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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
76
Qualcomm
QCOM
$179B
$2.21M 0.31%
20,099
+288
+1% +$33.7K
LPLA icon
77
LPL Financial
LPLA
$26.5B
$2.15M 0.3%
9,965
-172
-2% -$40.2K
APD icon
78
Air Products & Chemicals
APD
$65.2B
$2.14M 0.3%
6,945
-111
-2% -$31.3K
XLK icon
79
State Street Technology Select Sector SPDR ETF
XLK
$114B
$2.14M 0.3%
34,406
-9,918
-22% -$630K
VEA icon
80
Vanguard FTSE Developed Markets ETF
VEA
$227B
$2.11M 0.3%
50,261
-14,088
-22% -$571K
WRB icon
81
W.R. Berkley
WRB
$28.1B
$2.09M 0.3%
43,161
– –
ZTS icon
82
Zoetis
ZTS
$32.2B
$2.07M 0.29%
14,136
-1,103
-7% -$163K
TIP icon
83
iShares TIPS Bond ETF
TIP
$14.5B
$2.06M 0.29%
19,398
-3,162
-14% -$338K
AON icon
84
Aon
AON
$78.4B
$2.05M 0.29%
6,826
– –
T icon
85
AT&T
T
$167B
$2M 0.28%
108,755
+8,130
+8% +$146K
SBUX icon
86
Starbucks
SBUX
$118B
$1.98M 0.28%
19,916
-1,714
-8% -$162K
PRU icon
87
Prudential Financial
PRU
$42.3B
$1.92M 0.27%
19,304
+682
+4% +$69.1K
CMI icon
88
Cummins
CMI
$91.3B
$1.91M 0.27%
7,892
+13
+0.2% +$3.09K
IJJ icon
89
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$1.88M 0.27%
18,630
+378
+2% +$37.7K
VIG icon
90
Vanguard Dividend Appreciation ETF
VIG
$112B
$1.86M 0.26%
12,228
-115
-0.9% -$17.1K
ITW icon
91
Illinois Tool Works
ITW
$81.9B
$1.86M 0.26%
8,423
-64
-0.8% -$13.6K
ADBE icon
92
Adobe
ADBE
$94.5B
$1.84M 0.26%
5,481
– –
AXP icon
93
American Express
AXP
$226B
$1.79M 0.25%
12,099
-38
-0.3% -$5.63K
ADP icon
94
Automatic Data Processing
ADP
$102B
$1.71M 0.24%
7,178
-482
-6% -$118K
ALL icon
95
Allstate
ALL
$67.3B
$1.71M 0.24%
12,626
– –
VTI icon
96
Vanguard Total Stock Market ETF
VTI
$655B
$1.71M 0.24%
8,952
-22
-0.2% -$4.24K
PFF icon
97
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.69M 0.24%
55,465
+3,457
+7% +$108K
GOOG icon
98
Alphabet (Google) Class C
GOOG
$3.99T
$1.68M 0.24%
18,945
+945
+5% +$90.2K
UPS icon
99
United Parcel Service
UPS
$96B
$1.68M 0.24%
9,666
+326
+3% +$56.4K
MO icon
100
Altria Group
MO
$122B
$1.64M 0.23%
35,905
-102
-0.3% -$4.62K
2 3
4
5 6

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
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AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
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Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.