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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
201
Meta Platforms (Facebook)
META
$1.51T
$344K 0.05%
1,258
+120
+11% +$32.9K
SPYG icon
202
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.5B
$339K 0.05%
6,125
+35
+0.6% +$1.84K
SLY
203
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$332K 0.05%
4,178
– –
PYPL icon
204
PayPal
PYPL
$51.6B
$328K 0.05%
1,399
+125
+10% +$25.9K
XLC icon
205
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$327K 0.05%
4,845
– –
IWR icon
206
iShares Russell Mid-Cap ETF
IWR
$56.5B
$326K 0.05%
4,756
– –
CGNX icon
207
Cognex
CGNX
$10B
$321K 0.05%
4,000
– –
BIIB icon
208
Biogen
BIIB
$29.8B
$320K 0.05%
1,308
-23
-2% -$5.93K
CSX icon
209
CSX Corp
CSX
$95.6B
$314K 0.05%
10,395
– –
GIS icon
210
General Mills
GIS
$20.2B
$313K 0.05%
5,328
+240
+5% +$14.5K
ITA icon
211
iShares US Aerospace & Defense ETF
ITA
$14.4B
$308K 0.05%
3,248
-614
-16% -$54K
AEP icon
212
American Electric Power
AEP
$73B
$305K 0.05%
3,666
– –
VGT icon
213
Vanguard Information Technology ETF
VGT
$136B
$302K 0.05%
6,840
– –
TXN icon
214
Texas Instruments
TXN
$254B
$294K 0.04%
1,790
-491
-22% -$76.3K
DOW icon
215
Dow Inc
DOW
$20.8B
$293K 0.04%
5,275
+37
+0.7% +$1.91K
MPC icon
216
Marathon Petroleum
MPC
$89.8B
$292K 0.04%
7,048
-8,402
-54% -$302K
FAST icon
217
Fastenal
FAST
$55.3B
$291K 0.04%
11,938
-200
-2% -$4.71K
IEF icon
218
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$291K 0.04%
2,425
+1,525
+169% +$183K
TRU icon
219
TransUnion
TRU
$16.5B
$285K 0.04%
2,875
– –
PNW icon
220
Pinnacle West Capital
PNW
$12.9B
$285K 0.04%
3,565
– –
SON icon
221
Sonoco
SON
$5.93B
$284K 0.04%
4,797
– –
ASML icon
222
ASML
ASML
$606B
$280K 0.04%
575
– –
CBOE icon
223
Cboe Global Markets
CBOE
$31B
$279K 0.04%
3,000
– –
DD icon
224
DuPont de Nemours
DD
$19.1B
$278K 0.04%
3,110
-18
-0.6% -$1.41K
ESG icon
225
FlexShares STOXX US ESG Select Index Fund
ESG
$131M
$261K 0.04%
2,855
+85
+3% +$7.33K
7 8
9
10 11

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SL
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JAFL
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.