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Caldwell Trust Portfolio holdings
AUM
$1.12B
1-Year Est. Return
21.31%
This Fund
S&P 500
This Quarter
Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
(+8.5%)
Cap. Flow
+$23.2M
Cap. Flow
% of AUM
3.23%
Top 10 Holdings %
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$6.01M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.38M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.16M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$989K |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$905K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$2.61M |
| 2 |
iShares Floating Rate Bond ETF
FLOT
|
+$2.09M |
| 3 |
Nicolet Bankshares
NIC
|
+$1.21M |
| 4 |
SPDR Gold Trust
GLD
|
+$801K |
| 5 |
Apple
AAPL
|
+$456K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.6% |
| 2 | Financials | 10.39% |
| 3 | Healthcare | 9.27% |
| 4 | Consumer Discretionary | 9.12% |
| 5 | Industrials | 8.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
ProShares Ultra QQQ
QLD
$12.3B
| – | – |
-448
| Closed | -$12.9K |
|
727
RLI Corp
RLI
$6.06B
| – | – |
-86
| Closed | -$4.48K |
|
728
Trinity Industries
TRN
$3B
| – | – |
-260
| Closed | -$6.86K |
|
729
Essential Utilities
WTRG
$11.6B
| – | – |
-39
| Closed | -$1.84K |
|
|
AGR
730
DELISTED
Avangrid, Inc.
AGR
| – | – |
-216
| Closed | -$9.82K |
|
|
ABMD
731
DELISTED
Abiomed Inc
ABMD
| – | – |
-33
| Closed | -$10.7K |
|
|
IECS
732
DELISTED
iShares Evolved U.S. Consumer Staples ETF
IECS
| – | – |
-4,700
| Closed | -$146K |
|
|
BMY.RT
733
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
| – | – |
-2,262
| Closed | -$23 |
|
|
BSCM
734
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| – | – |
-1,000
| Closed | -$21.8K |
|
|
CEO
735
DELISTED
CNOOC Limited
CEO
| – | – |
-400
| Closed | -$36.7K |
|
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Caldwell Trust's Q1 2021 Portfolio in Review
As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.
- Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
- Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
- Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
- Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
- Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
- Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
- Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.
Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.