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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URI icon
201
United Rentals
URI
$69.6B
$317K 0.05%
2,127
– –
IWR icon
202
iShares Russell Mid-Cap ETF
IWR
$56.5B
$310K 0.05%
5,788
– –
IBB icon
203
iShares Biotechnology ETF
IBB
$9.47B
$307K 0.05%
2,243
+473
+27% +$60.3K
GIS icon
204
General Mills
GIS
$20.2B
$303K 0.05%
4,919
-707
-13% -$42.6K
ISRG icon
205
Intuitive Surgical
ISRG
$131B
$302K 0.05%
1,590
– –
AEP icon
206
American Electric Power
AEP
$72.9B
$302K 0.05%
3,786
-2
-0.1% -$163
SON icon
207
Sonoco
SON
$5.93B
$301K 0.05%
5,748
-541
-9% -$26.8K
SPYG icon
208
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.5B
$290K 0.05%
6,446
-87
-1% -$3.61K
FAST icon
209
Fastenal
FAST
$55.3B
$286K 0.05%
13,334
– –
WBA
210
DELISTED
Walgreens Boots Alliance
WBA
$285K 0.05%
6,728
-459
-6% -$19.5K
CBOE icon
211
Cboe Global Markets
CBOE
$31B
$280K 0.05%
3,000
– –
NXPI icon
212
NXP Semiconductors
NXPI
$66.3B
$279K 0.05%
2,450
– –
DD icon
213
DuPont de Nemours
DD
$19.1B
$276K 0.05%
4,146
-1,815
-30% -$106K
PNW icon
214
Pinnacle West Capital
PNW
$12.9B
$272K 0.05%
3,715
– –
CSX icon
215
CSX Corp
CSX
$95.6B
$268K 0.04%
11,535
– –
SLY
216
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$264K 0.04%
4,468
– –
DOW icon
217
Dow Inc
DOW
$20.8B
$263K 0.04%
6,464
-3,381
-34% -$124K
BCE icon
218
BCE
BCE
$20.4B
$260K 0.04%
6,225
-950
-13% -$39.1K
NUE icon
219
Nucor
NUE
$60.2B
$260K 0.04%
6,275
-89
-1% -$3.6K
PYPL icon
220
PayPal
PYPL
$51.5B
$260K 0.04%
1,491
-18
-1% -$2.49K
META icon
221
Meta Platforms (Facebook)
META
$1.52T
$258K 0.04%
1,138
-500
-31% -$104K
HOMB icon
222
Home BancShares
HOMB
$6.28B
$255K 0.04%
16,548
– –
TRU icon
223
TransUnion
TRU
$16.6B
$250K 0.04%
2,875
– –
MET icon
224
MetLife
MET
$62.5B
$243K 0.04%
6,656
-5,688
-46% -$198K
HUM icon
225
Humana
HUM
$46B
$241K 0.04%
621
– –
7 8
9
10 11

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SL
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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.