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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
76
Altria Group
MO
$126B
$2.26M 0.32%
44,240
-1,952
-4% -$87.5K
VWO icon
77
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.25M 0.31%
43,275
+8,566
+25% +$456K
CMI icon
78
Cummins
CMI
$87.8B
$2.14M 0.3%
8,274
+400
+5% +$99.9K
APD icon
79
Air Products & Chemicals
APD
$65.8B
$2.11M 0.29%
7,489
+8
+0.1% +$2.17K
ZTS icon
80
Zoetis
ZTS
$32.8B
$2.1M 0.29%
13,354
+2,607
+24% +$413K
IVV icon
81
iShares Core S&P 500 ETF
IVV
$872B
$2.09M 0.29%
5,249
– –
BX icon
82
Blackstone
BX
$106B
$2.04M 0.28%
27,414
+8,186
+43% +$565K
SBUX icon
83
Starbucks
SBUX
$118B
$2.01M 0.28%
18,406
+2,640
+17% +$277K
GOOG icon
84
Alphabet (Google) Class C
GOOG
$4.07T
$1.96M 0.27%
18,920
-560
-3% -$55.6K
WEC icon
85
WEC Energy
WEC
$37.5B
$1.95M 0.27%
20,846
+2,976
+17% +$259K
ITW icon
86
Illinois Tool Works
ITW
$86B
$1.94M 0.27%
8,780
+30
+0.3% +$6.23K
IJJ icon
87
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.93B
$1.91M 0.27%
18,752
– –
VIG icon
88
Vanguard Dividend Appreciation ETF
VIG
$113B
$1.84M 0.26%
12,529
-1,805
-13% -$257K
OUSA icon
89
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$756M
$1.79M 0.25%
44,820
-1,330
-3% -$51.1K
AON icon
90
Aon
AON
$81.2B
$1.77M 0.25%
7,686
+210
+3% +$46.2K
RQI icon
91
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$1.75M 0.24%
125,819
+9,898
+9% +$128K
XLK icon
92
State Street Technology Select Sector SPDR ETF
XLK
$112B
$1.74M 0.24%
26,260
-1,912
-7% -$126K
PH icon
93
Parker-Hannifin
PH
$126B
$1.7M 0.24%
5,402
-105
-2% -$30.3K
LPLA icon
94
LPL Financial
LPLA
$27.3B
$1.66M 0.23%
11,707
-414
-3% -$52.8K
CMCSA icon
95
Comcast
CMCSA
$85.5B
$1.57M 0.22%
28,940
+2,245
+8% +$119K
ROP icon
96
Roper Technologies
ROP
$39.1B
$1.54M 0.21%
3,817
+1,638
+75% +$657K
WU icon
97
Western Union
WU
$2.6B
$1.52M 0.21%
61,769
-5,253
-8% -$124K
BDX icon
98
Becton Dickinson
BDX
$45.5B
$1.5M 0.21%
6,326
+81
+1% +$19.8K
EEM icon
99
iShares MSCI Emerging Markets ETF
EEM
$28.2B
$1.48M 0.21%
27,782
+8,727
+46% +$478K
SAM icon
100
Boston Beer
SAM
$1.95B
$1.45M 0.2%
1,200
– –
2 3
4
5 6

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.