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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+7.22%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$655M
AUM Growth
–
Cap. Flow
+$632M
Cap. Flow %
96.47%
Top 10 Hldgs %
24.38%
Holding
802
New
802
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.5M
2
AAPL icon
Apple
AAPL
+$19.3M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$16M
4
NEE icon
NextEra Energy
NEE
+$15.6M
5
HD icon
Home Depot
HD
+$14.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 11.89%
2 Financials 10.73%
3 Healthcare 9.5%
4 Industrials 8.84%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
201
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$360K 0.06%
+6,105
New +$356K
CBOE icon
202
Cboe Global Markets
CBOE
$31B
$360K 0.06%
+3,000
New +$352K
AEP icon
203
American Electric Power
AEP
$73B
$358K 0.05%
+3,788
New +$350K
BCE icon
204
BCE
BCE
$20.3B
$356K 0.05%
+7,686
New +$368K
URI icon
205
United Rentals
URI
$69.6B
$355K 0.05%
+2,127
New +$309K
HOMB icon
206
Home BancShares
HOMB
$6.27B
$350K 0.05%
+17,828
New +$336K
IWR icon
207
iShares Russell Mid-Cap ETF
IWR
$56.5B
$345K 0.05%
+5,788
New +$332K
META icon
208
Meta Platforms (Facebook)
META
$1.51T
$341K 0.05%
+1,663
New +$322K
ICE icon
209
Intercontinental Exchange
ICE
$86.3B
$338K 0.05%
+3,656
New +$339K
IYR icon
210
iShares US Real Estate ETF
IYR
$4.76B
$335K 0.05%
+3,601
New +$334K
INTU icon
211
Intuit
INTU
$85.5B
$335K 0.05%
+1,278
New +$334K
PNW icon
212
Pinnacle West Capital
PNW
$12.9B
$334K 0.05%
+3,715
New +$335K
SLY
213
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$324K 0.05%
+4,468
New +$311K
HYG icon
214
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$319K 0.05%
+3,633
New +$316K
CSFL
215
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$318K 0.05%
+12,722
New +$318K
ISRG icon
216
Intuitive Surgical
ISRG
$130B
$313K 0.05%
+1,590
New +$298K
BP icon
217
BP
BP
$108B
$313K 0.05%
+8,298
New +$315K
NXPI icon
218
NXP Semiconductors
NXPI
$66.8B
$312K 0.05%
+2,450
New +$284K
CTVA icon
219
Corteva
CTVA
$59.3B
$311K 0.05%
+10,507
New +$278K
OXY icon
220
Occidental Petroleum
OXY
$53.6B
$310K 0.05%
+7,532
New +$302K
O icon
221
Realty Income
O
$61.2B
$309K 0.05%
+4,336
New +$323K
CSX icon
222
CSX Corp
CSX
$95.7B
$305K 0.05%
+12,660
New +$299K
QQQE icon
223
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$305K 0.05%
+5,553
New +$289K
GIS icon
224
General Mills
GIS
$20.2B
$301K 0.05%
+5,626
New +$296K
NUE icon
225
Nucor
NUE
$60.4B
$295K 0.05%
+5,237
New +$286K
7 8
9
10 11

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PTC
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SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q4 2019 Portfolio in Review

Q4 2019 is the first quarter with a 13F filing on record for Caldwell Trust, which disclosed 802 positions worth $655M. Its ten largest holdings account for 24% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 72,932 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2019 buy was State Street SPDR S&P 500 ETF Trust: 72,932 shares worth $23.5M.
  • Caldwell Trust's ten largest holdings make up 24% of its $655M portfolio in Q4 2019.
  • Caldwell Trust disclosed 802 positions in Q4 2019, its first 13F filing on record.

Based on Caldwell Trust's 13F filing for Q4 2019, filed 6 Oct 2025.