$619K	0.19%	76
2023 Q2	$2.93M	Sell	35,131 -2,009	-5%	-$176K	0.22%	71
2023 Q1	$3.79M	Buy	37,140 +1,366	+4%	+$137K	0.29%	54
2022 Q4	$3.15M	Sell	35,774 -987	-3%	-$77.8K	0.29%	56
2022 Q3	$2.94M	Buy	36,761 +16,171	+79%	+$1.54M	0.28%	53
2022 Q2	$2.34M	Sell	20,590 -13,391	-39%	-$1.31M	0.23%	64
2022 Q1	$3.7M	Buy	33,981 +24,210	+248%	+$2.79M	0.35%	47
2021 Q4	$1.16M	Buy	9,771 +1,145	+13%	+$167K	0.1%	153
2021 Q3	$1.28M	Sell	8,626 -4,051	-32%	-$737K	0.11%	126
2021 Q2	$2.88M	Buy	12,677 +4,030	+47%	+$895K	0.26%	59
2021 Q1	$1.96M	Sell	8,647 -5,284	-38%	-$1.3M	0.21%	77
2020 Q4	$3.24M	Sell	13,931 -5,389	-28%	-$1.5M	0.37%	43
2020 Q3	$5.68M	Buy	19,320 +365	+2%	+$96.2K	0.78%	25
2020 Q2	$4.09M	Buy	18,955 +2,330	+14%	+$485K	0.61%	32
2020 Q1	$3.23M	Buy	16,625 +8,571	+106%	+$1.79M	0.61%	30
2019 Q4	$1.71M	Buy	8,054 +1,180	+17%	+$221K	0.31%	60
2019 Q3	$1.15M	Sell	6,874 -495	-7%	-$85.1K	0.22%	84
2019 Q2	$1.25M	Sell	7,369 -932	-11%	-$161K	0.24%	79
2019 Q1	$1.52M	Buy	8,301 +3,922	+90%	+$660K	0.29%	67
2018 Q4	$600K	Sell	4,379 -2,408	-35%	-$356K	0.14%	134
2018 Q3	$1.12M	Sell	6,787 -1,985	-23%	-$351K	0.23%	84
2018 Q2	$1.63M	Sell	8,772 -204	-2%	-$38.9K	0.34%	53
2018 Q1	$1.65M	Buy	8,976 +2,027	+29%	+$382K	0.35%	49
2017 Q4	$1.3M	Buy	6,949 +3,051	+78%	+$547K	0.25%	75
2017 Q3	$673K	Buy	3,898 +692	+22%	+$112K	0.14%	146
2017 Q2	$452K	Buy	3,206 +777	+32%	+$95.9K	0.1%	190
2017 Q1	$262K	Sell	2,429 -50	-2%	-$5.09K	0.06%	269
2016 Q4	$218K	Buy	2,479 +50	+2%	+$4.81K	0.05%	295
2016 Q3	$257K	Buy	+2,429	New	+$225K	0.06%	283
2015 Q3	–	Sell	-5,417	Closed	-$446K	–	78
2015 Q2	$446K	Buy	5,417 +992	+22%	+$85.2K	0.41%	46
2015 Q1	$368K	Buy	+4,425	New	+$399K	0.38%	52

Other funds holding BABA

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Caprock Group's BABA Position: Q1 2026 in Review

Caprock Group reduced its Alibaba (BABA) stake by 4% in Q1 2026, selling an estimated $281K and leaving 45,237 shares worth $5.68M. The position accounts for 0.14% of the portfolio, ranked #121.

Caprock Group first reported a position in BABA in Q1 2015 and has held it in 40 quarters since. The position peaked at $6.9M in Q4 2025. 1,343 funds tracked by Wall St. Rank hold BABA as of Q1 2026.

Caprock Group held 45,237 shares of Alibaba worth $5.68M as of Q1 2026.
Caprock Group sold 1,867 Alibaba shares in Q1 2026, an estimated $281K.
Alibaba made up 0.14% of Caprock Group's portfolio in Q1 2026, its #121 holding.
Caprock Group first reported a position in Alibaba in Q1 2015 and has held it in 40 quarters since.
Caprock Group's Alibaba position peaked at $6.9M in Q4 2025.
1,343 funds tracked by Wall St. Rank held Alibaba as of Q1 2026.

Based on Caprock Group's 13F filing for Q1 2026, filed 11 May 2026.