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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.54%
2 Technology 18.34%
3 Financials 11.44%
4 Healthcare 10.61%
5 Consumer Discretionary 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
51
Pfizer
PFE
$158B
$3.38M 0.46%
101,929
-4,935
-5% -$175K
ADBE icon
52
Adobe
ADBE
$100B
$3.35M 0.46%
6,562
+607
+10% +$318K
BXSL icon
53
Blackstone Secured Lending
BXSL
$5.9B
$3.26M 0.44%
119,136
– –
SYK icon
54
Stryker
SYK
$107B
$3.18M 0.43%
11,650
-1,389
-11% -$398K
PAYX icon
55
Paychex
PAYX
$41.5B
$3.01M 0.41%
26,096
-908
-3% -$109K
PM icon
56
Philip Morris
PM
$297B
$3.01M 0.41%
32,471
-1,099
-3% -$106K
SJNK icon
57
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.72B
$2.99M 0.41%
122,382
+1,344
+1% +$33.1K
XLK icon
58
State Street Technology Select Sector SPDR ETF
XLK
$122B
$2.81M 0.38%
34,320
+114
+0.3% +$9.78K
ZTS icon
59
Zoetis
ZTS
$30.2B
$2.81M 0.38%
16,147
+1,157
+8% +$210K
GOOG icon
60
Alphabet (Google) Class C
GOOG
$4.2T
$2.8M 0.38%
21,252
-588
-3% -$76.5K
LMT icon
61
Lockheed Martin
LMT
$124B
$2.8M 0.38%
6,848
+63
+0.9% +$27.9K
DIA icon
62
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.1B
$2.77M 0.38%
8,272
-561
-6% -$195K
VZ icon
63
Verizon
VZ
$201B
$2.73M 0.37%
84,195
-44,163
-34% -$1.49M
BMY icon
64
Bristol-Myers Squibb
BMY
$128B
$2.68M 0.37%
46,193
-2,841
-6% -$174K
MMM icon
65
3M
MMM
$84.9B
$2.64M 0.36%
33,715
-1,431
-4% -$123K
DUK icon
66
Duke Energy
DUK
$92.4B
$2.59M 0.35%
29,301
+1,520
+5% +$139K
VTI icon
67
Vanguard Morningstar Total Stock Market ETF
VTI
$685B
$2.47M 0.34%
11,622
+2,527
+28% +$559K
MUB icon
68
iShares National Muni Bond ETF
MUB
$44.6B
$2.45M 0.33%
23,933
-2,176
-8% -$230K
VEA icon
69
Vanguard FTSE Developed Markets ETF
VEA
$236B
$2.45M 0.33%
55,991
-3,135
-5% -$143K
ED icon
70
Consolidated Edison
ED
$39.6B
$2.42M 0.33%
28,248
-335
-1% -$30.5K
BAC icon
71
Bank of America
BAC
$407B
$2.38M 0.33%
87,089
-18,170
-17% -$538K
IEFA icon
72
iShares Core MSCI EAFE ETF
IEFA
$194B
$2.37M 0.32%
36,776
+15,344
+72% +$1.03M
VLO icon
73
Valero Energy
VLO
$119B
$2.34M 0.32%
16,493
-380
-2% -$49.8K
LPLA icon
74
LPL Financial
LPLA
$26B
$2.29M 0.31%
9,641
-25
-0.3% -$5.8K
AON icon
75
Aon
AON
$62.8B
$2.21M 0.3%
6,826
– –
1 2
3
4 5

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Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, down from 24% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.