Caldwell Trust’s CNOOC Limited CEO Stock Holding History

Caldwell Trust’s Portfolio CEO Stock Details CEO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-400	Closed	-$36.7K	–	735
2020 Q4	$36.7K	Sell	400 -530	-57%	-$52.4K	0.01%	459
2020 Q3	$89.3K	Hold	930	–	–	0.01%	337
2020 Q2	$105K	Hold	930	–	–	0.02%	327
2020 Q1	$96.2K	Hold	930	–	–	0.02%	328
2019 Q4	$155K	Buy	+930	New	+$142K	0.02%	307

Other funds holding CEO

DekaBank Deutsche Girozentrale Frankfurt, Germany $59.2B AUM 26.02% 1-Year Est. Return

ACA

Atlas Capital Advisors Jackson, Wyoming $914M AUM

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

IAIM

International Assets Investment Management Orlando, Florida $1.67B AUM 28.26% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

OSAM

O'Shaughnessy Asset Management Stamford, Connecticut $21.7B AUM 41.93% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

Caldwell Trust's CEO Position: Q1 2021 in Review

Caldwell Trust sold out of CNOOC Limited (CEO) in Q1 2021, closing a stake of 400 shares — an estimated $36.7K sold.

Caldwell Trust first reported a position in CEO in Q4 2019 and held it in 5 quarters. The position peaked at $155K in Q4 2019. 8 funds tracked by Wall St. Rank hold CEO as of Q1 2021.

Caldwell Trust reported no remaining CNOOC Limited position as of Q1 2021 after selling out during the quarter.
Caldwell Trust sold 400 CNOOC Limited shares in Q1 2021, an estimated $36.7K.
Caldwell Trust first reported a position in CNOOC Limited in Q4 2019 and held it in 5 quarters.
Caldwell Trust's CNOOC Limited position peaked at $155K in Q4 2019.
8 funds tracked by Wall St. Rank held CNOOC Limited as of Q1 2021.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.