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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
76
Alphabet (Google) Class C
GOOG
$4.02T
$2.69M 0.31%
18,560
+20
+0.1% +$2.89K
ROP icon
77
Roper Technologies
ROP
$39.1B
$2.63M 0.3%
5,341
+168
+3% +$80K
XLK icon
78
State Street Technology Select Sector SPDR ETF
XLK
$111B
$2.59M 0.3%
29,848
-30
-0.1% -$2.47K
FLOT icon
79
iShares Floating Rate Bond ETF
FLOT
$10.2B
$2.45M 0.28%
48,238
-63,098
-57% -$3.2M
IVV icon
80
iShares Core S&P 500 ETF
IVV
$869B
$2.43M 0.28%
5,094
-300
-6% -$138K
RQI icon
81
Cohen & Steers Quality Income Realty Fund
RQI
$1.73B
$2.41M 0.28%
132,322
+2,541
+2% +$42.2K
ED icon
82
Consolidated Edison
ED
$42B
$2.4M 0.28%
28,075
-398
-1% -$31.3K
IBM icon
83
IBM
IBM
$208B
$2.36M 0.27%
17,689
-4,368
-20% -$548K
FLRN icon
84
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$2.28M 0.26%
74,496
-7,354
-9% -$225K
NVG icon
85
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$2.24M 0.26%
124,675
+13,969
+13% +$244K
ITW icon
86
Illinois Tool Works
ITW
$85.8B
$2.23M 0.26%
9,039
+70
+0.8% +$16.3K
T icon
87
AT&T
T
$171B
$2.22M 0.26%
119,559
-63,905
-35% -$1.19M
VIG icon
88
Vanguard Dividend Appreciation ETF
VIG
$113B
$2.16M 0.25%
12,588
-66
-0.5% -$10.9K
PFF icon
89
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.11M 0.24%
53,479
+3,244
+6% +$126K
APD icon
90
Air Products & Chemicals
APD
$65.9B
$2.1M 0.24%
6,888
– –
WEC icon
91
WEC Energy
WEC
$37.7B
$2.09M 0.24%
21,555
-1,145
-5% -$105K
BA icon
92
Boeing
BA
$173B
$2.08M 0.24%
10,314
+22
+0.2% +$4.65K
IJJ icon
93
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.92B
$2.05M 0.24%
18,562
– –
AON icon
94
Aon
AON
$80.9B
$2.05M 0.24%
6,826
– –
AXP icon
95
American Express
AXP
$225B
$2M 0.23%
12,227
-27
-0.2% -$4.6K
OUSA icon
96
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$756M
$1.99M 0.23%
42,785
-510
-1% -$22.6K
MO icon
97
Altria Group
MO
$128B
$1.86M 0.21%
39,346
+947
+2% +$43.4K
MS icon
98
Morgan Stanley
MS
$330B
$1.83M 0.21%
18,671
+915
+5% +$91.1K
ADP icon
99
Automatic Data Processing
ADP
$106B
$1.83M 0.21%
7,404
+99
+1% +$22.4K
LPLA icon
100
LPL Financial
LPLA
$26.9B
$1.72M 0.2%
10,714
-53
-0.5% -$8.75K
2 3
4
5 6

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.