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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
201
Intuitive Surgical
ISRG
$130B
$549K 0.06%
1,527
-66
-4% -$22.7K
UL icon
202
Unilever
UL
$144B
$546K 0.06%
9,021
-2,116
-19% -$126K
IWP icon
203
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$544K 0.06%
4,724
– –
SPYV icon
204
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$541K 0.06%
12,883
+750
+6% +$30.6K
QCLN icon
205
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$589M
$537K 0.06%
7,907
+206
+3% +$14.8K
USB icon
206
US Bancorp
USB
$100B
$537K 0.06%
9,559
-278
-3% -$16.4K
VOO icon
207
Vanguard S&P 500 ETF
VOO
$971B
$536K 0.06%
1,227
– –
SCHD icon
208
Schwab US Dividend Equity ETF
SCHD
$104B
$535K 0.06%
19,857
-210
-1% -$5.46K
FISV
209
Fiserv Inc
FISV
$28.9B
$490K 0.06%
4,725
– –
NVS icon
210
Novartis
NVS
$304B
$486K 0.06%
5,553
-508
-8% -$42.2K
CIBR icon
211
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
$485K 0.06%
+9,193
New +$483K
XLU icon
212
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$480K 0.06%
13,424
– –
META icon
213
Meta Platforms (Facebook)
META
$1.51T
$480K 0.06%
1,426
-89
-6% -$29.5K
TMUS icon
214
T-Mobile US
TMUS
$196B
$479K 0.06%
4,126
+643
+18% +$75.7K
IWD icon
215
iShares Russell 1000 Value ETF
IWD
$82.2B
$475K 0.05%
2,830
– –
XLC icon
216
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$463K 0.05%
5,955
+1,386
+30% +$110K
FAST icon
217
Fastenal
FAST
$55.2B
$458K 0.05%
14,304
+646
+5% +$19K
ASML icon
218
ASML
ASML
$608B
$458K 0.05%
575
– –
CI icon
219
Cigna
CI
$79.6B
$425K 0.05%
1,852
-95
-5% -$20.2K
SLY
220
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$415K 0.05%
4,178
– –
GLD icon
221
SPDR Gold Trust
GLD
$131B
$404K 0.05%
2,366
– –
SNY icon
222
Sanofi
SNY
$109B
$401K 0.05%
7,997
+754
+10% +$37.3K
AEP icon
223
American Electric Power
AEP
$72.4B
$393K 0.05%
4,419
+18
+0.4% +$1.52K
CBOE icon
224
Cboe Global Markets
CBOE
$31.1B
$391K 0.05%
3,000
– –
XLNX
225
DELISTED
Xilinx Inc
XLNX
$385K 0.04%
1,814
– –
7 8
9
10 11

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.