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Caldwell Trust Portfolio holdings
AUM
$1.12B
1-Year Est. Return
21.31%
This Fund
S&P 500
This Quarter
Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
(-4.4%)
Cap. Flow
-$6.48M
Cap. Flow
% of AUM
-0.88%
Top 10 Holdings %
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.48M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$1.13M |
| 3 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.03M |
| 4 |
Invesco Taxable Municipal Bond ETF
BAB
|
+$637K |
| 5 |
Vanguard Total Stock Market ETF
VTI
|
+$559K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$1.74M |
| 2 |
Verizon
VZ
|
+$1.49M |
| 3 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$852K |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$821K |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$663K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.34% |
| 2 | Financials | 11.44% |
| 3 | Healthcare | 10.61% |
| 4 | Consumer Discretionary | 8.71% |
| 5 | Industrials | 7.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
Synchrony
SYF
$24.8B
| – | – |
-56
| Closed | -$1.9K |
|
752
iShares 20+ Year Treasury Bond ETF
TLT
$43B
| – | – |
-3,339
| Closed | -$344K |
|
753
Tapestry
TPR
$29.9B
| – | – |
-105
| Closed | -$4.49K |
|
754
Textron
TXT
$15.5B
| – | – |
-333
| Closed | -$22.5K |
|
755
United Bankshares
UBSI
$6.62B
| – | – |
-44
| Closed | -$1.3K |
|
756
Vanguard ESG US Corporate Bond ETF
VCEB
$1.18B
| – | – |
-145
| Closed | -$8.99K |
|
757
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
| – | – |
-18
| Closed | -$1.14K |
|
|
MUI
758
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
| – | – |
-3,754
| Closed | -$42.9K |
|
|
CEM
759
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| – | – |
-200
| Closed | -$6.93K |
|
|
SAL
760
DELISTED
Salisbury Bancorp, Inc.
SAL
| – | – |
-500
| Closed | -$11.8K |
|
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Caldwell Trust's Q3 2023 Portfolio in Review
As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
- Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
- Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
- Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
- Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
- Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
- Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
- Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.
Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.