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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
176
Intercontinental Exchange
ICE
$86.4B
$552K 0.08%
4,943
+641
+15% +$72.7K
USB icon
177
US Bancorp
USB
$100B
$552K 0.08%
9,977
-1,332
-12% -$66.5K
NVS icon
178
Novartis
NVS
$304B
$549K 0.08%
6,422
-598
-9% -$53.7K
PPG icon
179
PPG Industries
PPG
$26.5B
$549K 0.08%
3,652
+80
+2% +$11.5K
KLAC icon
180
KLA
KLAC
$249B
$537K 0.07%
16,250
– –
SHW icon
181
Sherwin-Williams
SHW
$87.4B
$517K 0.07%
2,103
– –
OTIS icon
182
Otis Worldwide
OTIS
$28B
$510K 0.07%
7,455
-381
-5% -$24.9K
MEN
183
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$498K 0.07%
42,150
-2,500
-6% -$29.9K
NXPI icon
184
NXP Semiconductors
NXPI
$65.4B
$493K 0.07%
2,450
– –
XLV icon
185
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$493K 0.07%
4,220
+97
+2% +$11.2K
SCHD icon
186
Schwab US Dividend Equity ETF
SCHD
$104B
$488K 0.07%
20,067
-1,530
-7% -$34.8K
IWP icon
187
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$482K 0.07%
4,724
– –
SPYG icon
188
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.4B
$473K 0.07%
8,380
+2,255
+37% +$126K
TGT icon
189
Target
TGT
$65.5B
$465K 0.06%
2,347
+121
+5% +$22.6K
MRSH
190
Marsh
MRSH
$91.7B
$463K 0.06%
3,800
– –
MSI icon
191
Motorola Solutions
MSI
$73.1B
$462K 0.06%
2,456
– –
VMW
192
DELISTED
VMware, Inc
VMW
$436K 0.06%
2,900
– –
TSLA icon
193
Tesla
TSLA
$1.21T
$434K 0.06%
1,950
+6
+0.3% +$1.51K
XLU icon
194
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$430K 0.06%
13,424
– –
IWD icon
195
iShares Russell 1000 Value ETF
IWD
$82.2B
$429K 0.06%
2,830
– –
CI icon
196
Cigna
CI
$79.6B
$424K 0.06%
1,752
-24
-1% -$5.35K
LQD icon
197
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$418K 0.06%
3,217
– –
TDOC icon
198
Teladoc Health
TDOC
$1.69B
$416K 0.06%
2,287
+1,262
+123% +$293K
WFC icon
199
Wells Fargo
WFC
$263B
$397K 0.06%
10,149
+5,075
+100% +$180K
SLY
200
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$393K 0.05%
4,178
– –
6 7
8
9 10

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.