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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAA icon
726
Plains All American Pipeline
PAA
$17.3B
$2.65K ﹤0.01%
300
– –
DSU icon
727
BlackRock Debt Strategies Fund
DSU
$590M
$2.57K ﹤0.01%
+275
New +$2.55K
NOV icon
728
NOV
NOV
$7.28B
$2.45K ﹤0.01%
200
– –
CVI icon
729
CVR Energy
CVI
$3.43B
$2.41K ﹤0.01%
120
– –
TDC icon
730
Teradata
TDC
$2.79B
$2.37K ﹤0.01%
114
– –
WAB icon
731
Wabtec
WAB
$50.8B
$2.3K ﹤0.01%
40
– –
BUD icon
732
AB InBev
BUD
$160B
$2.02K ﹤0.01%
41
– –
VYX icon
733
NCR Voyix
VYX
$1.17B
$1.97K ﹤0.01%
186
– –
STT icon
734
State Street
STT
$49.8B
$1.97K ﹤0.01%
31
– –
ALK icon
735
Alaska Air
ALK
$5.28B
$1.81K ﹤0.01%
50
– –
HE icon
736
Hawaiian Electric Industries
HE
$2.3B
$1.8K ﹤0.01%
50
– –
ETG
737
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
$1.5K ﹤0.01%
105
– –
BRW
738
Saba Capital Income & Opportunities Fund
BRW
$335M
$1.43K ﹤0.01%
175
– –
AAL icon
739
American Airlines Group
AAL
$9.84B
$1.31K ﹤0.01%
+100
New +$1.21K
DXC icon
740
DXC Technology
DXC
$1.75B
$1.3K ﹤0.01%
79
-12
-13% -$191
HWM icon
741
Howmet Aerospace
HWM
$114B
$1.3K ﹤0.01%
82
-25
-23% -$329
DBD
742
DELISTED
Diebold Nixdorf Incorporated
DBD
$1.21K ﹤0.01%
200
-200
-50% -$987
ARQ icon
743
Arq
ARQ
$84.1M
$1.16K ﹤0.01%
240
– –
ACNT icon
744
Ascent Industries
ACNT
$138M
$1.12K ﹤0.01%
150
– –
KTB icon
745
Kontoor Brands
KTB
$4.76B
$1.01K ﹤0.01%
57
– –
FMO
746
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$925 ﹤0.01%
100
– –
JDD
747
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$881 ﹤0.01%
114
– –
CNA icon
748
CNA Financial
CNA
$14.9B
$772 ﹤0.01%
24
– –
PNR icon
749
Pentair
PNR
$10.6B
$570 ﹤0.01%
15
– –
MAT icon
750
Mattel
MAT
$4.42B
$435 ﹤0.01%
45
– –
28 29
30
31 32

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JAFL
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.