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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+7.22%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$655M
AUM Growth
–
Cap. Flow
+$632M
Cap. Flow %
96.47%
Top 10 Hldgs %
24.38%
Holding
802
New
802
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.5M
2
AAPL icon
Apple
AAPL
+$19.3M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$16M
4
NEE icon
NextEra Energy
NEE
+$15.6M
5
HD icon
Home Depot
HD
+$14.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 11.89%
2 Financials 10.73%
3 Healthcare 9.5%
4 Industrials 8.84%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBL
776
DELISTED
Noble Energy, Inc.
NBL
$2.48K ﹤0.01%
+100
New +$2.12K
STT icon
777
State Street
STT
$49.6B
$2.45K ﹤0.01%
+31
New +$2.18K
ALSN icon
778
Allison Transmission
ALSN
$10B
$2.42K ﹤0.01%
+50
New +$2.32K
KTB icon
779
Kontoor Brands
KTB
$4.8B
$2.39K ﹤0.01%
+57
New +$2.15K
SHYG icon
780
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$2.32K ﹤0.01%
+50
New +$2.31K
BPT
781
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$2.28K ﹤0.01%
+332
New +$2.46K
HLIO icon
782
Helios Technologies
HLIO
$2.56B
$2.17K ﹤0.01%
+47
New +$2.02K
NOVT icon
783
Novanta
NOVT
$4.92B
$2.12K ﹤0.01%
+24
New +$2.07K
UTHR icon
784
United Therapeutics
UTHR
$26.4B
$1.94K ﹤0.01%
+22
New +$1.94K
MFGP
785
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1.84K ﹤0.01%
+131
New +$1.81K
BRW
786
Saba Capital Income & Opportunities Fund
BRW
$339M
$1.75K ﹤0.01%
+175
New +$1.69K
VOYA icon
787
Voya Financial
VOYA
$9B
$1.65K ﹤0.01%
+27
New +$1.52K
BHF icon
788
Brighthouse Financial
BHF
$3.66B
$1.49K ﹤0.01%
+38
New +$1.5K
CNA icon
789
CNA Financial
CNA
$15B
$1.07K ﹤0.01%
+24
New +$1.08K
PRSP
790
DELISTED
Perspecta Inc. Common Stock
PRSP
$1.03K ﹤0.01%
+39
New +$1.04K
SPR
791
DELISTED
Spirit AeroSystems
SPR
$947 ﹤0.01%
+13
New +$1.07K
CBB
792
DELISTED
Cincinnati Bell Inc.
CBB
$932 ﹤0.01%
+89
New +$546
BLDP
793
Ballard Power Systems
BLDP
$811M
$718 ﹤0.01%
+100
New +$610
PNR icon
794
Pentair
PNR
$10.6B
$688 ﹤0.01%
+15
New +$634
MAT icon
795
Mattel
MAT
$4.46B
$610 ﹤0.01%
+45
New +$534
AA icon
796
Alcoa
AA
$11.7B
$581 ﹤0.01%
+27
New +$559
OIH icon
797
VanEck Oil Services ETF
OIH
$2.02B
$477 ﹤0.01%
+2
New +$478
VAL
798
DELISTED
Valaris plc Class A Ordinary Share
VAL
$98 ﹤0.01%
+15
New +$73
ASIX icon
799
AdvanSix
ASIX
$562M
$80 ﹤0.01%
+4
New +$87
GCVRZ
800
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$36 ﹤0.01%
+42
New +$32
29 30 31
32
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JAFL
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CNC
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MTCM
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AIM
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FLAM
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Caldwell Trust's Q4 2019 Portfolio in Review

Q4 2019 is the first quarter with a 13F filing on record for Caldwell Trust, which disclosed 802 positions worth $655M. Its ten largest holdings account for 24% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 72,932 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2019 buy was State Street SPDR S&P 500 ETF Trust: 72,932 shares worth $23.5M.
  • Caldwell Trust's ten largest holdings make up 24% of its $655M portfolio in Q4 2019.
  • Caldwell Trust disclosed 802 positions in Q4 2019, its first 13F filing on record.

Based on Caldwell Trust's 13F filing for Q4 2019, filed 6 Oct 2025.